- City National Bank (Los Angeles, CA)
- … OF AUDIT COMPLIANCE* WHAT IS THE OPPORTUNITY? The Director of Audit for Compliance will support City National Bank 's Internal Audit by providing ... assurance over the design and operating effectiveness of the Bank 's compliance risk management practices, Regulatory Compliance,...findings and audit reports drafted by the audit team for submission to the Senior Director… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …governance, oversight and monitoring functions of management and support functions. The Audit Director is a senior Bancorp executive responsible for monitoring, ... Fifth Third Bank . GENERAL FUNCTION: Fifth Third Bank 's Audit Division is responsible for performing...Great Coach, Lead with Agility, Act like an Owner). Audit Director LOCATION -- Cincinnati, Ohio 45202… more
- City National Bank (Raleigh, NC)
- *SENIOR DIRECTOR AUDIT - WEALTH MANAGEMENT & BANKING* WHAT IS THE OPPORTUNITY? This role is responsible for directing and overseeing the Wealth Management and ... by the Senior Manager/ Manager and reviewed by the Director of Audit . * Directs coordination of...processes in key product lines. * Coordinates and manages regulatory requests and examinations with bank regulators… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Director , Tech - Financial Crimes ... for technologies supporting Financial Crimes processes for all TD Bank US Holdings segments and entities. **Depth & Scope:**...required; Post Graduate degree preferred + 10+ years leading Audit within a regulatory environment + Professional… more
- Huntington National Bank (Cleveland, OH)
- Description Summary: The Audit Director directs and manages audit teams and activities for an assigned business unit (Commercial & Credit Admin) Duties & ... Responsibilities: + Determine, prioritize and monitor risk management. + Ensure audit goals and objectives are met. + Develop, implement and monitor audit test… more
- Regions Bank (Hoover, AL)
- …Regions, the Audit Director develops, directs, and monitors the internal audit activities for various areas of the bank in accordance with the Standards ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- US Bank (Irving, TX)
- …position that supports the Corporate Functions, Regulatory Reporting, and SOX Administration Audit Director . This role supports the Audit Director ... Audit Director , in providing the Audit Committee and senior management with independent assurance and... audit leader that has strong knowledge of audit , risk management, and regulatory expectations (eg,… more
- City National Bank (Los Angeles, CA)
- …environment. - Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. * Ongoing Monitoring Activities: ... provide the insights. * Relationship Building and Client Experience:- Supports the Audit Director proactively in their ongoing monitoring and discussions with… more
- City National Bank (Los Angeles, CA)
- …but not limited to the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations * Support the Director of Audit AML BSA by helping ... design and operating effectiveness of internal controls, adherence to regulatory requirements and Bank policies, and the...regulatory , and control environments in which City National Bank operates, especially for audit areas assigned… more
- Mizuho Corporate Bank (New York, NY)
- …project management and talent development. Job Description Under the direction of the Director , execute a robust audit program including leading the timely ... to the branches, representative offices and agencies of Mizuho Bank , Ltd. in the Americas, and to Mizuho ...reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit ) related to… more
- City National Bank (Jersey City, NJ)
- …US regulators (FRBNY, OCC) and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit . This includes the ... of Cybersecurity and IT Risk Management will support the Director IA, CNB Cybersecurity and IT Risk Management, and...universe, ensuring that audits conform to local and global regulatory and internal audit requirements. * Supervise… more
- City National Bank (Los Angeles, CA)
- …Foreign Assets Control (OFAC) practices for City National Bank (CNB). * Support the Director - Head of FCC Regulatory Issue Validation by helping to lead and ... and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in...and taking into consideration industry development, emerging risks, and regulatory changes and expectations. WHAT WILL YOU DO? *… more
- M&T Bank (Baltimore, MD)
- …including continuous auditing and validation procedures, with minimal oversight from the Senior Director - Audit and in a risk focused manner for designated ... for the department. + Work closely with the Senior Director - Audit concerning staffing, performance appraisals,...audit services, which meet the requirements of the Audit Committee and regulatory expectations. This senior… more
- M&T Bank (Wilmington, DE)
- …deliverables. + Respond to regulatory requests, working with leadership across the audit division. + Assist the Director - Audit Professional Practices & ... related duties as assigned. **Scope of Responsibilities:** + This role reports to a Director - Audit Professional Practices & Analytics and is responsible for the… more
- First National Bank of Omaha (Omaha, NE)
- …objectives; understand root cause and provide possible resolutions. **Risk Assessment:** Aid Director , Supervisor, or Senior Auditor in updating audit universe ... + Bachelor's degree in Business or related degree. + 2+ years of compliance audit or compliance management experience with a bank or financial institution.… more
- M&T Bank (Buffalo, NY)
- …staff development for the department. + Work closely with the Audit Director concerning staffing, performance appraisals, promotions, salary recommendations, ... a variety of business activities, which meet the requirements of the Audit Committee and regulatory expectations. Ensures ongoing conformance with professional… more
- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Internal Audit Director , Finance and Treasury Portfolio will focus ... Audit team under the direction of the Senior Audit Director - Finance and Treasury, conducting...audit team's knowledge of key banking requirements / regulatory expectations in the areas of finance and treasury… more
- Capital One (Mclean, VA)
- …will focus on all aspects of financial crimes compliance across the bank . A Director on the FCC Audit team will be responsible for designing and executing a ... Audit Director , Financial Crimes Compliance (Hybrid)...Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Regulatory Compliance Manager (CRCM) + Experience with consumer compliance,… more
- Capital One (Mclean, VA)
- …personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Director interested in becoming part of our Audit ... will focus on all aspects of compliance across the bank to include consumer compliance audits. **Responsibilities:** + Lead...be regularly worked. Charlotte, NC: $181,800 - $207,500 for Audit Director McLean, VA: $200,100 - $228,400… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking an Exeuctive Director , Audit Manager on the Financial Crimes Audit Team. The Financial Crimes Audit Team ... crimes risk across Wells Fargo lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/AML/OFAC related audits across Wells Fargo… more
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