- Santander US (Boston, MA)
- AML Advisory Senior. Associate - Boston Hybrid Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... the possibilities **We Want to Talk to You!** **The Difference You Make:** The ** AML Advisory Senior Associate** serves as an ** AML subject matter expert** for… more
- Citigroup (Tampa, FL)
- …with previous experience in Regulatory Reporting function or Internal Audit or Risk & Control focused on AML /ICRM. + Strong experience in PowerPoint, Excel, and ... SAR working group and Global SAR Governance meetings. **Purpose of Role:** Global AML SAR Program Officer: This role demands a deep understanding of Anti-Money… more
- Santander US (Boston, MA)
- AML Compliance Testing - Senior Advisor Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial ... product initiatives comply with regulatory and legal requirements and enterprise policy . The incumbent performs risk assessments, synthesizes analyses, identifies … more
- Bank of America (Pennington, NJ)
- …adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes ... control improvements for remediation. Global Credit, Anti-Money Laundering ( AML ) and Onboarding Operations (GCAOO) delivers credit fulfillment, service and… more
- Citigroup (Jacksonville, FL)
- …with Business Risk, Compliance, Operations and Technology teams to actively identify new AML /KYC and Sanctions policy gaps + Support the impact assessment and ... This team is responsible for fostering a culture of control and compliance, customer centricity and accountability while leading...and Sanctions policies for Cards + Manage execution of AML /BSA policy related Corrective Action Plans (CAP)… more
- Citigroup (Jacksonville, FL)
- …Citi. Responsibilities: + Application of KYC policy + Proactively identify and address control gaps in AML KYC for Brands, Retail Services, Retail Bank, and ... + Conduct independent end to end targeted reviews across AML life cycle to ensure adherence to Policy...break down complex processes into core activities and identify control gap root causes so they can… more
- Citigroup (Fort Lauderdale, FL)
- …performing risk and compliance reviews in coordination with the broader Anti-Money Laundering ( AML ) team. The overall objective is to utilize in-depth AML ... retention, termination, Suspicious Activity Report (SAR)) + Manage risks by analyzing the root cause of issues and impacts to business + Appropriately assess risk… more
- Amalgamated Bank (New York, NY)
- …This entails preparing the BSA/Anti-Money Laundering ( AML )/Office of Foreign Assets Control (OFAC) Policy , conducting the BSA/ AML /OFAC Risk Assessment, ... Crimes Compliance to oversee all aspects of the bank-wide BSA/ AML /OFAC Compliance program and to ensure that the Bank...records. + Implement a "Continuous Improvement" program, including: + Root cause analysis of fraud losses and near-misses, +… more
- Citizens (Boston, MA)
- …on embedded banking relationships and payment structures to establish mitigating controls , risk thresholds, and continuously monitor control effectiveness. This ... mitigate potential risks within the embedded banking risk and controls environment. This includes assessment of the likelihood and...work with the First Line Risk Manager to initiate root cause analysis into control failures and… more
- Huntington National Bank (Columbus, OH)
- …issues, control testing results, accepted risks, emerging risks, and policy exceptions. + Act as liaison during regulatory and audit reviews. Collaborate ... are assessed correctly. Advise and collaborate with the business line in designing controls to mitigate the risks. Evaluate the adequacy and effectiveness of the… more
- TD Bank (Wilmington, DE)
- …well as self-identified issues. Includes coordinating with key stakeholders to investigate control gaps or failures, assist with the development of action plans, and ... challenge enabling the stakeholders to implement sustainable solutions by addressing root causes and adopting enhanced discipline. The Financial Crime Risk… more
- First National Bank of Omaha (Omaha, NE)
- …in updating audit universe assessments. **Compliance:** Understand and comply with bank policy , laws, regulations, and the bank's BSA/ AML Program, as applicable ... Program Guides/test steps. Promote and execute audit. + Fieldwork - Execute control and/or compliance testing and related audit program. Ensure audit procedures will… more
- Santander US (New York, NY)
- …with Global Sanctions program. Develops and maintains policies, procedures, and controls to ensure compliance with US sanctions laws, including OFAC regulations ... sanctions compliance opportunities and potential solutions. Performs analyses, identifies root cause(s), and provides recommendations to management. Provides insight… more
- MUFG (Irving, TX)
- …Testing. + Develop subject matter expertise regarding Issues Management ("IM") policy , standard, and procedures. + Develop an understanding of regional Anti-Money ... Laundering (" AML "), Sanctions, and Anti-Bribery & Corruption ("ABC"), and Compliance...eg, management action plans, detailed remediation plans, and compensating controls , closure documentation, etc. + Develop partnerships with stakeholders… more
- MUFG (New York, NY)
- …industry with understanding of banking product and services + Solid knowledge of KYC/ AML and data governance policy and understanding of business activities, ... of data input, research and analysis + Identify data anomalies and assist on root cause analysis to minimize errors + Maintain detailed tracking of KYC file status… more
- City National Bank (Los Angeles, CA)
- …procedures and controls are being followed and maintained * Perform BSA/ AML /OFAC reviews of client transactions as applicable to the departmental assignment. * ... and business leaders to identify opportunities for improvement and root causes. * Collaborate with peers across the organization...organization to identify and submit updates to policy and procedural gaps. * Ensure functional… more