- DXC Technology (Tulsa, OK)
- …+ Experience working with and skilled in the use of help desk software + FINRA 6 or 7 minimum Certification required at hire (currently registered or U5 ... for general service teams and enhanced QA review required for FINRA registered associates performing transactions on products with Variable investment feature… more
- DXC Technology (Tulsa, OK)
- …. Experience working with and skilled in the use of help desk software . ** FINRA 6 or 7 minimum Certification required at hire (currently registered or U5 ... enhancing customer experience transformation **Registered Representative - Analyst I- FINRA Required** **Essential Job Functions-** . Provides service via inbound… more
- Wells Fargo (New York, NY)
- …+ Ability to leverage critical thinking skills while developing and executing action plans + FINRA registration including FINRA Series 7 (or FINRA ... **Desired Qualifications:** + Experience with **Fixed Income** + Knowledge and understanding of FINRA and SEC rules and regulations + Ability to provide advice and… more
- Wells Fargo (Charlotte, NC)
- …affecting the market. This position requires securities licensing, specifically Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 or 7 and 66 ... training, military experience, education + Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63(or 66) examinations (or … more
- Wells Fargo (Dublin, CA)
- …completed Securities Industry Essentials (SIE) exam or equivalent **Desired Qualifications:** + FINRA registration including Series 7 and 66 (or FINRA ... ( FINRA ) license(s) is required for ongoing employment in this position. FINRA Series 7 and 66 (or 63 and 65) examinations, or equivalent must be completed… more
- Wells Fargo (Charleston, SC)
- …the following: work experience, training, military experience, education **Desired Qualifications:** + FINRA registration including Series 7 and 66 (or FINRA ... wealth management products and referral partnerships **Job Expectations:** + Registration for FINRA Series 7 & 66 must be completed within a 90 or 180-day time… more
- Wells Fargo (Minneapolis, MN)
- …understanding of credit risk management + Strong risk management and compliance skills + FINRA registration including Series 7 and 24 (or FINRA recognized ... **Job Expectations:** + Registration for FINRA Series 7 & 24 must be completed within a 90...needed if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. + For specific… more
- Hantz Group (Saginaw, MI)
- …Spending + Eligibility Requirements Vary *Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7 , FINRA Series 66, State Life, Accident ... organizational skills + Basic database skills + Proficient in Microsoft Office + Series 7 Licensed Preferred + Must be Able to Obtain Required Licenses* Benefits: +… more
- The Walt Disney Company (Anaheim, CA)
- …Preferred State L&D Insurance License - Required FINRA 63 - Required FINRA Series 7 - Preferred FINRA Series 6 - Will Be Considered Continued employment ... but within your team and community. + A Series 7 and 66 or equivalent as well as insurance...maintain capability to lead and inspect lower-level Branch positions. Securities/ FINRA licensing required. While reporting directly to the Branch… more
- Hantz Group (Ann Arbor, MI)
- …Spending + Eligibility Requirements Vary *Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7 , FINRA Series 66, State Life, Accident ... & Health, Variable Contracts, State Property & Casualty | HFSI will sponsor and pay for all required licensing on a loan basis. The Company does not discriminate in employment opportunities or practices on the basis of race, color, religion, sex, national… more
- Jackson National Life Insurance Company (Nashville, TN)
- …or investment external wholesaling experience is preferred.** **Securities Industry Essentials (SIE) required.** ** FINRA Series 6 or 7 , FINRA Series 63, ... Annuities are distributed by Jackson National Life Distributors LLC, Member FINRA . Jackson companies offer an outstanding benefits package including competitive pay,… more
- Hantz Group (Midland, MI)
- …Spending + Eligibility Requirements Vary *Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7 , FINRA Series 66, State Life, Accident ... & Health, Variable Contracts, State Property & Casualty | HFSI will sponsor and pay for all required licensing on a loan basis. The Company does not discriminate in employment opportunities or practices on the basis of race, color, religion, sex, national… more
- Jackson National Life Insurance Company (Nashville, TN)
- …using electronic annuity order entry systems preferred.** **Securities Industry Essentials (SIE) required.** ** FINRA Series 6 or 7 , FINRA Series 63, State ... Annuities are distributed by Jackson National Life Distributors LLC, Member FINRA . Jackson companies offer an outstanding benefits package including competitive pay,… more
- Jackson National Life Insurance Company (Nashville, TN)
- …insurance or investment wholesaling experience preferred.** **Securities Industry Essentials (SIE) required.** ** FINRA Series 6 or 7 , FINRA Series 63, ... Annuities are distributed by Jackson National Life Distributors LLC, Member FINRA . Jackson companies offer an outstanding benefits package including competitive pay,… more
- Aegon Asset Management (Denver, CO)
- …setting expectations. Qualifications + Bachelor's degree in a business field or equivalent experience + FINRA Series 6 or 7 + FINRA Series 63 + Applicable ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...companies employ over 2 1,500 people and have approximately 31. 7 million customers . * For more information, visit… more
- Aegon Asset Management (IN)
- …field or equivalent business experience. + Three years of financial services or related experience. + FINRA Series 6 or 7 . + FINRA Series 63 or obtain within ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...companies employ over 2 1,500 people and have approximately 31. 7 million customers . * For more information, visit… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …be applied._ + **Series 99** , _or ability to obtain within 120 days (as required by FINRA ),_ **required** + _(Persons holding Series 6, 7 , 17, 37 or 38 or those ... without passing the examination.)_ + _Ability to obtain Series 7 License or other FINRA Licenses (as...to obtain Series 7 License or other FINRA Licenses (as required)._ **Education** Bachelor's: Finance, High School… more
- Kestra Financial (Hartford, CT)
- …in financial advising . Life, Health and Accident License - State of CT . FINRA Series 7 and FINRA 66 License . Well organized with the ability to manage ... Active Listening, Critical Thinking, Strong Ethics . Clean record with SEC and FINRA Skills + Trustworthy, sincere, charismatic and social disposition, able to start… more
- Wells Fargo (Greensboro, NC)
- …training, military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 or 7 and 66 ... (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration **Desired Qualifications:** + 1+ years of leadership experience +… more
- Wells Fargo (Wilmington, NC)
- …military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 , 9/10, and 66 examinations (or FINRA ... the time + US Only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this...806 Green Valley Rd. Greensboro, NC **Posting End Date:** 7 May 2025 **_*Job posting may come down early… more
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