- RIA Recruiting (Trenton, NJ)
- …required Licenses - Not required at hire but must be willing to obtain Series 7 and Life & Health " Client Service Plus" work style Detail oriented and able ... Client Service Associate Personal Wealth Strategies, a well-established...the Hamilton, NJ area, seeks a talented and professional Client Service Associate to join a fast-paced team. We… more
- Morgan Stanley (Cleveland, OH)
- …and SKILLS: Education and/or Experience *High School Diploma/Equivalency *College degree preferred *Active Series 7 (GS), and Series 66 (AG/RA) or ... POSITION SUMMARY Registered Client Service Associates provide exceptional service to our...Series 63 (AG) and Series 65 (RA) *Two or more years of industry… more
- Charles Schwab Inc. (Wichita, KS)
- …Schwab's Investment Consultant role. What you have Required Qualifications: A valid and active Series 7 license is required (license may be obtained under a ... condition of employment through Branch Network Licensing Program) A valid and active Series 66 (63/65) license required (license(s) may be obtained under a condition… more
- LPL Financial Holdings, Inc. (Edmonds, WA)
- …or equivalent working experience Ability to be onsite M-F in our Edmonds, WA office Preferences: Series 7 , Series 66 OR Series 63/65 (or willingness to ... avenues for professional development and advancement. The primary role of the Client Service Associate (CSA) is to provide administrative support to an advisor… more
- SDL Search Partners (Newton, MA)
- About the job Client Service Associate Client Service Associate...If you have, or are looking to obtain your Series 7 / 66 licenses and kickstart ... Greater Boston based Wealth Management firm is seeking a Client Service Associate to add to their Wealth Advisory...and investment reviews Ad hoc projects when required Qualifications: Series 7 / 63 / 66, SIE… more
- Morgan Stanley (Melville, NY)
- …KNOWLEDGE, and SKILLS: Education and/or Experience High School Diploma/Equivalency College degree preferred Active Series 7 (GS), and Series 66 (AG/RA) or ... POSITION SUMMARY: Registered Client Service Associates provide exceptional service to our...Series 63 (AG) and Series 65 (RA) Two or more years of industry… more
- Morgan Stanley (San Jose, CA)
- …School Diploma/Equivalency College degree preferred Industry experience is a plus Willingness to obtain Series 7 (GS), and Series 66 (AG/RA) or Series ... POSITION SUMMARY Client Service Associates provide exceptional service to our...in this role build trusted relationships. Leading with a client first mindset, a successful candidate for this role… more
- UBS (San Francisco, CA)
- …Advisors who deliver products and services specifically designed for them. Your expertise *SIE, Series 7 and 66 licenses (for registered CSAs only) *ideally 3-5 ... Do you know how to take care of people? We're looking for a Client Service Associate to: *keep management systems up-to-date with client information *educate… more
- Raymond James Financial, Inc. (Savannah, GA)
- …supervision. Licenses/Certifications SIE required provided that an exemption or grandfathering cannot be applied. Series 7 , 9 & 10 required. Series 63, 65 ... and operating statements. Researches and resolves complex problems relating to client accounts and inquiries. Assists Branch Manager in disseminating information at… more
- Oppenheimer & Co. Inc. (North Palm Beach, FL)
- …Local office interaction with other support members, Financial Advisors and Management Skills/Requirements Series 7 and 63/65 (or 66) required (within first six ... management services. Job Description Oppenheimer & Co. Inc.'s Private Client Division is currently seeking a Registered Client... Client Division is currently seeking a Registered Client Service Associate for their Palm Beach, FL branch… more
- Cetera Financial Group, Inc. (Minnetonka, MN)
- …pathing program to future opportunities that require industry experience and licenses (Insurance, FINRA Series 7 , & 66 or 63/65 combo). What You Will Do: Act ... person works directly with the Registered Representative(s) to prepare and process client paperwork, perform client financial transactions, maintain client … more
- Citizens Bank (New York, NY)
- …insurance, and estate planning. Qualifications, Education, Certifications and/or Other Professional Credentials Series 7 , 63, 65 (or 66) active and valid. A ... that help individuals and families attain their financial goals. Our Private Client Financial Advisors (PCFAs) conduct thorough discoveries to understand a client… more
- US Bank (New York, NY)
- …Three to five years of experience in a financial sales position, preferably working with the affluent client segment FINRA Series 7 and 66 or, Series ... significant investments to expand our advisor base and deliver an outstanding client experience. With a collaborative team structure, strong leadership support, a… more
- Deutsche Bank (New York, NY)
- …trends Able to work in a high paced environment under pressure Skills You'll Need Series 7 & 63 Extensive experience in Fixed Income Strong interpersonal skills ... Job Description: Job Title: Institutional Client Group, Foreign Exchange, Americas Corporate Title: Vice President Location: New York, NY Overview Institutional … more
- JPMorgan Chase & Co. (Manhattan Beach, CA)
- …partners Demonstrated ability and commitment to goals-based planning and advice A valid and active Series 7 A valid and active Series 66 (63/65) license is ... the best investment solutions to meet their financial needs. As a Private Client Advisor in Chase Wealth Management, you will offer comprehensive financial planning… more
- JPMorgan Chase & Co. (Walnut Creek, CA)
- …Maintain and foster team culture Required qualifications, capabilities, and skills A valid and active Series 7 license is required or may be obtained within a 60 ... solutions to meet their financial needs. As a Private Client Investment Associate in JP Morgan Wealth Management, you...Securities Industry Essential (SIE) exam A valid and active Series 66 (63/65), and Life and Health Insurance license… more
- SHELL FEDERAL CREDIT UNION (Pasadena, TX)
- …years of work related experience with a proven track record of success Required Licenses: FINRA Series 7 State Securities ( Series 63 or Series 66) State ... both potential and existing clients in order capture the client 's goals and develop strategies to achieve required goals....IAR ( Series 65 or Series 66) State Life, Health Insurance and Variable Products… more
- PIMCO (Austin, TX)
- …single-family office, or distributor/platform experience will also be considered. Possession of FINRA Series 7 , 3, and 63 licenses and other applicable licenses ... an experienced sales professional to join the firm's Private Client Group (PCG), within the US Global Wealth Management...and Alabama. Our US GWM team is comprised of client -facing professionals responsible for contributing to the firm's success… more
- US Bank (Greenacres, WA)
- …industry experience preferred - To be eligible for business incentives, must have FINRA SIE, Series 6 or 7 , 63 registrations and life, variable life, health and ... paper flow in adherence to the firm's record-keeping requirements, maintaining client files and supplies, answering phones, opening and disseminating mail. Assists… more
- Stephens, Inc. (Atlanta, GA)
- …work overtime as required CERTIFICATES, LICENSES, REGISTRATIONS SIE - Securities Industry Essentials Series 7 - General Securities Representative Series 63 - ... State Law Exam or Series 66 - Combined State Law #LI-DNI Equal Opportunity Employer This employer is required to notify all applicants of their rights pursuant to federal employment laws. For further information, please review the Know Your Rights notice… more
