- TEKsystems (New York, NY)
- Description We are seeking a bkgrd in AML , internal audit (3rd Line of Defense), and strong data expertise. As a manager, you will focus on validating consent order ... corrective actions are aligned with regulatory expectations. Skills & Qualifications + AML or financial crimes experience + Internal audit (3rd Line of Defense)… more
- Insight Global (Charlotte, NC)
- Job Description Insight Global is seeking a team of Quality & Improvement AML Audit Managers to join the team of a large financial client. These resources will work ... of business. These individuals will assist during the execution and testing of AML related audits. Candidates with their CAMS certification previous AML Audit… more
- ManpowerGroup (New York, NY)
- At Jefferson Wells, we are searching for an internal auditor for one of our clients. This is an excellent opportunity for an independent, creative, auditor who ... can think critically and brings 2-5 years of experience. In this role, you will have the opportunity to participate in operational, compliance and financial internal audits, as well as play a key role the SOX compliance program, with minimal travel. This… more
- Scotiabank (New York, NY)
- …and/or CIA. + At least 5+ years of relevant experience covering financial crimes (BSA/ AML , OFAC) as an internal auditor (third-line or defense) and/or compliance ... Senior Audit Manager, US AML Audit **Requisition ID:** 227034 **Salary Range:** 117.400,00...candidate will be a subject matter expert on US AML /BSA/Sanctions requirements, including but not limited to the Bank… more
- Walmart (Bentonville, AR)
- **Position Summary ** The Senior Analyst Specialty Compliance and Ethics, AML Testing and Monitoring role will participate in risk-based control testing by using ... and services offered by Walmart, specifically within the applicable Anti-Money Laundering ( AML ) and Bank Secrecy Act (BSA) laws, rules, and regulations and other… more
- Truist (Charlotte, NC)
- …the Truist Enterprise Risk Management domains around Financial Crimes, Anti-Money Laundering ( AML ) and OFAC. This role is responsible for leading the coordination ... professional certification, such as, but not limited to, Certified Internal Auditor , Certified Information Systems Auditor , or Certified Public Accountant.… more
- Regions Bank (Birmingham, AL)
- …the careers section of the system. **Job Description:** At Regions, the Senior Auditor conducts internal audit activities in accordance with the Standards for the ... the following: + Certified Anti-Money Laundering Specialist (CAMS) + Certified Bank Auditor (CBA) + Certified Fiduciary and Investment Risk Specialist (CFIRS) +… more
- FirstBank PR (San Juan, PR)
- Senior General Auditor Assistant Internal Audit Dept. Our Company At FirstBank PR, we strive to be trusted advisors to our clients and our employees are the ones ... number one place for you. A Brief Overview The Senior Assistant General Auditor oversees multiple Internal Audit Teams within the areas of expertise assigned.… more
- Robert Half Finance & Accounting (Edison, NJ)
- …+ hybrid A well know commercial bank located in Edison seeks a Staff Internal Auditor with three plus years of bank audit experience. The auditor can come ... with banking clients or from another bank. The Staff Auditor will have the ability to work from home...Review Sarbanes-Oxley testing . Asset liability management audits, BSA, AML , etc. . Involvement in making presentation to the… more
- Charles Schwab (Austin, TX)
- …The Broker-Dealer/Asset Management enterprise team is seeking a Senior Auditor (Senior Specialist). The Broker-Dealer/Asset Management team provides internal audit ... Manager in the Broker-Dealer/Asset Management enterprise team, the Senior Auditor will have responsibility for assisting in the for...on industry and regulatory issues and standard methodologies for AML ; imparts this knowledge to the team and the… more
- CIBC (Chicago, IL)
- …**What you'll be doing** As a member of CIBC's team, the Senior Auditor is responsible for conducting risk-focused audits; advising business units on the design, ... audit reports, and ongoing legal entity reports to key stakeholders. The Senior Auditor works with business units to assess the adequacy of controls and develop… more
- FirstBank PR (San Juan, PR)
- …Discuss and dispose of all review points from the Audit Supervisor, Assistant General Auditor and/or General Auditor . . Assist in the preparation of the internal ... recommendations. . Perform other routine assignments designated by the Assistant General Auditor , Audit Supervisor and/or General Auditor . . Lead audits assigned… more
- NTT DATA North America (Dallas, TX)
- …**Summary:** Responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business ... that are FTE in this space + More direct AML testing - other teams are doing fraud, this...in a timely and high-quality manner. + Acts as Auditor -in-Charge (AIC) by overseeing audit testing and ensuring it… more
- First National Bank of Omaha (Omaha, NE)
- …subject to change based on business needs. **Summary of the Job:** The Internal Auditor II - Compliance is responsible for the timely execution of assigned audits. ... The successful candidate is an experienced compliance auditor and/or has banking compliance management experience and is...comply with bank policy, laws, regulations, and the bank's BSA/ AML Program, as applicable to your job duties. Complete… more
- City National Bank (Jersey City, NJ)
- …THE OPPORTUNITY? The Audit Manager I position is a leadership role as an auditor -in-charge to guide a team of auditors to assess risks, develop detail audit ... groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify...Certified Public Accountant Or * CIA - Certified Internal Auditor Or * CISA - Certified Information Systems … more
- Wells Fargo (West Des Moines, IA)
- …risk management testing function for financial crimes risk disciplines including: BSA/ AML , Sanctions, OFAC, and Anti-Bribery and Corruption (ABC). Financial Crimes ... end business process reviews. + Financial crimes subject matter expertise (BSA/ AML , OFAC/Sanctions, Anti-Bribery and Corruption); Financial Crimes and IT Audit… more
- NTT DATA North America (Dallas, TX)
- …is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). ... possesses product, business and technical expertise to execute assigned AML QA reviews. + Independently executes assigned QA review...a timely and high quality manner + Acts as Auditor -in-Charge (AIC) by overseeing audit testing and ensuring it… more
- Scotiabank (New York, NY)
- …to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under ... the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook, and the Guidelines for Business Conduct. **What… more
- Citizens (Atlanta, GA)
- …regulations (FRB, OCC) and compliance requirements, specifically Anti-Money Laundering ( AML ). Special industry vertical knowledge which may have specific regulatory ... Compliance related roles + Preferred Certifications - Certified Internal Auditor (CIA), Accredited Payments Risk Professional (APRP), Certified Fraud Examiner… more
- Amazon (Arlington, VA)
- …to external regulators * Collaborate with stakeholders to respond to auditor , examiner and regulator inquiries, manage regulatory examinations and post-exam ... - Experience handling confidential information - Good understanding of AML /BSA and Money Transmission regulations, including license management, regulatory… more