- M&T Bank (Buffalo, NY)
- …Wilmington, DE** * **Overview:** This role will be responsible for managing the execution of the BSA/ AML audit plan across the core AML pillars such as KYC, ... This role also has responsibility for developing and planning audit coverage over Fraud Risk Management and...audit team and line of business senior and executive management regarding the status of audits and potential… more
- Scotiabank (New York, NY)
- …legal, internal audit , technology, and business leaders - to enhance AML risk management strategies and drive continuous improvement in controls. The ... and collaboration. Reporting & Senior Leadership Engagement + Provide executive -level reporting on AML risk ... AML compliance teams, business units, legal, internal audit , and risk management to ensure a… more
- Huntington National Bank (Columbus, OH)
- …works closely with BSA/ AML and OFAC Leadership Teams, Information Technology, Model Risk Management, Segment Risk , Internal Audit , product groups, and ... works closely with BSA/ AML and OFAC Leadership Teams, Information Technology, Model Risk Management, Segment Risk , Internal Audit , product groups, and… more
- City National Bank (Los Angeles, CA)
- …* Provide legal advice to all three lines of defense (front line, Risk /Compliance, Audit ), broker-dealer businesses, and other US-based businesses regarding all ... *SENIOR COUNSEL- AML /FINANCIAL CRIMES* WHAT IS THE OPPORTUNITY? The Senior...affiliates and related companies to minimize legal and regulatory risk associated with money laundering, economic sanctions, and other… more
- US Bank (San Francisco, CA)
- …and statistical modeling or model validation experience in Financial Crime Models ( AML , Economics Sanctions and Customer Risk Rating). + Advanced understanding ... contributor role residing within the Bank's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports the Model… more
- Bank OZK (St. Petersburg, FL)
- …Purpose & Scope Contributes to the scoping and execution of Anti-Money Laundering ( AML ), KYC, Financial Crimes and Sanction Screening audit coverage, in ... business monitoring and governance committee reporting). + Directs complex audit activities for the AML program at...AML programs. + Knowledge of data analysis and risk assessments; understanding fraud schemes, ability to identify red… more
- MUFG (Tempe, AZ)
- …quality of assigned GFC IT audit engagements, in compliance with audit methodology requirements and executive management expectations, while also operating ... leading to appropriate remedial action and ongoing management of risk for all assigned GFC IT audit ... audit experience, previously leading or executing IT audit engagements supporting Financial Crimes (BSA/ AML /OFAC) compliance… more
- TD Bank (Mount Laurel, NJ)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Analyst role ... contributes to the development and maintenance of TD's AML /ATF/Sanctions/ABAC programs, including frameworks, methodologies, policies, standards, procedures, awareness… more
- M&T Bank (Clanton, AL)
- …(LOBs) as necessary . Work with the Compliance Director to engage other Risk Departments, Internal Audit , Legal and/or Regulatory Affairs regarding interrelated ... interest rate and capital risks . Interact with numerous risk and executive management, lines of Business,...as well as maintaining significant contact with 2nd Line Risk Management, Legal, Audit , and other M&T… more
- TD Bank (Lewiston, ME)
- …for developing and overseeing program-wide methodologies and frameworks for the purposes of AML risk management. This includes setting and managing standards for ... Financial Crime Risk Management **Job Description:** The Financial Crime Risk Specialist role develops and maintains TD's AML /ATF/Sanctions/ABAC programs,… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and ... under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook, and the Guidelines… more
- TD Bank (New York, NY)
- …partners, as necessary, effectively with key stakeholder groups such as Compliance, Legal, Audit , Risk + Coaches to ensure functional / operational problems are ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager, Financial Crime Risk Management… more
- Capital One (Mclean, VA)
- …clients independently + At least 3 years of experience in 1st or 2nd line risk management or audit **Preferred Qualifications:** + 2+ years of Financial Services ... experience + 4+ years of 1st or 2nd line risk management or Audit experience + 3+...Management experience leading cross functional projects and programs in Risk + 1+ years of AML or… more
- JPMorgan Chase (Newark, DE)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- Bank of America (Charlotte, NC)
- …manage AML risks by implementing and executing processes and controls. The High- Risk Detection Group is part of AML Operations supporting Global Banking ... and trusting relationship with key business leaders. As guided by executive leadership, develops and maintains relationships with counterparts in other financial… more
- Charles Schwab (Lone Tree, CO)
- …whether all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate ... **Your opportunity** The Internal Audit Department (IAD) of The Charles Schwab Corporation...whether risks are adequately controlled, and to challenge Executive Management to improve the efficiency of governance processes,… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and ... responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the Guidelines… more
- Scotiabank (New York, NY)
- …a seasoned professional with a strong background in information security, risk management, cybersecurity/technology risk , audit , regulatory compliance, ... to ensure compliance with regulations and internal policies. + Performs cybersecurity risk assessments and provide updates to executive leadership and… more
- New York State Civil Service (Albany, NY)
- …-based assessments of applicants' and Licensees' governance, compliance, and internal audit controls; BSA/ AML program; operational, regulatory and legal risks ... and controls; risk management program; financial condition; etc; and presenting written...regulated companies;* Communicates with and presents to senior and executive management, both orally and in written memoranda. Minimum… more
- Bank of America (Atlanta, GA)
- …the Global Corporate and Investment Banking Technology (GCIBT) Anti Money Laundering ( AML ) Program's technology team. This position is for a critical resource ... releases for the global jurisdictions in which GBAM must be AML -compliant. **Responsibilities:** + Creates and optimizes test processes including defect management… more