- Kestra Financial Independent Advisor (Baltimore, MD)
- …to address their needs and inquiries. Qualifications: *3-5 years of experience in financial services. * CFP designation and Series 7 and 66 or 65 licenses ... required. *Bachelor's degree, preferably with a GPA above 3.3. *Proficiency in financial planning software (eMoney, Money Guide Pro, Morningstar). *Experience with CRM platforms (Redtail or similar), MS365, and Excel. *Strong organizational skills, a… more
- Fidelity Investments (Roanoke, TX)
- …them through wealth management and retirement planning strategies The Expertise We're Looking For FINRA Series 7 & 63 required prior to hire Series 65 and/or ... of hire Experience with High Net Worth clients A CFP is preferred if you don't already have your...here, you will also be building your career! Certifications: Series 07 - FINRA Category: Relationship Management, Sales Fidelity's… more
- Highland Trust Partners (Augusta, GA)
- …financial advising experience with an established book of business. Ability to obtain the CFP designation. Series 7 license preferred, but not required. ... Ability to work towards CDFA. Are you ready to start down the path to independence? Join Highland Trust Partners today! We are an equal opportunity employer. more
- Software Placement Group (Brentwood, TN)
- …with high net worth clients is highly desirable. The Certified Financial Planner ( CFP ) designation is preferred. Series 7 certification is preferred ... three years of experience in financial planning or investment advisory roles. Active Series 65/66 licenses required. Must have an impeccable record with clean U-4… more
- Northwestern Mutual (Jamison, PA)
- …management Bonus programs and expense allowances Support for insurance licensing, Securities Industry Essentials(R), Series 6, Series 7 , Series 63, and ... licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7 , and 63. Northwestern Mutual provides… more
- Equitable Advisors (New York, NY)
- …degree or equivalent skills and work experience Licensing : State Life & Health, SIE, Series 7 , Series 66 Personal Attributes : values-driven with a track ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant (ChFC) and Equitable Advisors' own Credentialed… more
- Fidelity Investments (Plainview, NY)
- …Looking For Previous success in building relationships, uncovering needs and recommending solutions FINRA Series 7 & 63 licensed; Series 65 or 66 licensed ... and appropriate state registrations OR ability to acquire series 65/66 upon hire Keen ability to present complex...are helpful; if you do not already have a CFP or degree, our Tuition Reimbursement program can help… more
- Morgan Stanley (Chicago, IL)
- …relevant to the position required *4-year college degree or professional certification preferred *Active Series 7 (GS), and Series 66 (AG/RA) or Series ... Specialist designation requirements *Willingness to obtain Certified Financial Planner ( CFP ) and/or Certified Private Wealth Advisor (CPWA) designation Knowledge/Skills… more
- JPMorgan Chase & Co. (Plano, TX)
- …achieve their financial goals. Required qualifications, capabilities, and skills: *A valid and active Series 7 *A valid and active Series 66 (63/65) license ... preferred with focus on financial planning *Bachelor's degree preferred * CFP preferred Responsibilities *Experience and understanding of investments, wealth...with focus on financial planning *A valid and active Series 7 *A valid and active … more
- Equitable Advisors (Atlanta, GA)
- …degree or equivalent skills and work experience Licensing : State Life & Health, SIE, Series 7 , Series 66 Personal Attributes : values-driven with a track ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant (ChFC) and Equitable Advisors' own Credentialed… more
- Logix Federal Credit Union (Valencia, CA)
- …a plus. California Life Only Insurance agent's and variable contract licenses are required. NASD series 7 , 63, 65 and/or 66 licenses are required. Will consider ... series 6 and 63 individual with extensive experience. Advanced...with extensive experience. Advanced industry accreditation such as a CFP , CRPC or AAMS required. Qualified candidates without credentials… more
- JPMorgan Chase & Co. (Manhattan Beach, CA)
- …partners Demonstrated ability and commitment to goals-based planning and advice A valid and active Series 7 A valid and active Series 66 (63/65) license is ... employment Preferred qualifications, capabilities, and skills Certified Financial Planning ( CFP (R)) certification is preferred Bachelor's degree preferred FEDERAL DEPOSIT… more
- Jamie Grayem (Brea, CA)
- …growth. Leadership opportunities, including leading client and conference seminars Required skills: Currently holds Series 7 & 66 (63 & 65 in lieu of 66) ... Base Salary + Quarterly Production Bonus + Full Benefis MUST HAVE 7 /66 (63/65) This position is subject to SAFE Act registration requirements. Pursuant… more
- Robert W Baird & Co (Pittsburgh, PA)
- …Upon passing the CFP , it is expected to study for and pass the SIE, Series 7 , and Series 66 licensing exams. What makes this opportunity great: Strong ... needed. Perform special projects and assignments as required. Complete CFP prerequisites and sit for comprehensive CFP ...for and obtain the Securities Industry Essentials (SIE) Exam, Series 7 , and Series 66… more
- Edward Jones (Dallas, TX)
- …business, Finance, Accounting or Law required 10+ years of industry specific experience required Series 7 , 66 licenses required within 6 months of hire Insurance ... months of hire. Travel required up to 20%. What Could Set You Apart: Series 24 license Advanced degree; CPA, JD, CFA or additional financial planning certification.… more
- KeyBank (Seattle, WA)
- …and business development experience with proven results (required) Licenses and Certifications FINRA Series 7 and 66 (or 63 & 65) (required) Certified Financial ... Planner ( CFP ) (preferred) Certified Investment Management Analyst (CIMA) (preferred) Certified Public Accountant (CPA) (preferred) Chartered Financial Analyst (CFA)… more
- JPMorgan Chase & Co. (Greenwich, CT)
- …of work experience in Private Banking or Financial Services Bachelor's Degree required Series 7 , 66 and Insurance licenses required for position; unlicensed ... client's behalf Preferred qualifications, capabilities, and skills MBA, JD, CFA, or CFP preferred Proactive, takes initiative, and uses critical thinking to solve… more
- Equitable (Charlotte, NC)
- …Qualifications: Bachelor's degree 2 years of investment advisory experience FINRA Licenses Series 7 and 66 required Demonstrated relationship management, sales, ... advisory services, Financial Professionals, or end-clients Industry designations (including CFP (R) and ChFC(R)) or progress toward completion Experience with… more
- First Command Financial Services, Inc. (Columbus, OH)
- …Military experience or affiliation is strongly preferred. Required Experience Licensing & Certifications Required: Series 7 & 66 (or 6, 63, 65) and Life & Health ... license Preferred: CFP (R), ChFC(R), or RICP(R) designations Your Next Step If you're an experienced advisor who wants to make a difference in the lives of those who… more
- Willis Johnson & Associates (Houston, TX)
- …three years working experience, or internship in similar industry Currently pursuing either CFP , CFA, or CPA designation Currently possess or pursuing the Series ... with Bonus = $80,000 - $120,000. 401(k) plan with opportunity to earn up to 7 % the first year and 10% with tenure. Best and brightest leaders will have opportunities… more
