- NextEra Energy (North Palm Beach, FL)
- …accurately reflect the financial position, operating results and cash flows of NEE's trading & marketing activities Maintain SOX Compliance by ensuring financial ... our customers and stakeholders. Our team is skilled in market analysis, trading , risk management and delivering tailored customer solutions across North America. If… more
- Bloomberg LP (New York, NY)
- …configuration, training, testing and support across position management, order management, trading , research management, compliance , and operations. The ideal ... of workflows across portfolio management, research management, order management, trading , compliance and operations for institutional investment managers… more
- Citadel (New York, NY)
- …to help with releases and testing for new software Coordinating efforts with Trading , Technology, Compliance and Operations teams to ensure smooth expansion and ... would be responsible for the day-to-day support functions of the sales and trading desk including trade booking, trade reconciliation, P&L analysis, and new desk… more
- EQUITRUST (Chicago, IL)
- …and trend analysis. This role works closely with cross-functional teams in accounting, trading , and compliance to ensure accurate investment records and support ... Analyze and reconcile data between accounting, data warehouse, custody, and trading systems Maintain workpapers and support monthly close activities, including… more
- CG Financial (Charlotte, NC)
- …and trading operations. In this exciting role, you'll execute complex trading strategies, oversee client portfolios, ensure strict compliance with trading ... preparation and meetings. Auditing and Oversight: Audit CRM and trading software to ensure data accuracy and compliance... trading software to ensure data accuracy and compliance with firm policies. Monitor trader activities (ie, Axxcess)… more
- TheStaffed (New York, NY)
- …for a qualified Senior Full Stack Developer - Corporate Lending & Loan Trading (TS03) for a top-tier US Bank. Essential Responsibilities : Utilize advanced Java, ... and services. Lead and manage initiatives related to corporate lending and loan trading . Oversee remediation projects for Credit, Lending, ESG, and Trade Finance to… more
- Hudson River Trading (New York, NY)
- …in time for the market open, making a difficult on-the-spot decision that balances compliance , risk, and PnL during trading hours, or coordinating the technical ... Hudson River Trading (HRT) is looking for an Electronic ...The team's scope covers everything from systems infrastructure, to compliance , risk management, overnight clearing, and performance improvement. Responsibilities… more
- Verition Group LLC (New York, NY)
- …Capital Structure Arbitrage, Event-Driven Investing, Equity Long/Short & Capital Markets Trading , and Global Quantitative Trading . Seeking a motivated, ... with both internal staff and vendors to solve critical issues with our trading systems stack. You will be responsible for assisting with high impact initiatives.… more
- Magnetar (Evanston, IL)
- …advisory regulations including experience with the SEC marketing rules Experience with trading systems, Bloomberg, MCO, STAR Compliance and other compliance ... joining us as you explore a career at Magnetar! Position Overview As a Compliance Officer at Magnetar, the role will be responsible for supporting all aspects of… more
- Living Talent (Atlanta, GA)
- …and operational goals. Act as Subject Matter Expert (SME) on CRD's Trading , Portfolio Management, and Compliance modules. Build trusted partnerships with ... Fixed Income and compliance stakeholders to support daily operations and incident management....into practical, well-integrated CRIMS solutions. Sit directly on the trading floor to ensure rapid communication, real-time issue resolution,… more
- Goldman Sachs, Inc. (New York, NY)
- …of contact for a diverse set of functional areas, including Portfolio Management, Trading , Operations, Legal, and Compliance Provide a superior level of service ... teams including Strategic Client Services, Client Implementation, Portfolio Management, Trading , Operations, Controllers, Risk Management, Legal, Compliance , and… more
- IMC (Chicago, IL)
- The Compliance Analyst role at IMC is responsible for ensuring the organization complies with all applicable laws, regulations, and internal policies for trading ... role offers considerable growth and opportunity for responsibility expansion within the Compliance team. Your Core Responsibilities: Partner with the Compliance … more
- Yoh Services LLC (New York, NY)
- …those applicable to investment banking, equity and fixed income sales and trading , and research *Experience in executing compliance testing and drafting ... Title: Broker-Dealer Compliance Analyst Location: NYC Type: Contract Responsibilities: *Assess business activities and support functions for compliance with… more
- Selby Jennings (New York, NY)
- …a strong risk-adjusted return profile. Collaborate with internal teams including risk, compliance , and trading to optimize execution and portfolio construction. ... and performance-based compensation. Access to world-class infrastructure, research, and trading support. Autonomy to run your strategy with institutional backing.… more
- Insight Global (New York, NY)
- …to gather information and develop clear, concise, and comprehensive documentation of trading systems. - Regulatory Compliance : Ensure all documentation adheres ... to industry standards and meets the requirements set forth by European regulators. - Technical Writing: Produce user manuals, system specifications, process documentation, and other technical materials as needed. - Language Support: Work closely with team… more
- S&P Global, Inc. (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...of interest. Employment at S&P Global is contingent upon compliance with the Policy. Equal Opportunity Employer S&P Global… more
- S&P Global, Inc. (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...of interest. Employment at S&P Global is contingent upon compliance with the Policy. Recruitment Fraud Alert: If you… more
- Santander Bank (New York, NY)
- Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America Your Journey Starts Here: Santander is a global leader and ... We Want to Talk to You! USA Job Family Description: You will provide real-time compliance advisory support to the US Global Markets Business sales and trading … more
- Wintermute (New York, NY)
- …collaborate with the business and control functions to ensure that the firm's trading agreement templates are fit-for-purpose and in compliance with applicable ... in the digital asset markets. Wintermute is the largest crypto-native algorithmic trading company providing liquidity across all major exchanges and trading … more
- Vijon, Inc (St. Louis, MO)
- …the design, development, and implementation of EDI solutions, ensuring compliance with industry standards and business requirements. Collaborate with ... and monitoring project timelines and deliverables. Coordinate with external trading partners to establish EDI connections, document requirements, and facilitate… more
