- Citigroup (New York, NY)
- …of financial transactions in coordination with the Institutional Banking team. The Director Salesperson also serves as an intermediary in trading for clients. The ... functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and...and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures… more
- Centuri Group, Inc. (Phoenix, AZ)
- Corporate & Securities Counsel Date: May 2, 2024 Location: Phoenix, AZ, US, 85027 Company: Centuri Group, Inc. (S4) Description: Who We Are Centuri (a subsidiary ... gas, and combination utility clients. The position title of Corporate & Securities Counsel reports directly to the EVP, Chief Legal and Administrative Officer,… more
- State of Colorado (Denver, CO)
- Auditor III: DORA/Division of Securities Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4474069) Apply Auditor III: DORA/Division of ... Securities Salary $5,675.00 - $7,378.00 Monthly Location Denver, CO...position exists to plan, manage, and perform complex investigative audit projects directly related to investigations conducted by the… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- US Bank (Minneapolis, MN)
- …Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director /Senior Audit Director of the Risk Management ... and Compliance audit team. This role supports the Audit Director /Senior Audit Director , in providing the Audit Committee and senior management… more
- Citigroup (New York, NY)
- …and Securitizations (GSP-F&S), Treasury & Trade Services (TTS), Markets, and Securities Services (MSS). The Senior ICM Counterparty Credit Portfolio Manager will ... a diverse client base of Hedge Funds (HFs), Private Equity (PE) and Markets family office (IFO) clients engaged...with regulators and internal control functions including + Internal Audit and Fundamental Credit Risk as well as with… more
- Morgan Stanley (Baltimore, MD)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... 1,400 employees that provide support and services to the Investment Banking, Securities , Investment Management and Wealth Management Businesses. We offer a welcoming… more
- Scotiabank (New York, NY)
- Director , Internal Control - Global GBM Regulatory Controls **Requisition ID:** 197516 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary Range ... strategic development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity … more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a **Compliance Director ** in Corporate Risk to manage a team of compliance professionals who provide compliance support ... and business divisions at wellsfargojobs.com . As the Compliance Director , you will lead coverage of rules issued by...will lead coverage of rules issued by the Municipal Securities Rulemaking Board, as well as applicable rules and… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 13 **The** **Role:** Director , Global Infrastructure/Project Finance North America - S&P Global Ratings **Grade** ... commercial bank, investment bank, investing institution/asset manager, rating agency, or an audit company working in the field of financial analysis, preferably in… more
- Citizens (Johnston, RI)
- Description Consumer Banking Risk Management has an immediate opening for Senior Risk Director , Wealth Management. The Senior Risk Director will develop, manage, ... launches, sells, and processes products and services. The Senior Risk Director will integrate activities between Risk, Compliance, and brokerage and Investment… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Manulife (Boston, MA)
- …of appropriate controls and procedures surrounding regulatory reporting of complex securities and products. + Help manage issues identified during the reporting ... of SOX. **How will you create impact?** + Reporting into the General Director , Financial Reporting/SOX Compliance, this role is critical to meeting the regulatory… more
- Choice Hotels (North Bethesda, MD)
- …world's largest lodging franchisors, has an exciting new opportunity as our Director , Financial Reporting & Accounting Policy in the Financial Reporting & Accounting ... the financial reporting, technical accounting, and international accounting statutory audit functions for Choice Hotels International through cross departmental… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail...trends and expected changes. + Support engagement with Internal Audit and advise on related action plans. + Draft… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Citigroup (New York, NY)
- …range of clients (eg macro hedge funds, multi strat. funds, credit and equity funds and real money accounts) primarily located in North America. The Salesperson ... functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and...and the Plan of Supervision for Global Markets and Securities Services . Appropriately assess risk when business decisions… more