- ManpowerGroup (New York, NY)
- At Jefferson Wells, we are searching for an internal auditor for one of our clients. This is an excellent opportunity for an independent, creative, auditor who ... can think critically and brings 2-5 years of experience. In this role, you will have the opportunity to participate in operational, compliance and financial internal audits, as well as play a key role the SOX compliance program, with minimal travel. This… more
- M&T Bank (Buffalo, NY)
- …+ Lead and participate in audits from planning to reporting and produce quality deliverables in accordance with the Division's methodology and professional standards ... while ensuring timely completion. + Plan and execute other assurance activities (including continuous auditing, product delivery assessments, validation procedures, investigations, and retrospective reviews) utilizing modernized assurance methodologies, tools,… more
- Capital One (New York, NY)
- Senior Audit Manager, Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality ... Responsibilities include: + Plan, perform, and lead BSA / AML / Financial Crimes Compliance audits at the enterprise...believer that data will only make you a better Auditor . This part will require looking at some data,… more
- Capital One (Mclean, VA)
- Audit Manager, FCC/ AML Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's ... **Responsibilities include:** + Plan, perform, and lead BSA / AML Compliance audits at the enterprise level as well...believer that data will only make you a better Auditor . This part will require looking at some data,… more
- Walmart (Bentonville, AR)
- …** Must work in Bentonville, AR The **Manager Specialty Compliance and Ethics, AML Testing and Monitoring** role will participate in risk-based control testing by ... and services offered by Walmart, specifically within the applicable Anti-Money Laundering ( AML ) and Bank Secrecy Act (BSA) laws, rules, and regulations and other… more
- Charles Schwab (Westlake, TX)
- …internal controls. The Bank Enterprise team enterprise team is seeking a Senior Auditor (Senior Specialist) responsible for Anti-Money Laundering ( AML ) and Fraud ... team is focused on the execution of Bank, Trust, AML , Fraud, and Conduct audits that target governance processes,...internal audit coverage for the CSC organization's Anti-Money Laundering ( AML ) program, including Bank Secrecy Act (BSA) and Office… more
- First National Bank of Omaha (Omaha, NE)
- …how it fits into our organization's success.** **Summary of the Job:** The Internal Auditor II - IT is responsible for the timely execution of assigned audits. This ... role is an experienced auditor or has industry experience and is expected to...comply with bank policy, laws, regulations and the bank's BSA/ AML Program, as applicable to your job duties. Complete… more
- CIBC (Chicago, IL)
- …**What you'll be doing** As a member of CIBC's team, the Senior Auditor is responsible for conducting risk-focused audits; advising business units on the design, ... audit reports, and ongoing legal entity reports to key stakeholders. The Senior Auditor works with business units to assess the adequacy of controls and develop… more
- Charles Schwab (Austin, TX)
- …The Broker-Dealer/Asset Management enterprise team is seeking a Senior Auditor (Senior Specialist). The Broker-Dealer/Asset Management team provides internal audit ... Manager in the Broker-Dealer/Asset Management enterprise team, the Senior Auditor will have responsibility for assisting in the for...on industry and regulatory issues and standard methodologies for AML ; imparts this knowledge to the team and the… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …and educational reimbursement. SENIOR BSA ANALYST Department: Risk Management Reports to: BSA/ AML Officer Position Summary The Senior BSA/ AML Analyst is ... responsible for testing and monitoring the Bank's enterprise wide BSA/ AML /OFAC program to ensure the Bank complies with the regulatory requirements under the Bank… more
- Capital One (Mclean, VA)
- …for designing and executing a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk management is effective across all lines of business ... ensure the team maintains a comprehensive understanding of the AML , Sanctions and Fraud risk profile of the audit...innovation, and technology will only make you a better auditor . This will require leveraging the power of data… more
- First National Bank of Omaha (Omaha, NE)
- …subject to change based on business needs. **Summary of the Job:** The Internal Auditor II - Compliance is responsible for the timely execution of assigned audits. ... The successful candidate is an experienced compliance auditor and/or has banking compliance management experience and is...comply with bank policy, laws, regulations, and the bank's BSA/ AML Program, as applicable to your job duties. Complete… more
- City National Bank (Los Angeles, CA)
- …THE OPPORTUNITY? The Audit Manager I position is a leadership role as an auditor -in-charge to guide a team of auditors to assess risks, develop detail audit ... groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify...Certified Public Accountant Or * CIA - Certified Internal Auditor Or * CISA - Certified Information Systems … more
- State of Colorado (Denver, CO)
- …Public Accountant (CPA), Chartered Financial Analyst (CFA), Certified Internal Auditor (CIA), or Certified Fraud Examiner (CFE); + Demonstrated professional* ... with an emphasis on risk management, governance, capital markets, BSA/ AML , IT/cybersecurity, or trust/fiduciary activities; + Analytical & Technical Skills,… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC is seeking a Senior Internal Auditor to work within the Internal Auditing Department's Financial Crimes Compliance team ... papers. **Primary Responsibilities** + The position will be responsible for conducting AML , economic sanctions, and fraud related internal audits according to IIA… more
- NTT DATA North America (Charlotte, NC)
- …is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). ... possesses product, business and technical expertise to execute assigned AML QA reviews. + Independently executes assigned QA review...a timely and high quality manner + Acts as Auditor -in-Charge (AIC) by overseeing audit testing and ensuring it… more
- FirstBank PR (San Juan, PR)
- …Risk Management Committee matters. A ccountable for adhering to the Bank's BSA, AML and Office of Foreign Asset Control (OFAC) applicable policies. Employee must ... the Bank's processes and comply with any mandatory BSA, AML and OFAC training assigned. What You'll Need to...or Credit Risk Management Certification or Certified Information Systems Auditor is preferred. + 6 - 7 years of… more
- Banc of California (Santa Ana, CA)
- …Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA, ... banking industry. + Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or Certified Information Systems Auditor ...Internal Auditor (CIA), or Certified Information Systems Auditor (CISA) a plus. **HOW WE'LL SUPPORT YOU** +… more
- Cherry Bekaert (Des Moines, IA)
- …area. If you are a current public accounting professional or internal bank auditor seeking an opportunity for career growth within a firm committed to investing ... engagements will be conducted for key areas including, but not limited to: + BSA/ AML and OFAC + Consumer Banking Regulations + Funds Transfer & ACH + Correspondent… more
- Citizens (Atlanta, GA)
- …regulations (FRB, OCC) and compliance requirements, specifically Anti-Money Laundering ( AML ). Special industry vertical knowledge which may have specific regulatory ... Compliance related roles + Preferred Certifications - Certified Internal Auditor (CIA), Accredited Payments Risk Professional (APRP), Certified Fraud Examiner… more