- M&T Bank (Clanton, AL)
- …. Provide compliance oversight, support and guidance for Asset Management products and personnel in accordance with fiduciary standards, applicable ... on rules and regulations applicable to the sale of Asset Management , Fiduciary , Wealth and... Management , Wealth and Private Banking, and Fiduciary Risk supervisory concerns and practices .… more
- JPMorgan Chase (New York, NY)
- …quo and striving to be best-in-class. As a Risk Management - Investment Risk & Analytics - Trust and Estates Fiduciary Risk Executive Director within ... accordance with local regulations, ensuring that Trust and Estates risk including Fiduciary and Investment risks can...economics is required + Minimum 10 Years of financial risk management , in Asset … more
- Wells Fargo (Las Vegas, NV)
- …needs of HNW and UHNW clients and provide personalized advice and wealth and asset management services, including: * Personal trust services. * Estate services. ... * Philanthropic services. * Closely held asset management . * Real estate...to deliver a high-touch client experience within a strong risk management framework. + Build and maintain… more
- Wells Fargo (Minneapolis, MN)
- …needs of HNW and UHNW clients and provide personalized advice and wealth and asset management services, including: * Personal trust services. * Estate services. ... * Philanthropic services. * Closely held asset management . * Real estate... of overdrafts. + Develop an ability to identify fiduciary risk and escalate appropriately. + Act… more
- Wells Fargo (Minneapolis, MN)
- …needs of HNW and UHNW clients and provide personalized advice and wealth and asset management services, including: * Personal trust services. * Estate services. ... * Philanthropic services. * Closely held asset management . * Real estate...to deliver a high-touch client experience within a strong risk management framework. + Build and maintain… more
- Wells Fargo (Wilmington, DE)
- …needs of HNW and UHNW clients and provide personalized advice and wealth and asset management services, including: * Personal trust services. * Estate services. ... * Philanthropic services. * Closely held asset management . * Real estate...+ Deliver high-quality work-product within stated deadlines. + Identify fiduciary risk and suggest possible solutions. +… more
- Truist (Charlotte, NC)
- …a Truist region. Responsible for enhancing the growth and profitability of the fiduciary business segment while mitigating risk and adhering to all applicable ... following job description:** Manage and lead a team of fiduciary experts in a fast-paced, efficient fiduciary ...authority, document interpretation, etc.) and in a variety of risk mitigation initiatives (eg, documented support for asset… more
- Wells Fargo (Dallas, TX)
- …needs of HNW and UHNW clients and provide personalized advice and wealth and asset management services, including: * Personal trust services. * Estate services. ... * Philanthropic services. * Closely held asset management . * Real estate...+ Deliver high-quality work-product within stated deadlines. + Identify fiduciary risk and suggest possible solutions. +… more
- Neuberger Berman (New York, NY)
- …solutions **Requirements:** + Bachelor's Degree + 5 - 10 years relevant asset management experience preferred + Understanding of various functional roles ... within asset management required; working knowledge of investment...Risk , Marketing, etc.) + Strong organizational and time management skills; proactivity in following up on requests and… more
- JPMorgan Chase (Columbus, OH)
- …suitability risks in offering investment solutions to Wealth Management clients. + ** Asset Management Risk (New York, NY):** Oversees and monitors ... collaborate with senior leaders and teams to learn about risk management . As an Asset ... risk . + **Wealth Management Investment Risk & Analytics (Columbus, OH):** Oversees investment, fiduciary… more
- PNC (Dallas, TX)
- …to the company's success. As a Senior Retirement Plan Advisor within PNC's Institutional Asset Management organization, you will be based in Houston, TX, Austin, ... contact to provide: 3(21) investment advice or 3(38) investment management , fiduciary education and compliance support, and...expansion of financial services to the client. + Executes risk management practices through the adherence to… more
- JPMorgan Chase (Jersey City, NJ)
- …Partner with stakeholders, business management , other control groups (ie risk management , compliance, fraud prevention), external auditors, and regulators, ... consumer and small business banking, commercial banking, financial transaction processing and asset management . We offer a competitive total rewards package… more
- JPMorgan Chase (Jersey City, NJ)
- …and regulatory requirements (eg, 12 CFR 9) related to asset management , investment advisor, broker-dealer and fiduciary activities. + Knowledge of various ... lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is...Partner with stakeholders, including other control groups (such as risk management , compliance), external auditors, and regulators.… more
- Huntington National Bank (Columbus, OH)
- …Investment Officer solution to address the complex portfolio and risk management challenges of an institutional investment fiduciary . + Partnering with ... Description Summary: The Director of Institutional Asset Management & Trust is responsible...and Private Bank to develop solutions for investment portfolio risk optimization, total return, and liquidity management .… more
- PNC (Philadelphia, PA)
- …hire a Compliance Program Specialist Senior within PNC's Independent Risk Management 's Compliance organization supporting the Asset Management Group ... activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. **Qualifications** Successful candidates must demonstrate appropriate… more
- JPMorgan Chase (New York, NY)
- …across multiple asset classes. You will work closely with other Risk Management colleagues, Business partners, and key control functions including Legal, ... risk review and deep-dive assessments of investment and fiduciary activities, liquidity, stress testing, and strategy exposures. We...finance, business, or economics + 10+ years of financial risk management in Asset … more
- Wellington (Boston, MA)
- …Portfolio Managers, and Data and Technology teams to ensure optimal trade execution and risk management . A passion for financial markets, market structure, and a ... looking to hire a Trader to join our Cross Asset Electronic Trading (XAET) team. The successful candidate will...Execute transactions using electronic trading protocols, ensuring best execution, risk management , and adherence to policies and… more
- AON (IA)
- …Estate Investors) a division of Principal Financial Group responsible for providing risk management solutions and consultative services. Reports to PrinRei's ... Assistant Director of Risk Management . Some travel may be required....claim made based coverage forms. + Identify and analyze risk exposures for various asset classes, locations,… more
- Wellington (Boston, MA)
- …income risk analysis gained from meaningful experience in institutional investment management and risk management . S/he should be continually apprised ... Products and Fund Strategies colleagues to ensure the firm's fiduciary needs on investment risk are met....insights, risk concerns and measurements. * Ensure Risk Management reports, dashboards, and industry leading… more
- M&T Bank (Vero Beach, FL)
- **Overview:** Responsible for the administration and fiduciary management of complex trust relationships within client relationships. **Primary ... for complex trust relationships. + Assess and manage risk , exercise fiduciary discretion and judgment, and...accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . +… more
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