- Squarepoint Capital (New York, NY)
- The Compliance Department at Squarepoint has a wide range of roles and responsibilities that seek to Maintain and protect the good reputation of the firm Promote a ... strong culture of compliance and ethical behavior Ensure compliance with the multitude of laws and regulations that the firm is subject to Position Overview:… more
- ThinkBAC Consulting (Dallas, TX)
- …ISO-NE, and CAISO) Candidate who have held the following titles may be ideal: Energy Trading Analyst , Settlements Analyst , Data Science Analyst , Credit ... Job Description Mid-Senior Energy Trading Settlements Analyst - Renewables Energy...market operations including any relevant NERC, FERC, or transmission tariff/ compliance initiatives Must have an understanding of national energy… more
- Webster Bank (Southington, CT)
- …Act, Servicemembers Civil Relief Act & Military Lending (SCRA & MLA), Insider Trading (Reg O), Flood, OFAC and ATR/QM key responsibilities for the role: Review ... and exceptions - exhaust all efforts to find alternatives Monitor compliance with state and federal regulatory requirements. Review and decision downpayment… more
- Neuberger Berman Group LLC (New York, NY)
- …risks. Reviews conducted will be focused on firm/fund structuring, trading , valuation, portfolio accounting and fund administration, counterparty risk, technology, ... and compliance . The candidate should be comfortable participating in meetings...and key events across several areas (eg regulatory, technology/systems, trading ) while maintaining ownership of projects focused on the… more
- Wellington Management Company (Boston, MA)
- …Interacting real-time with investors to evaluate pre-trade alerts generated by their trading orders, and Additionally, the Analyst will participate in various ... of our clients. About the Role The Guideline Monitoring Analyst ("The Analyst ") will be part of...with investors to evaluate pre-trade alerts generated by their trading orders, and Resolving post-trade incident exceptions generated from… more
- ThinkBAC Consulting (Boston, MA)
- …team focused on energy storage / battery storage asset management, O&M, energy trading strategies, and real-time operations. The Sr. Analyst will be supporting ... Job Description Sr. Renewables Asset Management Analyst - Energy Storage Locations: FULLY REMOTE (Anywhere...Providers Working knowledge of NERC, FERC, or ISO/RTO operational compliance initiatives Candidates that have worked in the following… more
- Brains Workgroup, Inc. (New York, NY)
- …client, a major bank in New York City, is looking for IT Business Analyst - Compliance Systems . Permanent position with competitive compensation package (base ... target bonus. Must be 2 days per week in New York City Office. Business Analyst IT for Compliance Technology Will bridge business needs and IT solutions within… more
- The TCW Group (Los Angeles, CA)
- …Operations, Information Technology and Portfolio Reconciliation. Essential Duties Monitor Aladdin Dashboard Trading , Compliance , Email, or IB Chat for set-up of ... Position Summary The Senior Analyst , Data Management plays a critical role in...Management. Asset management industry experience with broad understanding of trading , compliance , settlement and accounting processes and… more
- The CERES Group (Boston, MA)
- Business Analyst needed for new FX trading system development project. Business Analyst for the development and roll out of our new line of client facing FX ... trading systems Coordinate the IT needs of all the...system and operational requirements, downstream system impacts, and legal compliance obligations Develop and document project best practices Recommend… more
- Citigroup, Inc. (New York, NY)
- …financial transactions in coordination with the Institutional Banking team. The Investment Banking Analyst also serves as an intermediary in trading for clients. ... The Investment Banking Analyst is an intermediate level position responsible for...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Bloomberg LP (New York, NY)
- Description & Requirements The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while ... objectives, and driving operational improvements that support our decarbonization and compliance goals. We'll trust you to: Develop and implement cross-departmental… more
- BCforward (Jersey City, NJ)
- …experienced technical business analyst to work on key initiatives for our Compliance users in EMEA, Asia and America. This challenging role will provide an ... IT Business Analyst V BCforward is currently seeking a highly...rules, regulations and standards it is vital that our Compliance Department have appropriate applications in place to allow… more
- The CERES Group (Boston, MA)
- Currently seeking a Mid-Senior Analyst focused around Aladdin Software implementation and business analysis. If you are interested in joining our entrepreneurial ... from Operations, Traders, and Portfolio Managers related to full life cycle trading functions. Design detailed process diagrams for cross functional teams. Develop… more
- Apex Fintech Solutions (Chicago, IL)
- …Most Innovative Companies - presented by Fast Company 2021 Best API & Best Trading Technology - presented by Global Fintech Awards ABOUT THIS ROLE Excited to grow ... Fintech Solutions is seeking a highly qualified Senior Tax Analyst to join our Finance team. In this role,...tax department. Your responsibilities will include supporting the tax compliance and tax accounting functions as well as assisting… more
- Groupe BPCE (New York, NY)
- …to our end-users in Operations. You will collaborate closely with Operations, Compliance , and global IT teams, leveraging your solid knowledge of financial products ... / Project Management: Partner with user representatives (traders, operations, compliance ) to gather and document business requirements. Conduct comprehensive impact… more
- DSV A/S (Belleville, MI)
- …Main Street Division: Air & Sea Job Posting Title: Logistics Technician, Material Analyst Time Type: Full Time Summary DSV Material Analysts are responsible for ... targets thus being late Monitor and report on Supplier's compliance to shipping to requested requirements and on proper...sustainable future for our industry and are committed to trading on nature's terms. We promote collaboration and transparency… more
- Goldman Sachs, Inc. (Dallas, TX)
- …be providing reasonable assurance that financial reporting is reliable, there is compliance with applicable laws and regulations and the firm's operations are ... Markets team is responsible for global audits related to Sales and Trading , Equities, Fixed Income Currencies and Commodities, Investment Banking including prime… more
- Optimus (Houston, TX)
- …Senior Financial Analyst to join a dynamic and fast-paced energy trading organization. This role offers a unique opportunity to be embedded within front-to-back ... trading operations, supporting financial reporting and strategic decision-making. Key...reconciliations Lead the month-end close process, ensuring accuracy and compliance with GAAP standards Interpret trade recaps, vessel movements,… more
- S&P Global, Inc. (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... click here. What We're Looking For: Basic Required Qualifications: Analyst with 8+ years of experience, a track record...global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global, Inc. (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... & Model Governance Committee and the Board of Managers Maintaining compliance with regulatory requirements, including interviews with examiners, where applicable… more
