- Deutsche Bank (Jacksonville, FL)
- Job Description: Job Title Compliance Officer - Bank Holding Company Controls Monitoring Officer Corporate Title Assistant Vice President Location ... with the ability to effectively influence others and engage senior stakeholders and foster collaboration among Compliance ,...engage senior stakeholders and foster collaboration among Compliance , Compliance CT&A, the Business and other… more
- State Street Corporation (Boston, MA)
- Who we are looking for Swap Dealer Compliance seeks a Compliance Officer to advise internal stakeholders on implementation and development of Commodity ... of their obligations and expected behaviors *Assisting in drafting CCO annual compliance report and presenting report to senior management *Periodically… more
- Careers at KKR (Boston, MA)
- …include the activities of its sponsored funds and insurance subsidiaries. POSITION SUMMARY The Senior Compliance Officer - Marketing Review will support the ... and Marketing Review function of our insurance and asset management businesses. The Senior Compliance Officer - Marketing Review will join the Compliance … more
- Pyramid Consulting, Inc. (Jersey City, NJ)
- Immediate need for a talented AVP- Compliance Officer . This is a 08+months contract opportunity with long-term potential and is located in Jersey City, NJ ... with the ability to work collaboratively with front, back office and Compliance stakeholders and senior management. Strong communication skills including… more
- State Street Corporation (Boston, MA)
- SVP, Senior Compliance Officer of...Demonstrated understanding of regulatory obligations such as: BCBS 75, SR 11-10, SR 20-12, Reg WW, Reg ... Compliance is seeking a dedicated and knowledgeable Senior Compliance Officer (SCO) to...YY, SR 12-7, Regulation Q, BCBS 195, SR 11-7, FFIEC IT Handbook, and various other financial… more
- Precision Castparts Corp. (Arlington, TX)
- …square foot facility. Position Summary: We are seeking a skilled and detail-oriented Trade Compliance Officer to join our team. In this full-time position, you ... in accordance with ITAR and EAR regulations. The Trade Compliance Officer will also manage export licenses...obtained to support export license applications. Work with the senior trade compliance staff to prepare and… more
- PIMCO (Newport Beach, CA)
- …clients. Overview As a key member within PIMCO's Compliance team, the Senior Compliance Officer will provide strategic oversight and leadership across ... compliance risks proactively Provide regular, comprehensive reporting on compliance program status to senior Legal and...comprehensive reporting on compliance program status to senior Legal and Compliance executives and other… more
- TD Bank Group (New York, NY)
- …who can provide you more specific details for this role. Job Description: The Senior Compliance Officer provides advice, guidance and support to business ... compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets.../business objectives Depth & Scope: Works independently as the senior officer and may coach and educate… more
- FutureRecruit (Glenview, IL)
- Chief Compliance Officer (Hybrid)- Full Time Location: Glenview, IL, 60025 What you will be doing: Lead with Vision: Inspire and manage a talented team of ... compliance professionals, fostering a culture of excellence and continuous...of the Curve: Monitor and anticipate regulatory changes, advising senior management on emerging risks and critical deadlines. Innovate… more
- First Horizon (Memphis, TN)
- …be the best at serving their customers one opportunity at a time. Summary: The Senior Compliance Officer is primarily responsible for helping to ensure ... regulatory processes and procedures promulgated by Federal and State regulators. The Senior Compliance Officer is responsible for adherence to First Horizon… more
- Trexquant Investment (Stamford, CT)
- …pushes the boundaries of quantitative finance. We are seeking a Chief Compliance Officer (CCO) to join our senior leadership team, overseeing compliance ... risk assessments and report findings to the CEO and senior leadership. Represent compliance in investor diligence...to the CEO and senior leadership. Represent compliance in investor diligence meetings and regulatory discussions. Provide… more
- M Financial Group (Dallas, TX)
- …who come together to build and support best-in-class solutions. This position is a Compliance Officer Sr of M Holdings Securities, Inc. (M Securities), ... Inc. (MFAM), a SEC registered investment advisor. This position seeks to ensure compliance with SEC regulations while supporting M Securities and MFAM in meeting… more
- International Staffing Consultants, Inc. (South Burlington, VT)
- …$260,000 - $400,000 per year We are seeking an experienced and dynamic Chief Compliance Officer (CCO) to lead our client's compliance and privacy ... healthcare organization. The CCO will be responsible for overseeing all compliance activities related to healthcare regulations, privacy laws, and organizational… more
- The Ohio State University (Dublin, OH)
- …your candidate profile as it will transfer to your application. Job Title: Accreditation Senior Officer - Accreditation & Compliance Department: James | ... Accreditation and Compliance -Interim Scope of Position The Accreditation Senior Officer is responsible for implementing the administrative aspects of the… more
- Jefferies (Jersey City, NJ)
- Job Description The AML Compliance Group is responsible for the coordination of the Firm's AML Program and is the Firm's primary contact for regulatory agencies and ... Firm employees regarding issues related to the AML Program. AML Compliance , in consultation with the Firm's Legal Department, will implement and coordinate… more
- MongoDB (New York, NY)
- …Samsung and Toyota, trust MongoDB to build next-generation, AI-powered applications. MongoDB seeks a senior individual to act as the VP focused on compliance and ... assist in the evangelizing of our security functionality and compliance posture for MongoDB Atlas and the Developer Data...each customer to improve a customer's security posture and compliance position Regularly evangelize solutions as one of our… more
- Repligen (Waltham, MA)
- …public company is looking for a strong, experienced, and technically sound Senior Director, Assistant Controller, who will own the Company's accounting processes ... in accordance with GAAP.Ensure timely and accurate financial reporting to senior management and external stakeholders, including quarterly and annual filings (eg,… more
- KPIT Technologies (Novi, MI)
- …into compliance issues and breaches. Prepare and present clear and concise compliance reports to senior management and regulatory bodies as required. Report ... issues and breaches. Prepare and present clear and concise compliance reports to senior management and regulatory bodies as required. Report violations of … more
- Florida Gateway College (Lake City, FL)
- …status against a student, employee, or applicant is prohibited. The Civil Rights and Compliance Officer (CRCO) for the College is Cassie Buckles, Associate Vice ... President of Human Resources, 149 SE College Place, Lake City, FL 32025. If you have any questions or desire any information, call ###. Salary/Compensation: $32,240 per year recblid fx4ckxtexy8pd13gepdrcdhxxh1ibs more
- Meridian Township (Haslett, MI)
- …inspections and conducts on-site inspections throughout the Township to determine compliance with state/local codes, ordinances and standards pertaining to health, ... of Township ordinances, follows established procedures for achieving abatement and compliance . Investigates cases and maintains related records. Assists in achieving… more
