- KeyBank (Cleveland, OH)
- …line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") has the responsibility for evaluating Key's ... compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, products, and functional… more
- United Gaming, LLC (Reno, NV)
- …daily, assist with AML documentation, and handle false negatives reporting. Quality Assurance : Monitor Zendesk queues to ensure SLA adherence, process CCDR ... coordinating training to ensure consistent service coverage. Key responsibilities include monitoring Zendesk to maintain SLAs, handling customer inquiries via calls,… more
- Bank of America (Kennesaw, GA)
- …Decision Making + Monitoring , Surveillance, and Testing + Problem Solving + Quality Assurance **Shift:** 1st shift (United States of America) **Hours Per ... adherence to enterprise-wide standards. Job expectations include supporting the implementation of quality assurance and quality control processes within the… more
- Regions Bank (Birmingham, AL)
- …+ Bachelor's degree + Ten (10) years of experience in compliance, quality assurance /control, audit, or other related compliance function specific to ... opportunities. If you are focused on results, dedicated to quality , strength and integrity, and possess the drive to...of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a… more
- PNC (New York, NY)
- …Audit Manager Sr, you will be within PNC's Internal Audit organization, supporting the AML Audit team. This position is primarily based in a PNC location. Preferred ... regular basis. Some responsibilities may be performed remotely, at manager's discretion. The AML Audit Team prefers a candidate with experience in - Cryptocurrency -… more
- Guardian Life (New York, NY)
- …anti-financial crimes risk assessments and related action plans. + Uses and performs quality assurance testing on industry databases, systems, and reports to ... expertise to business partners. Assists in developing fraud controls, fraud monitoring and developing processes and procedures to identify and prevent misconduct.… more
- Mizuho Corporate Bank (New York, NY)
- …Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the Financial Crime Compliance ... will be expected to perform ongoing testing of the AML Transaction Monitoring , KYC, and Sanctions procedures...of control and to evaluate the word product for quality , accuracy and sound decision making. + Communicate QA… more
- Banc of California (Santa Ana, CA)
- …groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for performing quality assurance reviews, documenting errors related to new account ... remediation as required. Perform all CIP/CDD/EDD processes related to BSA/ AML /OFAC as well as the communication and resolution of...Management Process. + Assist and/or leverage centralized model in Quality Assurance of complete high risk new… more
- Mizuho Corporate Bank (New York, NY)
- Job Description: Experienced BSA/ AML professional within the KYC Onboarding Operational Control team to perform a high- quality 4-eye (QA) review of the KYC for ... new clients. Knowledgeable and experienced BSA/ AML individual reviewing onboarding KYC, both onshore and off...internal and external clients. Duties in performing a high quality 4-eye review will include verification of client data,… more
- ManpowerGroup (New York, NY)
- Our client, a leading organization in the financial services industry, is seeking a Quality Assurance / QC with EDD/CDD to join their team. As a Quality ... QC with EDD/CDD, you will be part of the Quality Assurance department supporting the compliance team....on KYC (CDD/EDD) processes. + Review and analyze transaction monitoring reports to ensure compliance with AML … more
- Citigroup (Tampa, FL)
- …and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor ... Quality Assurance and the Group Audit Committee....Risk, Operational Risk, Model Risk, Financial Crimes; including KYC, AML , AB&C, Sanctions and Consumer Regulations. + Strong understanding… more
- KeyBank (Cleveland, OH)
- …line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") has the responsibility for evaluating Key's ... compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, products, and functional… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …model validation for the Bank's BSA/ AML /OFAC software. + Oversee various bank-wide quality assurance reviews and compliance monitoring in the areas of ... required functions in a timely, efficient, and effective manner. + Perform and oversee quality assurance reviews of work performed by the BSA Department staff to… more
- TD Bank (Mount Laurel, NJ)
- …diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Provides/Executes skilled AML /ATF/Sanctions/ABAC ... AML /ATF/Sanctions/ABAC risk assessment framework + Ensures that assessments ( monitoring , risk assessment etc.) are completed and communicated in a dynamic… more
- Coinbase (Charlotte, NC)
- …channels and in written narratives as necessary * Incorporate feedback from Quality Assurance Team * Maintain detailed documentation to demonstrate compliance ... function efficiently, comply with regulatory requirements, and consistently deliver high- quality resolutions. As a Senior Analyst, Compliance TMS Quality… more
- Insight Global (Charlotte, NC)
- …channels and in written narratives as necessary . Incorporate feedback from Quality Assurance Team . Maintain detailed documentation to demonstrate compliance ... experience in quality review and control framework. Professional certification in AML or Fraud (eg CAMS, CFCS, CFE) Experience in project management, analytics,… more
- Citigroup (Tampa, FL)
- …AML regulatory laws along with business and technology infrastructure mandates for Quality Assurance and Suspicious Activity reporting modules and to ensure ... including goAML, Divestiture, Fraud, and Quarterly Enhancements; Supporting Anti-Money Laundering ( AML ) monitoring and investigation projects for the EMEA… more
- Mastercard (Harrison, NY)
- …lead global efforts related to compliance training, regulatory exam coordination, quality assurance testing, change management, and issue remediation. ... as a central liaison between regulators and internal stakeholders. * Direct the Quality Assurance (QA) Testing Team, ensuring robust, risk-based reviews of… more
- CIBC (IL)
- …Ensure all daily risk related functions are completed timely and accurately, this includes Quality Assurance and Quality Control processes. + Recommend new ... and follow-up on findings arising from errors within the Quality Assurance and Control processes. + Identify...quality of the processes and/or controls. Risk and/or AML experience from a first line perspective is preferred.… more
- MUFG (Irving, TX)
- …mentoring, and counseling * Preferred training and experience in management or Quality Assurance ("QA") within the banking industry, investigative, and/or legal ... align to clients' expected activity * Review and evaluate information about the FI's AML programs, for example by using the Wolfsberg CBDDQ responses * Reviewing a… more
