- City National Bank (Jersey City, NJ)
- * DIRECTOR OF AUDIT - IT REGULATORY ISSUES MANAGEMENT* WHAT IS THE OPPORTUNITY? The Director of Audit for IT Regulatory Issues Management will ... support the Senior Director of IT Audit . This position will be responsible for IT related...strategic leader, you will bridge technical IT knowledge with regulatory and audit expectations, providing oversight across… more
- City National Bank (Raleigh, NC)
- * DIRECTOR OF AUDIT - CYBER* WHAT IS THE...and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit . ... OPPORTUNITY? The Director of Audit for IT Service/ Risk Management will support the...required, ensuring that audits conform to local and global regulatory and internal audit requirements. * Direct/supervise/implement… more
- City National Bank (Los Angeles, CA)
- *SR. DIRECTOR OF AUDIT - IT* WHAT IS...and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit ... THE OPPORTUNITY? The Senior Director of Audit for IT will provide independent, objective assurance over...required, ensuring that audits conform to local and global regulatory and internal audit requirements. * Direct/supervise/implement… more
- City National Bank (Dallas, TX)
- … OF AUDIT - BSA/AML* WHAT IS THE OPPORTUNITY? The Director of Audit for BSA/AML, will support City National Bank 's Internal Audit department by ... such as audit issue validations, continuous risk monitoring activities, and annual audit planning. In addition, the Director of Audit for BSA/AML… more
- American Express (Sandy, UT)
- …Risk & Compliance (GRC) teams. **How will you make an impact in this role?** This ** Director of Regulatory & Audit Exam Management** will be responsible for ... define the future of American Express. American Express National Bank is American Express' US banking operation, representing more...help to strengthen ECM's risk and control environment. The Regulatory & Audit Exam team will support… more
- Capital One (Mclean, VA)
- …will focus on all aspects of financial crimes compliance across the bank . A Director on the FCC Audit team will be responsible for designing and executing a ... Audit Director , Financial Crimes Compliance **Overview:**...Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Regulatory Compliance Manager (CRCM) + Experience with consumer compliance,… more
- Robert Half Finance & Accounting (Basehor, KS)
- …Robert Half Finance & Accounting is assisting in the search for an experienced Director of Compliance & Audit within the banking industry. This vital leadership ... adherence to federal banking regulations, including OCC guidelines, and other applicable regulatory bodies. + Audit Oversight: Direct and manage internal and… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. **Job Description:** This Director - Compliance role will be a key member of the TDS US Compliance ... Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created team within US Wholesale Compliance focused on… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... of advice and decisions on the well-being of the Bank , as well as its customers, its employees and...processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + Provides prompt… more
- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking an Audit Manager Executive Director on the Financial Crimes Audit Team. The Financial Crimes Audit Team ... crimes risk across Wells Fargo lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/AML/OFAC related audits across Wells Fargo… more
- American Express (New York, NY)
- …**About the Role:** Our Internal Audit group is seeking an eager Cybersecurity Audit Director to help advance and grow our audit coverage across ... IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations;...a category I, II or III global systematically important bank (GSIB) + Experience testing all IT General Control… more
- City National Bank (Dallas, TX)
- …minimal supervision. * Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. * Tracks and manages ... Senior Audit Manager position, reporting to the Audit Director of Wealth Management, is a...evaluate the adequacy of the operational processes to meet bank policies and procedures and regulatory requirements,… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... guidance and expertise on regulatory requirements and assisting business...registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of… more
- MUFG (Tempe, AZ)
- … Bank , Ltd. will report to the Vice President, Americas Issues Management Regulatory & Audit Reporting Coordination ("VP") in the Issues Management Operations ... core compliance and financial crimes compliance issues data and information for regulatory and Internal Audit engagement requests including: + Identification of… more
- City National Bank (Los Angeles, CA)
- …changing environment. Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. * Data Analytics and ... provide the insights. * Relationship Building and Client Experience- Supports the Audit Director proactively in their ongoing monitoring and discussions with… more
- Mizuho Corporate Bank (New York, NY)
- …testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit ) related to credit risk.In accordance ... SUMMARYManage and maintain a robust audit program and risk management framework, including leading...tools and resources and sharing of best practices.Working with Director /Executive Director , identify and implement efficiencies and… more
- Mizuho Corporate Bank (New York, NY)
- …City Office Job Description + Under the direction of the Vice President or Director , execute a robust audit program including performing the timely execution of ... approach, preparing testing documents and reports for issues (eg regulatory , third-party and internal audit ) related to...Audit Groups, as needed. + Assist the Vice President/ Director with maintaining an Off-Site Monitoring Program for the… more
- M&T Bank (Buffalo, NY)
- …including continuous auditing and validation procedures, with minimal oversight from the Senior Director - Audit and in a risk focused manner for designated ... for the department. + Work closely with the Senior Director - Audit concerning staffing, performance appraisals,...audit services, which meet the requirements of the Audit Committee and regulatory expectations. This senior… more
- First National Bank of Omaha (Omaha, NE)
- …objectives; understand root cause and provide possible resolutions. **Risk Assessment:** Aid Director , Supervisor, or Senior Auditor in updating audit universe ... Bachelor's degree in Business or related degree. + 2+ years of compliance audit or compliance management experience with a bank or financial… more
- UMB Bank (Kansas City, MO)
- …phases of assigned audits with direction from the Audit Program Manager, Regulatory Compliance or Audit Director . **_How you'll spend your time:_** ... **Corporate Audit Services'** role is to assist management in...providing objective analyses and constructive recommendations for improvement. **The Audit Project Manager** performs/oversees the risk assessment, planning, fieldwork,… more
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