- Social Finance, Inc. (SoFi) (San Francisco, CA)
- …and best practices are followed throughout the development process Testing and Quality Assurance : Conduct thorough testing of software components, including unit ... world. We are seeking a highly motivated and experienced Senior Engineer to join our AML , Challenges and Actions (ACE) team at SoFi. The ACE team's mission is to… more
- Columbia Bank (Portland, OR)
- …effective quality control program over fraud, Suspicious Activity Reporting, AML alert triage decisions, case quality , reporting requirements, enhanced due ... program that will review first line processes related to BSA/ AML . + Supervise a team of Quality ...processes and procedures used to conduct and develop a quality control program as needed + Review monitoring… more
- Capital One (Riverwoods, IL)
- …plans + Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews. + Assess internal trends, external regulatory ... AML Sr Investigator III- List Screening Operations (LSO)...may involve suspicious activity investigations, Currency Transaction Report (CTR) monitoring , customer due diligence, and enhanced due diligence. **Responsibilities:**… more
- Wells Fargo (Wilmington, DE)
- …**Required Qualifications:** + 7+ years of risk management, business controls, quality assurance , business operations, compliance, or process experience, or ... Senior Lead Business Accountability Specialist in Consumer Banking and Lending (CBL) BSA/ AML team. The group is responsible for financial crimes risk coverage across… more
- ManpowerGroup (New York, NY)
- Our client, a leading organization in the financial services industry, is seeking a Quality Assurance / QC with EDD/CDD to join their team. As a Quality ... QC with EDD/CDD, you will be part of the Quality Assurance department supporting the compliance team....on KYC (CDD/EDD) processes. + Review and analyze transaction monitoring reports to ensure compliance with AML … more
- TD Bank (Wilmington, DE)
- …Business:** Financial Crime Risk Management **Job Description:** **Department Overview** : The FCRM Quality Assurance Team is a key function that measures the ... quality of FCRM Investigation Teams' execution processes in line...line with departmental procedures and established standards for automated monitoring platforms, regulatory inquiries, internal and external referrals for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …customer management platforms to support business processes. + Demonstrated experience in quality assurance , call monitoring , coaching, or dispute resolution ... as a liaison for branch communications, ensuring clarity and alignment on quality standards. + Review and validate evaluations completed by other evaluators (SMEs… more
- Banc of California (Santa Ana, CA)
- …to depository products, interest rate changes, fees waivers and charges to ensure the quality and client experience is kept at a high level. Performs client data ... of 1 year of banking experience. + Demonstrates knowledge of, adherence monitoring and responsibility for compliance with state and federal regulations and laws… more
- Santander US (Miami, FL)
- …and request additional information from applicable stakeholders as necessary. Perform Quality Assurance on false positives and communicate deficiencies to ... Make:** **Essential Functions/Responsibility** Responsible for the end-to-end Screening, Transaction Monitoring , and Trade Finance processes (collectively as Transaction Driven… more
- Truist (Raleigh, NC)
- …related reviews, Customer Identification Program (CIP) and Beneficial Ownership compliance monitoring , and Operational Quality Assurance (QA) functions. ... Monitor and optimize CTR filings, including exception handling and quality assurance checks. 5. Direct Enhanced Due...6. Ensure accurate CIP, Beneficial Ownership and other related AML Program compliance monitoring of first line… more
- Coinbase (Charlotte, NC)
- …channels and in written narratives as necessary * Incorporate feedback from Quality Assurance Team * Maintain detailed documentation to demonstrate compliance ... function efficiently, comply with regulatory requirements, and consistently deliver high- quality resolutions. As a Senior Analyst, Compliance TMS Quality… more
- City National Bank (Los Angeles, CA)
- …Bank personnel and outside contacts. * Tableau experience is preferred. * Experience with AML Monitoring Systems such as Actimize is preferred. *WHAT'S IN IT FOR ... of the Bank's BSA risk assessment program. Responsible for monitoring , analyzing, and escalating issues and concerns related to...analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of… more
- American Express (Phoenix, AZ)
- …Quality Control Analysts. Guide them in conducting Financial Crime Compliance processes ( AML , EDD, Screening) AML quality control reviews for processes ... Control reviewers and that it is aligned with the methodology and criteria of the Quality Assurance Program. + Oversee the planning, execution and reporting of … more
- ADP (Norfolk, VA)
- …domestic and international business operations by performing risk assessments, as well as quality assurance reviews; and 4) provide periodic reporting to the ... requirements + Enhance and oversee financial crimes compliance testing and quality assurance functions (domestic and international). **QUALIFICATIONS REQUIRED:**… more
- Athene (West Des Moines, IA)
- …policies and procedures consistent with legal and regulatory requirements. + Ensure quality assurance reviews are conducted and findings are remediated ... for Athene USA's Financial Crime Compliance Program, including the Anti-Money Laundering ( AML ) and Special Investigation Unit (SIU) teams. This role ensures the… more
- Coinbase (Boise, ID)
- …Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits on transaction monitoring system (TMS) cases, working ... be responsible for auditing TMS cases to support Coinbase's AML /CFT (Anti-Money Laundering / Combatting the Financing of Terrorism)...support. * Experience in project management or analytics or quality assurance . * Advanced degree in business,… more
- Deloitte (New York, NY)
- …documentation, scope of work, resource planning, design, implementation, and quality assurance . + Facilitate technical skill-building within the ... properly delegate and meet deadlines. + Demonstrated experience related to AML , Know-Your-Customer (KYC), Transaction Monitoring , and Sanctions data, technology,… more
- Raymond James Financial, Inc. (New York, NY)
- …and Fraud (preferred). + Data governance, metadata management, data pipeline, and quality assurance frameworks. + Agile project management methodologies and ... BI professionals, drive cloud migration initiatives, ensure data governance and quality , and present actionable insights to support Anti-Money Laundering ( AML… more
- Capital One (Mclean, VA)
- …and implementation of any needed process or procedure changes from findings, as applicable Quality Control - Quality Assurance + Oversee KPI reporting of ... monitor implementation + Act as a liaison to the AML compliance office or other teams with respect to...ESM on the vendor management process. Perform ongoing vendor quality assurance testing to ensure industry best… more
- Bank of America (Tampa, FL)
- …Anti-Money Laundering Specialist (CAMS) **Skills:** + Coaching + Fraud Management + Quality Assurance + Regulatory Compliance + Investigation Management + ... and/or Front Line Units (FLU) to resolve investigations + Performs quality control functions, training, communications, guidance, monitoring scenario… more
