- Poppy Bank (Santa Rosa, CA)
- …activity to determine if transactions are suspicious in nature Perform quality control reviews of various AML /BSA/Fraud functions, including but not limited ... and accurate manner. The Senior BSA Compliance Analyst performs various quality controls reviews and monitoring pertaining to the Bank Secrecy Act, USA Patriot… more
- Citigroup (Tampa, FL)
- …with previous experience in Regulatory Reporting function or Internal Audit or Risk & Control focused on AML /ICRM. + Strong experience in PowerPoint, Excel, and ... and Global SAR Governance meetings. **Purpose of Role:** Global AML SAR Program Officer: This role demands a deep...Escalation Management, Management Reporting, Policy and Procedure, Policy and Regulation, Programming, Risk Controls and… more
- KeyBank (Brooklyn, OH)
- …impact BSA/ AML , OFAC, Fraud-related compliance risks, and assessment of control effectiveness through the execution of risk evaluations and ongoing assessments. ... analyze data to identify trends and outliers, evaluate compliance with internal policy /procedures and/or regulatory requirements, and assess root cause(s) of any… more
- Citigroup (Florence, KY)
- …work with Business Risk, Compliance, Operations andTechnology teams to actively identify new AML /KYC and Sanctions policy gaps + Support the impact assessment ... This team is responsible for fostering a culture of control and compliance, customer centricity and accountability while leading...and Sanctions policies for Cards + Manage execution of AML /BSA policy related Corrective Action Plans (CAP)… more
- Citigroup (Florence, KY)
- …Risk, Compliance, Operations and Technology teams to actively identify new and address AML /KYC and Sanctions policy gaps + Support the impact assessment and ... This team is responsible for fostering a culture of control and compliance, customer centricity and accountability while leading...and Sanctions policies for Cards + Manage execution of AML /BSA policy related Corrective Action Plans (CAP)… more
- Amalgamated Bank (New York, NY)
- …This entails preparing the BSA/Anti-Money Laundering ( AML )/Office of Foreign Assets Control (OFAC) Policy , conducting the BSA/ AML /OFAC Risk Assessment, ... Crimes Compliance to oversee all aspects of the bank-wide BSA/ AML /OFAC Compliance program and to ensure that the Bank...records. + Implement a "Continuous Improvement" program, including: + Root cause analysis of fraud losses and near-misses, +… more
- Citigroup (Florence, KY)
- …organization. This fusion will streamline accountability and responsibility for Risk & Control activities and deliver process consistency to protect the firm against ... financial crime risks. **Description of the Role:** The Financial Crimes Global Policy Adherence Team within the FCFP organization supports the delivery and ongoing… more
- GE HealthCare (Chicago, IL)
- …The Global Compliance KYC Leader will be responsible for the following: ** Policy Leadership & Regulatory Alignment** + Lead the development and maintenance of ... regulatory changes and ensure timely updates to global KYC frameworks and controls . + Benchmark and identify synergies with other screening activities (eg, Know… more
- Citizens (Atlanta, GA)
- …on embedded banking relationships and payment structures to establish mitigating controls , risk thresholds, and continuously monitor control effectiveness. This ... mitigate potential risks within the embedded banking risk and controls environment. This includes assessment of the likelihood and...work with the First Line Risk Manager to initiate root cause analysis into control failures and… more
- American Express (Phoenix, AZ)
- …are introduced. + Conducting controls testing in accordance with Internal Controls Policy + Conduct risk assessments for Card portfolio under current ... abuse detection, scams detection, etc. + Oversee the card portfolio's fraud control inventory, through robust documentation and organization, controls testing,… more
- American Express (New York, NY)
- …are introduced. + Conducting controls testing in accordance with Internal Controls Policy + Conduct risk assessments for Bank portfolio under current ... govern, monitor and improve the Banking group's extensive strategy execution controls , providing thematic analysis on operational issues associated with fraud… more
- American Express (Phoenix, AZ)
- …on assessment methodology + Conduct controls testing in accordance with Internal Controls Policy + Lead victim fraud events analysis with operational risk ... govern, monitor and improve the Fraud and Banking group's extensive risk control inventory, creating and maintaining Fraud and Banking RCSAs, producing Risk… more
- American Express (New York, NY)
- …collation** + **Conduct** ** controls testing** **in accordance with** **Internal Controls Policy ** + **Lead victim fraud events analysis with operational ... govern, monitor and improve the Fraud and Banking group's extensive risk control inventory, creating and maintaining Fraud and Banking RCSAs, producing Risk… more
- First National Bank of Omaha (Omaha, NE)
- …in updating audit universe assessments. **Compliance:** Understand and comply with bank policy , laws, regulations, and the bank's BSA/ AML Program, as applicable ... Program Guides/test steps. Promote and execute audit. + Fieldwork - Execute control and/or compliance testing and related audit program. Ensure audit procedures will… more
- Citigroup (Tampa, FL)
- …function + Identify solutions for a variety of complex and unique control issues, utilizing complex judgement and sophisticated analytical thought + Analyze report ... interventions where needed, proposing creative and pragmatic solutions to risk and control issues + Partner with Directors and Managing Directors to develop… more
- Citigroup (Tampa, FL)
- …independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior ... regulators globally. IA is a change agent within Citi to enhance the control culture of Citigroup worldwide and thereby support senior management decision making… more
