- Citigroup (Jacksonville, FL)
- The Operational Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... family. **Responsibilities:** + Establishes and oversees the application of operational risk policies, technology and tools, and governance processes to create… more
- Zions Bancorporation (Salt Lake City, UT)
- …** Risk and Compliance Testing Officer ** **within the Market, Liquidity, Wealth Risk & Compliance Team.** **Description** A Market, Liquidity, and ... Wealth Risk & Compliance (MLW) Testing Officer works...and verbal). + Ability to present information to regulators, senior management, and/or risk committees in a… more
- KeyBank (Brooklyn, OH)
- …is actively pursuing relevant professional and/or industry sponsored certifications in wealth management, trust, and/or fiduciary risk management and/or ... As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and...this role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's… more
- HUB International (New York, NY)
- …position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively support ... ** will be responsible for assisting the Global/Executive Chief Compliance and Risk Officer in implementing, updating, and maintaining SEC investment advisor… more
- US Bank (Seattle, WA)
- …work location for the other working days Responsible for the administration, risk management and servicing of assigned fiduciary and investment management accounts. ... May include Relationship Management responsibilities as well as product specialty knowledge and expertise (such as IRAs, Charitable/Philanthropic Accounts, ILITs, Estates, etc.). Will likely work as part of a team of experts administering accounts where tasks… more
- Citigroup (New York, NY)
- …support of our client-facing and product businesses, budget and expense management, Risk & Controls for Wealth , Transformation activities, and Regulatory ... our continued progress towards client excellence, operational excellence, and risk & controls. + Works closely with the Head...& controls. + Works closely with the Head of Wealth and senior leadership team to execute… more
- Bank of America (Denver, CO)
- Business Information Security Officer (BISO) - Consumer and Wealth Management Washington, District of Columbia;Chicago, Illinois; Denver, Colorado **To proceed ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Washington/Business-Information-Security- Officer --BISO Consumer-and- Wealth -Management\_25047863) **Job Description:** At Bank of… more
- Citigroup (New York, NY)
- …Private Client and captures wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive ... advice to our Citigold(R) and Citigold(R) Private Client segments. Senior Wealth Advisors have access to ...but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral… more
- US Bank (Chicago, IL)
- …clients. **KEY RESPONSIBILITIES** + Define and lead investment strategy across Wealth Management, ensuring consistent execution and risk management + ... confidence and integrity. The Asset Management Group Chief Investment Officer (CIO) is a key executive responsible for shaping...address client needs and market opportunities + Collaborate with senior leaders across Wealth Management and Asset… more
- Citigroup (Boca Raton, FL)
- …to segment partners where appropriate (including, but not limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer , etc.) + Acquire ... The Senior Wealth Advisor SAFE Act is...clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- Citigroup (Tampa, FL)
- …outcomes to assess the firm's progress toward the Data Transformation target state. **The Data Risk Officer ** role will serve as a subject matter expert on data ... Operational Risk Management (ORM) is an enterprise-level independent ...mandate covers all business lines (US Personal Banking, Global Wealth Management, Markets, Services, Banking, Global Functions & EO&T)… more
- First Horizon Bank (Jonesboro, AR)
- …site in Memphis, TN; Raleigh, NC; Jonesboro, AR; **SUMMARY** A Privacy Officer is responsible for developing, implementing, and overseeing an organization's privacy ... and procedures aligned with relevant privacy laws (eg, GDPR, CCPA, HIPAA). + ** Risk Assessments:** Performs initial and periodic privacy risk assessments and… more
- M&T Bank (Buffalo, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... Manager-MDP. **Department Description:** Provides comprehensive investment management services to Wealth Advisory Services clients. Operates within a professional team… more
- Raymond James Financial, Inc. (New York, NY)
- …of current risk management strategies to the Board of Directors, senior management and various risk committees. . Collaborates with the business ... Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining the business… more
- Wells Fargo (Winston Salem, NC)
- …Individual Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Trust Officer ( Senior Fiduciary Specialist) on the Personal ... HNW and UHNW clients and provide personalized advice and wealth and asset management services, including: * Personal trust...to deliver a high-touch client experience within a strong risk management framework. + Build and maintain a strong… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and advisory ... and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, training, and advisory… more
- Wells Fargo (Winston Salem, NC)
- …the needs of HNW and UHNW clients and provide personalized advice and wealth and asset management services, including: * Personal trust services. * Estate services. ... (IRA) **About this role:** Wells Fargo is seeking a Senior Fiduciary Coordinator in Estate Services as part of... Fiduciary Coordinator in Estate Services as part of Wealth and Investment Management. Learn more about the career… more
- M&T Bank (Washington, DC)
- …trust administration management for complex trust relationships. + Assess and manage risk , exercise fiduciary discretion and judgment, and adhere to policies and ... procedures related to account administrative activities. Serve as key partner to wealth clients and developing and implementing trust solutions to meet wealth … more
- City National Bank (New York, NY)
- * SENIOR MORTGAGE LOAN OFFICER - ENTERPRISE* WHAT IS THE OPPORTUNITY? This position is responsible for referral-based sales of first mortgage and concurrent ... WHAT WILL YOU DO? * Services the mortgage needs of Private Banking, Wealth Management and Personal and Business Banking clients whose lending needs can result… more
- First Horizon Bank (Dallas, TX)
- …site in Houston, TX and Dallas, TX **Job Description:** This position serves as a Senior Credit Officer for C&I credit requests to Commercial and Private Client ... and credit leadership. + Manage existing portfolio relationships within established risk parameters and servicing requirements. + Make recommendations of credit… more