- Raymond James Financial, Inc. (St. Petersburg, FL)
- The Director of Quality Assurance & Control covering Anti-Money Laundering ( AML ) & Financial Crimes Management (FCM) is responsible for leading a team of ... managers who oversee Quality Assurance (QA) and Quality ...developed correctly from the outset. + Collaborate with RJF's AML /FCM shared service organization to embed quality … more
- PNC (PA)
- … and Sanctions red flags preferably in the financial services industry. * Direct Quality Control (QC)/ Quality Assurance (QA) experience. * Ability to perform ... AML Sanctions Specialist, you will report into the Quality Control team lead. In addition to the job...objectives (from a leadership position) to the business. Coordinate AML and Sanctions compliance monitoring and oversee… more
- Intuit (Mountain View, CA)
- …Leadership, Mentorship & Training + Serve as a Team Lead, providing direct guidance, quality assurance , and oversight to AML /BSA investigators. + Mentor and ... Scaling + Develop and implement investigative procedures, workflows, escalation protocols, and quality assurance controls. + Collaborate with Product, Data, and… more
- Regions Bank (Birmingham, AL)
- …+ Bachelor's degree + Ten (10) years of experience in compliance, quality assurance /control, audit, or other related compliance function specific to ... opportunities. If you are focused on results, dedicated to quality , strength and integrity, and possess the drive to...of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a… more
- Guardian Life (Bethlehem, PA)
- …anti-financial crimes risk assessments and related action plans. + Uses and performs quality assurance testing on industry databases, systems, and reports to ... expertise to business partners. Assists in developing fraud controls, fraud monitoring and developing processes and procedures to identify and prevent misconduct.… more
- Mizuho Corporate Bank (New York, NY)
- …Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the Financial Crime Compliance ... of risk and make recommendations on operational improvements, processes for compliance, quality assurance and any additional training essential to mitigate risk.… more
- American Express (Sunrise, FL)
- …financing, credit card fraud, identity theft, and other financial crimes. The GFCSU's Quality Assurance (QA) Team performs regular QA testing of Anti-Money ... to learn quickly and independently **Preferred Qualifications:** + Business Self Testing (BST), Quality Control, or Quality Assurance experience is a plus… more
- ManpowerGroup (New York, NY)
- Our client, a leading organization in the financial services industry, is seeking a Quality Assurance / QC with EDD/CDD to join their team. As a Quality ... QC with EDD/CDD, you will be part of the Quality Assurance department supporting the compliance team....on KYC (CDD/EDD) processes. + Review and analyze transaction monitoring reports to ensure compliance with AML … more
- Citigroup (Tampa, FL)
- …and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor ... Quality Assurance and the Group Audit Committee....Risk, Operational Risk, Model Risk, Financial Crimes; including KYC, AML , AB&C, Sanctions and Consumer Regulations. + Strong understanding… more
- Fifth Third Bank, NA (Rosemont, IL)
- …risks of all types. ESSENTIAL DUTIES AND RESPONSIBILITIES: + Perform in-depth quality assurance reviews of financial crime investigations (ie. Sanctions, ... skillset, relevant experience, education and geographic location . Financial Crimes Specialist- Quality Assurance Total Base Pay Range 44,300.00 - 83,700.00 USD… more
- TD Bank (Charlotte, NC)
- …diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Provides/Executes skilled AML /ATF/Sanctions/ABAC ... AML /ATF/Sanctions/ABAC risk assessment framework + Ensures that assessments ( monitoring , risk assessment etc.) are completed and communicated in a dynamic… more
- Coinbase (Charlotte, NC)
- …channels and in written narratives as necessary * Incorporate feedback from Quality Assurance Team * Maintain detailed documentation to demonstrate compliance ... function efficiently, comply with regulatory requirements, and consistently deliver high- quality resolutions. As a Senior Analyst, Compliance TMS Quality… more
- BlackRock (San Francisco, CA)
- …prepare and file Suspicious Activity Reports. + Oversee AML monitoring and testing activities, including transaction surveillance quality assurance ... a larger team in multiple locations. The individual will provide Anti-Money Laundering (" AML ") compliance support for two regulated legal entities and also lead the… more
- ADP (Augusta, GA)
- …domestic and international business operations by performing risk assessments, as well as quality assurance reviews; and 4) provide periodic reporting to the ... requirements + Enhance and oversee financial crimes compliance testing and quality assurance functions (domestic and international). **QUALIFICATIONS REQUIRED:**… more
- Coinbase (Dover, DE)
- …Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits on transaction monitoring system (TMS) cases, working ... be responsible for auditing TMS cases to support Coinbase's AML /CFT (Anti-Money Laundering / Combatting the Financing of Terrorism)...support. * Experience in project management or analytics or quality assurance . * Advanced degree in business,… more
- JPMorgan Chase (Tampa, FL)
- …cycle times are met with minimal stakeholder escalations + Engage in governance and quality assurance monitoring , analyzing error trends to prevent recurring ... setting the standard for excellence and consistency across the organization. As a Quality Control Manager within the Wholesale KYC Operations Reviewer team, part of… more
- Deloitte (Pittsburgh, PA)
- …documentation, scope of work, resource planning, design, implementation, and quality assurance . + Facilitate technical skill-building within the ... properly delegate and meet deadlines. + Demonstrated experience related to AML , Know-Your-Customer (KYC), Transaction Monitoring , and Sanctions data, technology,… more
- Capital One (Mclean, VA)
- …Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... and executing a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk...universe for changing risks and needed updates. Lead continuous monitoring activities and updates to risk assessments, audit universe,… more
- Coinbase (Charlotte, NC)
- …and other operational support partners (ie Workforce Management, Vendor Management, Analytics, Quality Assurance , etc.) you will create and scale operational ... You'll be a driving force behind our Anti-Money Laundering ( AML ) operations, managing centralized Quality Control (QC)...this critical role, you'll take charge of aggregating and monitoring multiple streams of quality data, and… more
- MUFG (Irving, TX)
- …mentoring, and counseling * Preferred training and experience in management or Quality Assurance ("QA") within the banking industry, investigative, and/or legal ... align to clients' expected activity * Review and evaluate information about the FI's AML programs, for example by using the Wolfsberg CBDDQ responses * Reviewing a… more