- Equitable Advisors (New York, NY)
- …degree or equivalent skills and work experience Licensing : State Life & Health, SIE, Series 7 , Series 66 Personal Attributes : values-driven with a track ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant ( ChFC ) and Equitable Advisors' own… more
- Equitable Advisors (Denver, CO)
- …degree or equivalent skills and work experience Licensing : State Life & Health, SIE, Series 7 , Series 66 Personal Attributes : values-driven with a track ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant ( ChFC ) and Equitable Advisors' own… more
- RK Partners (Chicago, IL)
- …Investment Advisor). Requirement options for CRIA: Series 65 (pre and post 2000 exams); Series 7 and Series 66; At the time the application is filed, ... the applicant is current and in good standing: CFP , ChFC , PFS, CFA, CIC. Responsibilities Prospecting for clients through referrals, personal observation and… more
- Equitable (Charlotte, NC)
- …Qualifications: Bachelor's degree 4 years investment advisory experience FINRA Licenses Series 7 , 24, and 66 required Demonstrated relationship management, ... experience Financial planning experience Preferred Qualifications: Industry designations (including CFP (R) and ChFC (R)) or progress toward completion Experience… more
- Truist (Clermont, FL)
- …products for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7 , 66 (63 and 65 in lieu of 66) and applicable ... with external centers of influence who will enhance business development efforts. 7 . Work within existing audit, compliance and regulatory framework in order to… more
- Aegon Asset Management (GA)
- …Qualifications: + Bachelor's degree in a related field or equivalent business experience. + FINRA Series 6 or 7 . + FINRA Series 63 or obtain within ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...(CRPC), or obtain within 12 months. Higher certification (eg CFP , CRC, CEBS, ChFC , CIMA, CRPS) acceptable… more
- Atria Wealth Solutions (Dublin, CA)
- …training. + 3+ years of prior management experience, including sales coaching experience. + Series 7 , 63, 65 (or 66) Securities Registrations, and Life Insurance ... licenses are required. + Series 24 or Series 9/10 Securities Registrations...preferred + Advanced Industry Designations preferred - such as CFP , ChFC , CRPC, RICP, CFF + Excellent… more
- Equitable (Orlando, FL)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant ( ChFC ) and Equitable Advisors' own… more
- Equitable (Scottsdale, AZ)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant ( ChFC ) and Equitable Advisors' own… more
- Equitable (Deerfield, IL)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant ( ChFC ) and Equitable Advisors' own… more
- Navy Federal Credit Union (Waldorf, MD)
- …to generate GDC based on defined thresholds within a specified period of time + FINRA Series 7 and combination of NASAA Series 63/65 or 66 registration ... data Desired Qualifications + Desired : In pursuit of designations eg, CFP , ChFC , CLU + Desired : Advanced knowledge of Navy Federal's functions, philosophy,… more
- Equitable (Bellevue, WA)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant ( ChFC ) and Equitable Advisors' own… more
- Equitable (Springfield, IL)
- …degree or equivalent skills and work experience + Licensing: State Life & Health, SIE, Series 7 , Series 66 + Personal Attributes: values-driven with a track ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant ( ChFC ) and Equitable Advisors' own… more
- Principal Financial Group (TN)
- …states in which business will be conducted. **Securities exams and IAR appointment include:** + Series 7 and 63 or equivalent, 24, 65 and/or 66 as required by ... maintain community relations. + Chartered Life Underwriter/Chartered Financial Consultant (CLU/ ChFC ), Certified Financial Planner ( CFP ) or Chartered Leadership… more
- Umpqua Bank (Seattle, WA)
- … ChFC , CTFA, CPA, CFA, CWS or AWMA, any one certification, preferred. + ( Series 7 , 66 (or 63 and 65)). Insurance licensed, preferred. + Occasional travel. ... **Job Location(s):** This posting is part of an evergreen requisition; we are actively seeking talent for current and upcoming opportunities in this market. While this requisition serves to build a talent pipeline, we currently have immediate openings and… more
- Wells Fargo (Denver, CO)
- …experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 (or 63 and 65) examinations (or FINRA ... organizational, multi-tasking, and prioritizing skills + Designated Insurance licensing + CFP (Certified Financial Planner) or ChFC (Chartered Financial… more
- Atria Wealth Solutions (King, NC)
- …economic principles relating to all aspects of personal finance. PROFESSIONAL LICENSES - + Series 7 , 66, or (63 and 65) securities licenses required. + North ... Carolina Life, Accident and Health Insurance License required. + CFP , ChFC , JD, CPA or similar designation currently held of actively pursuing strongly preferred… more
- Equitable (Charlotte, NC)
- …+ Bachelor's degree + 4 years investment advisory experience + FINRA Licenses Series 7 , 24, and 66 required + Demonstrated relationship management, sales, ... + Financial planning experience **Preferred Qualifications:** + Industry designations (including CFP (R) and ChFC (R)) or progress toward completion + Experience… more
- Equitable (Charlotte, NC)
- …+ Bachelor's degree + 2 years of investment advisory experience + FINRA Licenses Series 7 and 66 required + Demonstrated relationship management, sales, customer ... and advisory services, Financial Professionals, or end-clients + Industry designations (including CFP (R) and ChFC (R)) or progress toward completion + Experience… more
- Equitable (MD)
- …which must be passed prior to onboarding + We will sponsor your pursuit of FINRA Series 7 and 66 registrations which must be passed prior to onboarding + ... encourage pursuit of professional designations including CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)) professional and Chartered Financial Consultant ( ChFC ). In… more
