- SMBC (Phoenix, AZ)
- … Manger, the KYC Associate Team Lead will be responsible for the supervision and quality control of the DBU KYC staff's completion of KYC reviews. ... avoid delays and backlogs. + Perform quality control on initial and periodic DBU KYC ...+ 5+ years specialized experience in Financial Services and KYC /CDD/EDD compliance, and anti-money laundering ( AML ). +… more
- Unknown (San Francisco, CA)
- …a comprehensive framework to assess the effectiveness of controls across various AML domains, including Sanctions, KYC , and Transaction Monitoring. This pivotal ... for payments industry experience. The role requires hands-on experience in assessing control design and effectiveness across multiple AML domains and the… more
- Levi, Ray & Shoup, Inc. (Raleigh, NC)
- …with anti-money laundering ( AML ), Bank Secrecy Act (BSA), Know Your Customer ( KYC ), and Office of Foreign Assets Control (OFAC) regulatory requirements. This ... Develop and maintain 1LOD procedures, guides, and tools supporting AML /BSA/OFAC processes. + Conduct quality assurance reviews... regulations (BSA, USA PATRIOT Act, OFAC) and global AML / KYC frameworks. + Experience with CDD, EDD,… more
- SMBC (Jersey City, NJ)
- …Minimum 8-10 years of BSA/ AML /Sanctions compliance experience (eg, compliance, internal audit, AML Risk and Control , AML Governance and Oversight, bank ... Americas Division FCC testing and monitoring program, with primary focus on BSA/ AML , Sanctions, Fraud and Anti-Bribery & Corruption testing. The role is responsible… more
- SMBC (Jersey City, NJ)
- …new customer on boarding, account opening, account updates and static data maintenance. Provides quality control of KYC (Know Your Customer) and CIP customer ... responsible for performing processes related to Know Your Customer ( KYC /CIP), assessing the quality of KYC...of AML , Bank Secrecy Act, Foreign Asset Control . + Very strong level knowledge of KYC… more
- MUFG (New York, NY)
- …collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control , AML Advisory and other stakeholders + ... of our recruitment team will provide more details. We are looking for passionate, proactive, KYC experts to join our growing team. You will maintain proper KYC … more
- TD Bank (Jacksonville, FL)
- … KYC or AML **Customer Accountabilities:** + Manages a team of KYC Ops professionals providing oversight and control related to client due diligence ... improvements to drive better results from efficiency, accuracy, or quality of work product + Leads initiatives to help...and programs to effectively manage regulatory/compliance issues relating to KYC Ops + Acts as key liaison with partners… more
- Citigroup (Tampa, FL)
- …Solutions Group Manager - C14/SVP - Tampa/Jacksonville** The SMB Know Your Customer ( KYC ) Ops Organization is an Anti-Money Laundering ( AML ) function within the ... for ensuring SMB meets the standards mandated by Corporate AML /Compliance and external regulators. Within the SMB KYC...that will enhance operations efficiencies, improve controls and data quality . The Manager will lead a global team of… more
- JPMorgan Chase (Brooklyn, NY)
- …stakeholders globally. **Required qualifications, capabilities, and skills** + 3+ years AML /BSA/ KYC Compliance or other related experience such as Risk ... to be best-in-class. As a Global Financial Crimes Compliance KYC Policy Vice President within the Compliance, Conduct and...management or similar Risk or Control -related experience + Bachelor's degree + Strong understanding of… more
- MUFG (New York, NY)
- …collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control , AML Advisory and other stakeholders + ... quickly to join our team. You will maintain proper KYC practices for new and existing customers, whilst liaising...team" attitude. + Partner with relevant teams to address risk/ AML /Sanctions compliance issues, while managing the progress of KYCs… more
- Bank of America (Jacksonville, FL)
- …enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes within ... AML Refresh Operations - Senior Business Control...quality inspection reviews to enhance employee performance and control effectiveness + Performs QA activities including executing on… more
- PNC (Pittsburgh, PA)
- …flags preferably in the financial services industry. * Minimum 2 years of direct Quality Control (QC)/ Quality Assurance (QA) experience preferred * Assists ... a minimum of 1-3 years of investigative or related KYC work experience with specific emphasis on BSA/ AML...in the execution of a quality assurance program within a defined department of the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …AML and fraud systems-including transaction monitoring, sanctions screening, KYC /CDD, case management, and fraud analytics-ensuring integration with enterprise ... in our St Petersburg, FL Corporate Office._** **Job Summary** The Vice President, AML and Fraud Risk Technology, is a senior leader within the Technology… more
- MUFG (Irving, TX)
- …and USAPA 314(a) and (b) requests. _Quality and Organizational Responsibilities:_ Assist in AML quality control processes in concert with the division's ... of AML professionals responsible for transaction surveillance, detailed investigations, quality control and/or special risk client activities in support of… more
- Santander US (Boston, MA)
- …to enhanced due diligence. This role requires balancing day-to-day oversight and quality control with strategic program development, ensuring that the EDD ... subject matter expert with deep and nuanced knowledge of AML / KYC /EDD requirements and practices, ensuring the program's...will manage the EDD team and will oversee program quality and outcomes, acting as a reliable proxy for… more
- JPMorgan Chase (Tampa, FL)
- …standard for excellence and consistency across the organization. As a Quality Control Manager within the Wholesale KYC Operations Reviewer team, part of ... clients, incremental business, periodic reviews, and remediation, leveraging strong AML and KYC expertise in a fast-paced,...record allocation, team capacity management, book of work, and quality control consistency + Build, manage, and… more
- JPMorgan Chase (Charlotte, NC)
- …Financial Crimes Compliance, and the enterprise-wide control program teams to ensure quality and accuracy of the KYC profile. Your role will involve ... Management Team, Global Financial Crimes Compliance and the enterprise-wide control program teams to identify, remediate and track issues,...to sustain improvements as they are made. As a KYC Quality Assurance Tester within the … more
- JPMorgan Chase (Chicago, IL)
- …and KYC Officers by providing subject matter expertise regarding AML risks presented by specific High-Risk Industries (TPPPs, MSBs, FinTechs, Casino/Gaming, and ... identify opportunities to partner with colleagues to develop new control capabilities or enhance existing control programs...understanding in a consultative way + Exhibit ownership of KYC / AML experience and client experience + Conduct… more
- Santander US (Miami, FL)
- …data-driven view of the trade finance AML landscape. **Qualifications** Skills: AML , BSA, ACAMS, KYC /Compliance/ AML , TDFC procedures and standards, ... work experience; Desired but not required - ACAMS. Work Experience: **5+ years in AML / KYC roles - REQUIRED** **_This is a hybrid position in Miami, FL_**… more
- Coinbase (Charlotte, NC)
- …or regulatory matters. * Minimum of 3 years of relevant experience in quality review and control framework. * Conduct investigative review and analysis ... * Remain current with industry standards and developments in the areas of KYC , BSA/ AML , and OFAC, and apply regulatory requirements and internal policies… more
