- ADP (Dallas, TX)
- …processes financial transactions, **_they are required to successfully obtain and maintain their series 6 and 63 FINRA securities licenses._** **Job ... opportunities with other business units as needed. **Job Requirements:** + FINRA Series 6 and 63 securities licenses and Securities Industry… more
- DXC Technology (Tulsa, OK)
- …Ability to work independently + Ability to follow oral and written directions + FINRA Series 6 Securities License **Work Environment** + May require shift ... work + This position offers a schedule of: 9-5 30pm, flexible according to time zone + Applicants for employment in the US must have work authorization that does not now or in the future require sponsorship of a visa for employment authorization in the United… more
- JPMorgan Chase (Columbus, OH)
- …+ Educate clients about JPMorgan products and valueadd resources + Work towards and obtain Securities Industry Essentials, Series 6 and Series 63 ... Relationship building and problem solving skills + Attention to detail + Obtain Securities Industry Essentials, Series 6 and Series 63 securities … more
- Truist (New York, NY)
- …support and oversight for change activities (both business and regulatory change). 6 . Provide oversight and support for open risk, audit, and regulatory issues. ... of risk management experience in financial services or related field. 3. 6 + years of leadership experience. 4. Subject matter expertise in assigned/specified line… more
- Equitable (Charlotte, NC)
- …BA/BS degree + FINRA Series 7 and Series 24 preferred. Would consider candidates with a Series 6 and 26, or candidates with a Series 7 or Series ... All reviews are based on FINRA, SEC, and state securities and insurance regulations, as well as company standards...6 with a requirement to obtain the Series 24 or Series 26 within 90… more
- Manulife (Boston, MA)
- …experience, preferably in phone and/or sales type roles. + A commitment to attain the Securities Industry Essentials, Series 6 , 63 plus state insurance and ... variable licenses within 4 months of hire + Passion for growing a territory with a positive mindset + Excellent relationship building, communication, presentation and negotiation skills + Superior business acumen especially with retirement plan products and… more
- Truist (Sarasota, FL)
- …and Series 66 licenses. ( Series 63 & 65 in lieu of the Series 66) 6 . Exceptional telephone skills and the ability to appropriately interact with clients ... anticipating the time frame required for presentation and answering of questions. 6 . Maximize sales opportunities by contacting potential investment clients based on… more
- Thrivent Financial (Lakewood, CA)
- … licensed, or insurance licensed. Depending on role, the associate must be: + Securities registered ( series 7 & 66 or 6 & 63) or be willing to do so within ... Financial is a faith-based, not-for-profit financial services organization with approximately 2. 6 million clients. As the nation's largest fraternal benefit society,… more
- Wells Fargo (New York, NY)
- …+ Interact with internal and external customers **Required Qualifications:** + 6 + months of Investment Banking Program experience, or equivalent demonstrated through ... degree with strong academic achievement **Job Expectations:** + FINRA Securities Industry Essentials (SIE) exam must be completed within...hire. FINRA recognized equivalents will be accepted + FINRA Series 52 must be completed within 90 days of… more
- Thrivent Financial (Medina, OH)
- … licensed, or insurance licensed. Depending on role, the associate must be: + Securities registered ( series 7 & 66 or 6 & 63) or be willing to do so within ... for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and… more
- Atria Wealth Solutions (Vancouver, WA)
- …or graduate degree and/or an equivalent combination of education and experience. + Series 7, 63/65 or 66 Securities Registration and Variable Life and ... Extended Sick Time and 11 Paid Bank Holidays + 401k Match- 100% match up to 6 % employee contribution + Tuition Assistance + And More! About The Role As an Advisor… more
- Wells Fargo (Los Angeles, CA)
- …the culture to drive employee engagement and growth in a branch or a series of branches + Responsible for overall management of branch(es) including management of ... Z (LO) outlined in the job expectations below **Required Qualifications:** + 6 + years of Financial Advisory experience, or equivalent demonstrated through one or… more
- Access Dubuque (Dubuque, IA)
- …Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6 , 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* ... + Bonus programs and expense allowances + Support for insurance licensing, Securities Industry Essentials(R), Series 6 , Series 7, Series 63,… more
- Citizens (Rochester, NY)
- Description If you're passionate about a career in Wealth Management, Citizens Securities , Inc. is hiring for the Investment Assistant II role. Citizens ... Securities , Inc. is a high-quality investment services provider, focused...and dedicated time and support to successfully pass your Series 7 and 66 exams. The Investment Assistant II… more
- Thrivent Financial (Albert Lea, MN)
- …Qualifications + Previous administrative/secretarial experience desired. + Must be securities registered ( series 7 & 66 or 6 & 63). + Must be appropriately ... Thrivent Financial for Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and… more
- Wells Fargo (Wilmington, CA)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... practices risk management culture + Current registration for FINRA Series 6 and Series 63...For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required… more
- Wells Fargo (Arcadia, CA)
- …and partners Desired Qualifications: * Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... practices risk management culture * Current registration for FINRA Series 6 and Series 63...For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required… more
- Wells Fargo (Seal Beach, CA)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... practices risk management culture + Current registration for FINRA Series 6 and Series 63...For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required… more
- Wells Fargo (Charlotte, NC)
- …following: work experience, training, military experience, education + Successfully completed FINRA Series 6 (or 7) exam to qualify for immediate registration ... to grow market share and meet customer needs **Required Qualifications:** + 6 + months of Business Growth Strategy experience, or equivalent demonstrated through one… more
- Wells Fargo (Salt Lake City, UT)
- …+ Interact with internal and external customers **Required Qualifications:** + 6 + months of Client Management experience, or equivalent demonstrated through one ... understanding of banking or financial services industry + Financial services experience + 6 + months of client or sales services experience + Experience developing… more