- Raymond James Financial, Inc. (New York, NY)
- …specialized training and/or certification in securities industry to conduct onsite* branch examinations of retail brokerage offices throughout the US Exams include ... branches. **Essential Duties and Responsibilities** + Execution of the risk-based branch exam program in FINRA-registered and non-registered Private Client Group… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulations, and firm policies, providing compliance education to new and existing PCG branch associates, conducting various surveillance reviews, working on ad ... industry rules, regulations, and firm policies. + Provides compliance training to new PCG branch associates. + Delivers educational content to PCG branch … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and continuing education options. **Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account disclosures and transaction ... Serve as a trusted business partner to our Financial Advisor teams by providing expertise with financial services related...and all supervision related questions and concerns from the PCG branches and home office business units as well… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Summary** The Senior Manager of Conflicts of Interest ("COI") Supervision will manage a supervisory team responsible for oversight of the firm's Outside ... as well as Raymond James policies and procedures. The Senior Manager - COI Supervision reports directly to the...work of associates. + Work with business management and branch managers to develop, communicate and implement strategies, procedures… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …deliver detailed business requirements based on that strategy. + Knowledge of branch operations and advisor -facing technology is preferred. + Clarifying system ... Office location. **Job Summary:** We are seeking a highly analytical and detail-oriented Senior Product Manager who will focus on delivering a new suite of strategic… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Summary** The PCG Recruiting team is expanding to support and further enhance the visiting advisor 's experience at recruiting events, conferences and group ... surveys are sent to attendees to assess conference content and financial advisor /attendee engagement. + Send attendee lists to participating sponsors and ensure the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and CRM automation), and customizing personalized (4) Professional Development tracks for branch personnel. + Promote branch manager/ advisor development and ... diverse group of advisory teams with guidance provided by senior coaches and management. May lead defined work or...financial services industry. + Performance or actions necessary for advisor and branch professionals to build and… more