- Capital One (Mclean, VA)
- …policies/procedures. Assess new business acquisitions to determine what work should flow into AML Operations units.** + ** Quality Assurance : Perform ... Anti-Money Laundering ( AML ) Senior Supervisor, Transaction Monitoring Operations (TMO) **Anti-Money Laundering ( AML ) Senior Supervisor, Transaction … more
- Citigroup (Tampa, FL)
- …leadership and Citi Technology to lead our strategy to modernize our AML Transaction Monitoring environment. **Responsibilities:** + Lead the strategy for ... the modernization our Global AML Transaction Monitoring environment, including the assessment...foreign regulators externally and Citi Internal Audit and Compliance Assurance staff, as appropriate, including coordinating AML -related… more
- Tompkins Community Bank (Ithaca, NY)
- …filing of Suspicious Activity Reports (SARs) as + appropriate, subject to further quality assurance reviews. + Identify and monitor customers and accounts that ... with department and all + Tompkins employees to develop and implement BSA/ AML monitoring + procedures. + Review system generated reports to identify transactions… more
- TD Bank (Mount Laurel, NJ)
- …development, assessment, and completion of the process level Risk & Control Self-Assessment, Quality Assurance , and reviews Program for the business segment + ... on remediating issues/findings from control activities and provides guidance on monitoring /reporting related to AML /ABAC/ Sanctions + Manages escalation to… more
- USAA (San Antonio, TX)
- …**The Opportunity** Our **Senior Auditor** executes anti-money laundering ( AML )-related audit assignments. Identifies problems and resolutions for risk-based ... assurance and advisory engagements across the organization. Maintains knowledge...Independently executes audit test work timely and with high quality . + Assists in updating the risk & control… more
- USAA (Plano, TX)
- …**The Opportunity** Our **Staff** **Auditor** performs anti-money laundering ( AML )-related audit assignments. Identifies problems for resolution in support ... of risk-based assurance and advisory engagements across the organization. Applies learning...is accountable for completing own work paper documentation within quality standards. + Communicates effectively and shares findings and… more
- Citigroup (San Antonio, TX)
- …including recommendations to changes in procedures resulting from review findings and quality assurance review of analyst case work + Onboard/train new ... is an entry-level position responsible for participating in Anti-Money Laundering ( AML ) monitoring , governance, oversight and regulatory reporting activities in… more
- Capital One (Mclean, VA)
- …overseeing the AML Controls & Monitoring (ACM) team and performing quality assurance on testing executed. This role is an extremely collaborative role, ... for completed tests **Responsibilities:** + Drive strategic initiatives to modernize AML and sanctions control testing, strengthen assurance and streamline… more
- Mizuho Corporate Bank (New York, NY)
- Job Description: Experienced BSA/ AML professional within the KYC Onboarding Operational Control team to perform a high- quality 4-eye (QA) review of the KYC for ... new clients. Knowledgeable and experienced BSA/ AML individual reviewing onboarding KYC, both onshore and off...internal and external clients. Duties in performing a high quality 4-eye review will include verification of client data,… more
- ManpowerGroup (New York, NY)
- Our client, a leading organization in the financial services industry, is seeking a Quality Assurance / QC with EDD/CDD to join their team. As a Quality ... QC with EDD/CDD, you will be part of the Quality Assurance department supporting the compliance team....on KYC (CDD/EDD) processes. + Review and analyze transaction monitoring reports to ensure compliance with AML … more
- Scotiabank (OR)
- Quality Assurance Functional Associate **Requisition ID:** 220773 Thanks for your interest in ScotiaTech, Scotiabank's new and innovative Technology hub in ... to results, in an inclusive, diverse, and high-performing culture. **Purpose** The Quality Assurance Functional Associate is responsible for coordinating and… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …model validation for the Bank's BSA/ AML /OFAC software. + Oversee various bank-wide quality assurance reviews and compliance monitoring in the areas of ... required functions in a timely, efficient, and effective manner. + Perform and oversee quality assurance reviews of work performed by the BSA Department staff to… more
- Walgreens (Deerfield, IL)
- …which may present potential AML risk. + Assists in the design of the quality assurance AML function to ensure consistency in reporting and monitoring ... includes, but not limited to oversight of the following AML areas: policy development, training, monitoring and...the following AML areas: policy development, training, monitoring and analytics, reporting and third parties. Manager will… more
- ADP (Roseland, NJ)
- …Enhance and oversee AML /sanctions/export controls compliance testing and quality assurance functions (domestic and international). **Qualifications:** + 12+ ... across domestic and international business operations by conducting risk assessments, developing quality assurance processes and performing quality control… more
- TD Bank (Vienna, VA)
- …diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Provides/Executes skilled AML /ATF/Sanctions/ABAC ... AML /ATF/Sanctions/ABAC risk assessment framework + Ensures that assessments ( monitoring , risk assessment etc.) are completed and communicated in a dynamic… more
- MUFG (Tempe, AZ)
- …+ Ensure that effective processes and procedures are maintained to govern quality assurance . + Responsible for directly supervising staff, including ... responsible for oversight, strategy, and staff responsible for anti-money laundering ( AML ) monitoring , detection, analysis and investigation. Where applicable,… more
- ADP (Augusta, GA)
- …domestic and international business operations by performing risk assessments, as well as quality assurance reviews; and 4) provide periodic reporting to the ... requirements + Enhance and oversee financial crimes compliance testing and quality assurance functions (domestic and international). **QUALIFICATIONS REQUIRED:**… more
- Bank of America (Charlotte, NC)
- …Relevant Laws, Rules, and Regulations + Investigation Management + Oral Communications + Quality Assurance + Decision Making + Drives Engagement + Influence + ... and due diligence. This is managed through 4 Functional teams: AML Screening, Periodic Transaction Monitoring , Enhanced Client Diligence and Sanctions… more
- Capital One (Mclean, VA)
- …Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... and executing a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk...universe for changing risks and needed updates. Lead continuous monitoring activities and updates to risk assessments, audit universe,… more
- Needham Bank (Wellesley, MA)
- …& EXPERIENCE + 3-5 years of similar or related experience and/or training in executing quality control, quality assurance , or internal audit. + 3-5 years of ... as well as performance evaluations. + Responsible for conducting quality control on CTRs, SAR Investigations, EDD investigations, and...through the use of various reports and the Bank's AML /Fraud monitoring software. + Analyze and research… more