- TD Bank (New York, NY)
- …the globe. This Compliance Officer will also support other aspects of the Core Compliance program as needed. The VP Compliance TDS oversees/leads a ... more specific details for this role. **Job Description:** This VP , Compliance is a key member of...on the development, implementation and coordination of the Monitoring program , as well as aspects of compliance … more
- JPMorgan Chase (Newark, DE)
- …best-in-class. As a Global Financial Crime Compliance Sanctions Compliance Program and Strategic Initiative Vice President within the Compliance ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...the implementation and execution of JPMorgan Chase's Firmwide Sanctions program while exercising sound judgment and maintaining the highest… more
- Guthrie (Sayre, PA)
- …corrective action plans, and provides training and guidance to staff. Working with the VP , Chief Compliance officer will be responsible for the daily management ... Anti-Kickback Statute, ACA, state-specific requirements). * Develop, implement, and maintain compliance policies, procedures, for the audit program . * Conduct… more
- American Express (New York, NY)
- …of second line of business compliance officer teams and report to the Senior Vice President of US Consumer Compliance . The successful candidate will lead ... & Ethics organization, responsible for administering a comprehensive regulatory compliance program for the US Consumer business...act as delegate in broader meetings for the Senior Vice President of US Consumer Compliance… more
- Georgetown Univerisity (Washington, DC)
- …dedication to making a difference in the world. Requirements Job Overview The Associate Vice President for Compliance and Ethics and Chief Compliance ... grant requirements. The AVP provides leadership to ensure an effective compliance program , characterized by well-articulated policies and procedures, efficient… more
- Zurich NA (Schaumburg, IL)
- Vice President Compliance Advisory...working with code of conduct and ethical issues + Compliance program development and maintenance experience + ... 127527 Zurich North America is currently hiring for a Vice President , Compliance Advisor to support multiple Business Units and/or Service Units and this… more
- JPMorgan Chase (Jersey City, NJ)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Compliance , Conduct & Operational Risk (CCOR) ... as this role will have a primary focus covering the US Broker-Dealer(s) Compliance program . **Job Responsibilities** + Coordinate periodic reporting to the legal… more
- BrightSpring Health Services (Louisville, KY)
- …The VP will be responsible for ensuring that the Business has an effective compliance program that is designed to prevent and detect misconduct, and that the ... initiatives Responsibilities + Oversee the enhancement and implementation of the compliance program for the home health businesses + Conduct periodic … more
- MUFG (Irving, TX)
- …Division (GFCD) HQS Technology team. This position will support the Bank's GFCD compliance program , specifically focusing on the development and maintenance of ... and governance practices over systems used to support financial crimes and compliance program activities. + Provide governance, oversight and advisory support… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …more about Life at Olympus (https://www.olympusamerica.com/careers) . **Job Description** The Global Vice President QARA Compliance provides assurance and ... and all other applicable global regulatory requirements. The Global Vice President QARA Compliance is... Compliance is responsible for executing a global compliance audit program of the quality management… more
- MUFG (Irving, TX)
- …conflicts of interest. The position shall be responsible to ensure that an effective compliance program is developed and maintained to address compliance ... and other risk functions, to ensure implementation of an effective compliance program . + Provide consulting and advisory services to stakeholders to comply… more
- BlackRock (San Francisco, CA)
- …compliance team which contributes to the maintenance and enhancement of the BTC compliance program . This role may also manage engagements with the BTC's ... **About this role** BlackRock's Compliance Department protects BlackRock's reputation and provides advice...our clients' interests and assist the business in translating Compliance into their daily work and decision making; +… more
- American Express (Sandy, UT)
- …through a combination of monitoring and testing activities. We are seeking a dynamic Vice President in the Deputy Compliance Office within the GC&E ... & Ethics (GC&E) organization establishes the framework for American Express' global compliance risk management program commensurate with the size, complexity and… more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Training Vice President to join our Compliance ... the training needs analysis process for the America's Division (AD) Compliance Training Program . This role provides exposure to diverse business lines and… more
- JPMorgan Chase (Chicago, IL)
- …frameworks, and make a meaningful impact by supporting our operational risk and compliance standards. As a Program Control Manager in the Global Banking ... you will oversee the governance and administration of the Compliance and Operational Risk Evaluation (CORE) program ,...the Compliance and Operational Risk Evaluation (CORE) program , including Risk Events and Legal Entities. You will… more
- Community Housing Innovations (Patchogue, NY)
- … + Monthly trainings and career development plans + **JOB SUMMARY** The Assistant Vice President of Housing is the lead in the development, implementation, and ... policies and procedures. + In collaboration with the Senior Vice President of Housing, compile responses to...program housing for Quality Assurance, budget adherence & compliance with program requirements. Receives satisfactory audit… more
- JPMorgan Chase (New York, NY)
- …impact by driving innovation and collaboration across teams. **Job Summary:** As a Vice President Ultimate Rewards Program Management in the Ultimate ... engagement, and retention through targeted campaigns and communications + Ensure program compliance with regulatory requirements and internal policies +… more
- Citigroup (Schaumburg, IL)
- …to oversee execution plans to drive business results, ensuring controls and compliance . + Identify program requirements, activities and manage implementation of ... The Program Management Sr. Manager accomplishes results through the...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Wells Fargo (New York, NY)
- …Sales & Trading. **About this role:** Wells Fargo is seeking an Equity Research, Vice President - Retailing, Specialty Softlines and E-commerce. Learn more about ... internal stakeholders and our institutional investor client base via consistent dialogue. The Vice President will build strong relationships not only with Equity… more
- Financial Partners Credit Union (Costa Mesa, CA)
- …you have been the one fixing it. Financial Partners Credit Union is seeking a Vice President of Information Security & Data Privacy to join its IT Infrastructure ... the protection of data, systems, applications, and infrastructure across the enterprise. As Vice President of Information Security & Data Privacy, you will own… more