- MetLife (Philadelphia, PA)
- … Compliance Officer to join the team. The Compliance Officer will be primarily responsible for key regulatory compliance activities including ... filings, regulatory change management, licensing and registration, and core regulatory compliance programs. This role will work closely with the MIM… more
- Banco Popular Puerto Rico (New York, NY)
- …2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory ... Compliance We are looking for a Senior Compliance Officer to join...Lakes, FL. The right candidate will support the consumer regulatory compliance functions for Popular Bank, including… more
- JPMorgan Chase (Jersey City, NJ)
- …success. Make a meaningful impact on our company, customers, and communities. As a Regulatory Strategy Senior Officer (Associate) in the Firmwide ... This role offers the opportunity to work closely with senior leaders, develop expertise in regulatory strategy,...You will play a vital role in ensuring effective regulatory interactions and compliance , contributing to the… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Regulatory Strategy Senior Officer - Associate within the Firmwide ... of potential issues. + Establish and develop effective relationships within Compliance and with the Business, Operations, Finance, Regulatory Reporting,… more
- SMBC (New York, NY)
- … Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** ... reminders and other communications. + Support production of Annual Compliance Report and related senior officer...Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists ... Attentiveness to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance … more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and...financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is… more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures,… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight ... *Must-Have** * Bachelor's Degree or equivalent * Minimum 7 years of compliance , regulatory compliance with respect to registered investment adviser products… more
- JPMorgan Chase (Plano, TX)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the Compliance ... Control functions. You will need to possess sufficient knowledge and experience in Compliance , as well as familiarity with regulatory and/or audit best… more
- JPMorgan Chase (Jersey City, NJ)
- …and striving to be best-in-class. As an Employee Conduct Senior Officer supporting the Global Anti-Corruption Compliance (GACC) and Government Engagement ... the firm's Global Employee Compliance and Conduct organization, which provides compliance coverage in relation to key employee-related regulatory and … more
- Ventura County (Ventura, CA)
- …research on economic trends, interest rate changes, and fixed-income markets. + Regulatory Compliance & Policy Adherence - Supporting adherence to investment ... Investment Officer / Senior Investment Officer Print...ensure best execution and favorable pricing on investments. + Regulatory Compliance & Governance - Ensuring investment… more
- JPMorgan Chase (Columbus, OH)
- …box, challenging the status quo and striving to be best-in-class. Job Summary As a Compliance Risk Management Senior Officer - Associate in Risk Management ... Operational Risk, and other Control functions. You bring your compliance expertise and knowledge of regulatory and...bring your compliance expertise and knowledge of regulatory and audit best practices to help us maintain… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Edward Jones (St. Louis, MO)
- …Compliance Division of Edward Jones seeks a qualified individual to serve as a Senior Compliance Officer within the firm's Trading and Market Surveillance ... areas + Develop and maintain a high level of expertise in current regulatory trends, enforcement actions and topics that may identify potential gaps and/or enhance… more
- First Horizon Bank (Memphis, TN)
- **Description** **Location:** On site at location listed in job posting **SUMMARY** The Senior Risk Compliance Officer supports First Horizon Bank's internal ... control testing activities. This role validates the effectiveness of operational and regulatory controls to ensure the bank's compliance with internal policies… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- First Horizon Bank (Jonesboro, AR)
- … background required (2-4 years). Background in preparing for internal ( Compliance Testing and/or Audit) and external ( regulatory ) examinations preferred. ... site in Memphis, TN; Raleigh, NC; Jonesboro, AR; **SUMMARY** A Privacy Officer is responsible for developing, implementing, and overseeing an organization's privacy… more
- Santander US (Denver, CO)
- …of rent-regulated multifamily properties** , including evaluation of rent rolls, regulatory compliance , operating statements, capital needs, and market dynamics. ... Senior CRE Workout Officer - Remote...Management teams to optimize recovery and minimize holding costs. ** Compliance , Policy, and Regulatory Adherence** + Ensure… more
- Banc of California (Los Angeles, CA)
- …documents required to ensure accurate closings and compliance with bank and regulatory requirements and procedures. + Officer , Senior Loan Administrator ... groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The Officer , Senior Loan Administrator is responsible for...reviewing evidence of insurance to confirm coverage is in compliance with bank and regulatory requirements. May… more