- Goldman Sachs, Inc. (Salt Lake City, UT)
- …degree (or higher) in a relevant discipline 8-10 years of relevant work experience in Internal Audit , Compliance , or Risk / Controls functions Experience of ... Job Description In Internal Audit , we ensure that Goldman...assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on… more
- Morgan Stanley (New York, NY)
- …year at the commencement of employment for Associate and between $160,000 and $250,000 for Vice President . However, base pay if hired will be determined on an ... (treasury, sales, trading, structuring) and support functions (operations, controllers, legal, compliance , risk, tax, audit ) to optimize, monitor and govern… more
- BNP Paribas (New York, NY)
- …review scoping and test work, under the supervision and guidance of the OSC Vice President /Team Lead (or when necessary, under the OSC Director); adaptability to ... visible position. Minimum Required Qualifications/Skills: 3+ years' experience in General Inspection/ Audit role to ensure compliance , mitigate risks and improve… more
- State Street Corporation (Clifton, NJ)
- …distribution notices. Heavy client interaction on a daily basis. Coordination of annual audit and tax return preparation with Big 4 accounting firms. Review and/or ... investment professionals, investors, auditors, lawyers and banking personnel. Ensure compliance with investment fund legal documents, ie partnership agreement.… more
- BNP Paribas (New York, NY)
- …of GFS Sanctions norms and processes based on inquiries from various stakeholders ( Compliance , Business, Legal, Internal Audit , Supervisors etc.), including ... Position overview: The successful candidate for the position of Vice President will report directly to the...international/business law studies 8-12 years' experience in a legal, compliance , audit and banking environment (including working… more
- New York Life Insurance Co (New York, NY)
- …learning opportunities, career choices, and the chance to make a real impact. The Vice President of HR and Corporate Platforms Technology is an executive leader ... enterprise risk and legal teams. Deliver automation and secure workflows for internal audit and assurance activities, enhancing transparency and accountability.… more
- Citigroup, Inc. (Tampa, FL)
- …Qualifications : 5 years of experience in operational risk management, operations, compliance , audit , or other control-related functions in the financial ... of Enterprise Risk Management Framework and adherence with Risk Management and Compliance Policies. Help assess activities and processes as per required Policies,… more
- CLS-Group (New York, NY)
- …Legal, (v.) Compliance , (vi.) Operations, (vii.) Information Technology and (viii) Internal Audit as it relates to sovereign and, participation and credit ... and adjustment of aggregate short position limits and the assessment of compliance with initial onboarding requirements as well as on-going participation eligibility… more
- Regular (San Francisco, CA)
- …impacts the globe. TAF is seeking to fill a key leadership position of Vice President /Chief Financial Officer ( VP /CFO), a strategic role responsible for ... Vice President / Chief Financial Officer... internal controls, sound fiscal practices, transparency, and compliance . The VP /CFO will have demonstrated expertise… more
- Academic Career & Executive Search (Cleveland, OH)
- Cleveland Institute of Art Vice President for Business Affairs and Chief Financial Officer (CFO) Academic Career & Executive Search is pleased to assist ... Cleveland Institute of Art in its search for a Vice President for Business Affairs and Chief...and debt management. The CFO also oversees financial systems, internal controls, regulatory compliance , audits, and legal… more
- JPMorgan Chase & Co. (Jersey City, NJ)
- …across the organization and the globe including product, technology, operations, legal, risk, compliance and audit Owns the end to end execution of projects ... priorities according to plan, while solving problems and issues that arise Engages internal and external partners/clients in order to fully understand the needs and… more
- Cathay Bank (El Monte, CA)
- …GENERAL SUMMARY Under the supervision of the SVP, Chief Audit Executive and the VP , Internal Audit Manager, the AVP, Internal Audit ... activity, with emphasis on complex and higher risk areas. As an AVP, Internal Audit Supervisor, when assigned as Lead Auditor-in-Charge, plans, conducts,… more
- PacificSource (Portland, OR)
- …incorporated into day-to-day operations, in coordination with the Senior Vice President of Health Plan Operations, Compliance Officer, and Manager of ... of the Executive Management Group reporting to the Senior Vice President of Health Plan Operations. This...high levels of member satisfaction and quality performance, access, compliance and audit readiness, and sound financial… more
- JPMorgan Chase & Co. (Plano, TX)
- Job Description The Control Manager Vice President ( VP ) will support Commercial & Investment Banking (CIB) Wholesale Lending Services (WLS). WLS is a global ... 32 cities in 6 countries. As a Control Manager Vice President on the WLS team, you...control colleagues across the firm, business, operations management, legal, compliance , risk, audit , regulators, and technology control… more
- Ashley Northeast (Edison, NJ)
- …Controls and Compliance : Deep expertise in establishing and maintaining internal controls, risk management practices and audit readiness Team Leadership: ... a strategic finance leader ready to step into a VP seat within the next 12-18 months? Factory Direct...operations, eager to step into an enterprise-wide role as Vice President of Finance within 12-18 months.… more
- Wintrust (Chicago, IL)
- …of applicable laws, regulations, and internal policies is essential. Experience in compliance , audit , or risk management: Prior experience in these fields is ... ensuring trust company adheres to all relevant laws, regulations, and internal policies related to trust administration, fiduciary duties, and investment management.… more
- Societe Generale (New York, NY)
- …here: The Audit Division (IGAD) represents Societe Generale's independent internal audit function, comprised of over 1,200 professionals covering Societe ... a 2-year career gap Knowledge in finance, accounting and internal audit functions Strong communication skills and...Language(s) English Nice to Have: Last Corporate Title of Vice President , Executive Director, Director, or Managing… more
- Lendistry (Los Angeles, CA)
- … audit responsibilities through continuous monitoring activities. Strong credit risk, audit , compliance , banking, and product knowledge are required. Review ... A Day in the Life The VP Credit Risk Review is part of Lendistry's...the day-to-day delivery of credit review work on the audit they have been assigned to, including conducting necessary… more
- Goldman Sachs, Inc. (Dallas, TX)
- …QUALIFICATIONS Practical experience in Sales and Trading, First Line Risk and Controls, Internal Audit , Risk, Compliance or Operations functions Knowledge of ... Data Management and/or Visualization (ie Alteryx) a strong plus Knowledge of Operational Risk is a plus Experience in process redesign and executing strategic concepts from inception to implementation is a plus ABOUT GOLDMAN SACHS At Goldman Sachs, we commit… more
- PolyOne (Avon Lake, OH)
- …the strategic oversight, governance, and execution of Avient Corporation's global tax accounting and compliance . Reporting to the Vice President of Tax, this ... enhance internal controls over tax reporting in compliance with SOX and internal audit...highest levels of the organization. *Collaborate closely with the Vice President of Tax and the Tax… more
