- ManpowerGroup (New York, NY)
- At Jefferson Wells, we are searching for an internal auditor for one of our clients. This is an excellent opportunity for an independent, creative, auditor who ... can think critically and brings 2-5 years of experience. In this role, you will have the opportunity to participate in operational, compliance and financial internal audits, as well as play a key role the SOX compliance program, with minimal travel. This… more
- Tompkins Community Bank (Ithaca, NY)
- … AML Officer to ensure completion of team assignments + Work with the AML team to ensure compliance with auditor and examiner requests. + Collaborate with ... be able to work in the office three (3) days a week. The AML /CFT Onboarding Coordinator leads the Bank's Anti-Money Laundering ( AML ) Program onboarding process… more
- City National Bank (Los Angeles, CA)
- …crimes (BSA/ AML , OFAC, Anti-Bribery and Corruption) as an internal auditor (third-line or defense), compliance professional (second-line of defense) for large ... *AUDIT MANAGER I- BSA/ AML * WHAT IS THE OPPORTUNITY? The Audit Manager...Manager I position is a leadership role as an auditor -in-charge to guide a team of auditors to assess… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor ), Financial Crimes Compliance (FCC) (Hybrid) Capital One's Audit function is a dedicated group of professionals ... professional opportunity. Capital One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC)… more
- Banco Popular Puerto Rico (San Juan, PR)
- …Apr 5, 2025 Location: San Juan, PR Company: Popular Workplace Type: BSA Auditor Job Type Full Time Opportunity General Description Conducts audits to assess the ... adequacy of the Corporation's BSA/ AML and OFAC compliance programs to meet regulatory obligations...related to Bank Secrecy Act (BSA) / Anti-Money Laundering ( AML ) and OFAC. + Identifies and documents business processes… more
- EverBank (Charlotte, NC)
- **Sr Internal Auditor ** The Senior Internal Auditor job serves as a team member on more complex audits, working under the direction of audit leadership and ... **Career Level** 7IC **Preferred Qualifications:** + 5+ years' experience as an Internal Auditor + Advanced MS Excel skills and working knowledge of data analytics.… more
- Bank of America (Wilmington, DE)
- Senior Auditor , Global Financial Crimes Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Chicago, Illinois; Providence, Rhode Island; ... CAMS, CIA, CPA etc. + Experience in Financial Crime Regulatory Compliance (BSA/ AML ) **Skills:** + Analytical Thinking + Attention to Detail + Internal… more
- Charles Schwab (Westlake, TX)
- …model types including: Capital Stress Testing (CST), Fraud, Anti-Money Laundering ( AML ), Machine Learning, Credit risk, Interest Rate risk, Margin risk, Investment ... risk, and Business Intelligence/Marketing. **What you'll do:** + **Audit Execution:** + Assist with performing audit reviews of model development and validations following guidelines based on SR 11-7 Guidance on Model Risk Management, to include an assessment… more
- Great Southern Bank (Springfield, MO)
- …as well as all applicable banking laws and regulations, including BSA and AML , is responsible for conducting independent audits of bank records and reviewing bank ... operations for deficiencies in controls or noncompliance with established policies. Essential Duties and Responsibilities + Responsible for preparing audits of internal bank operations by examining journals, records, files, procedures, performances, and… more
- Robert Half Management Resources (Minneapolis, MN)
- …Internal Audit SupportProtiviti Internal Audit Support Requirements Auditing, Audit Plans, AML - Anti Money Laundering, BSA - Bank Secrecy Act, Banking ... compliance, Compliance Audit, Compliance documentation Robert Half is the world's first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent… more
- Truist (Lumberton, NC)
- …Intelligence Unit (FIU) in enterprise-wide Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ) operational and compliance efforts. The Support Specialist interfaces ... to ensure the effective design, governance and operation of the FIU BSA/ AML compliance programs. This broad responsibility is delivered through collaboration of… more
- Truist (Winston Salem, NC)
- …Intelligence Unit (FIU) in enterprise-wide Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ) operational and compliance efforts. The Support Specialist interfaces ... to ensure the effective design, governance and operation of the FIU BSA/ AML compliance programs. This broad responsibility is delivered through collaboration of… more
- FirstBank PR (San Juan, PR)
- …Discuss and dispose of all review points from the Audit Supervisor, Assistant General Auditor and/or General Auditor . . Assist in the preparation of the internal ... recommendations. . Perform other routine assignments designated by the Assistant General Auditor , Audit Supervisor and/or General Auditor . . Lead audits assigned… more
- Capital One (Mclean, VA)
- …for designing and executing a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk management is effective across all lines of business ... ensure the team maintains a comprehensive understanding of the AML , Sanctions and Fraud risk profile of the audit...innovation, and technology will only make you a better auditor . This will require leveraging the power of data… more
- Capital One (Charlotte, NC)
- …build working relationships with internal and external management** + **Perform BSA/ AML , and Fraud risk assessments of business activities, potential risks ... believer that data will only make you a better Auditor . This part will require looking at some data,...more areas of compliance, such as consumer, Anti-Money Laundering ( AML ), brokerage, wealth management, or trust.** + **1+ years… more
- City National Bank (Raleigh, NC)
- …OPPORTUNITY? The IT Audit Manager I position is a leadership role as an auditor -in-charge to guide a team of auditors to assess Cybersecurity risks, develop detail ... groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify...Certified Public Accountant Or * CIA - Certified Internal Auditor Or * CISA - Certified Information Systems … more
- Wells Fargo (Irving, TX)
- …risk management testing function for financial crimes risk disciplines including: BSA/ AML , Sanctions, OFAC, and Anti-Bribery and Corruption (ABC). Financial Crimes ... end business process reviews. + Financial crimes subject matter expertise (BSA/ AML , OFAC/Sanctions, Anti-Bribery and Corruption); Financial Crimes and IT Audit… more
- Capital One (Mclean, VA)
- …understanding of data, innovation, and technology will only make you a better auditor . This will require leveraging the power of data analytics and furthering your ... experience leading audits and performing in the role of auditor -in-charge + At least one year experience of people...more areas of compliance, such as consumer, Anti-Money Laundering ( AML ), brokerage, wealth management, or trust + 10+ years… more
- SMBC (White Plains, NY)
- …Division This position will not have any direct reports. When acting as the Auditor in Charge, the individual will be assigned an audit team (2-4 individuals from ... including leasing and lending, banking, trading and settlement, and anti-money laundering ( AML ) and sanctions screening + Examine and evaluate internal controls in… more
- Scotiabank (New York, NY)
- …to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under ... the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook, and the Guidelines for Business Conduct. **What… more