- Merck & Co. (Durham, NC)
- …procedures, engineering design guidelines and business plan; receives guidance from manager when necessary.Provides & Implements technical guidance to given tasks, ... systems regarding functionally of equipment and relied on as SME during regulatory discussions for Electrical and Automation and the commissioning of that equipment.… more
- USAA (Charlotte, NC)
- …truly makes us special and impactful. **The Opportunity** As a dedicated ** Audit Manager ,** you will lead and execute complex regulatory issue validation ... applicable laws and internal standards. The Audit Manager integrates an understanding of consumer banking regulatory...Default Servicing lines of business, Financial Service Fraud or Regulatory Issue Validation + Consumer Regulatory… more
- US Bank (Minneapolis, MN)
- …**Job Description** Partners with leaders in their assigned Line of Business, Risk/Compliance/ Audit (RCA) Consultants, and other RCA Managers to, depending on the ... May influence policies and procedures to maximize profit potential and minimize regulatory exposure. Accountable for an effective partnership between the Line of… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... critical areas of audit . Performs review of audit documentation. Oversees findings follow up and issue...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Charles Schwab (Westlake, TX)
- …reviews of all phases of internal audit execution, as well as internal audit issue validation, regulatory issue validation, and retrospective reviews ... and results, including thematic issues and tracking and monitoring issue remediation efforts for IAD management, the Audit...QA procedures and templates to reflect the evolving internal audit methodology and to meet regulatory expectations.… more
- Citigroup (Tampa, FL)
- …results and discuss observations and lessons learned. + Perform QA Hot Review of Regulatory Issue Validations (Strategy and Workpapers) completed by IA team, in ... Citi's Internal Audit (IA) division provides independent assessments of the...+ For issues raised against IA (risk based and regulatory ), responsible for preparing the issue validation… more
- Charles Schwab (Westlake, TX)
- …and internal controls. The Technology enterprise team is seeking an Internal Audit Manager primarily responsible for handling infrastructure audits. The ... Manager of the Technology enterprise team, the Internal Audit Manager will have responsibility for the...of the management action plan prior to finalizing the audit report. + Issue Management and Validation:… more
- City National Bank (Los Angeles, CA)
- …demands of the US regulatory environment and heightened expectations of internal audit . The Senior Manager will also be involved in internal and external ... *SR. AUDIT MANAGER -BUSINESS OPERATIONS* WHAT IS THE... issue validation as well as audit continuous...environment. - Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. *… more
- American Express (Phoenix, AZ)
- …technologies. **About the Role:** We are looking for a high-performing and adaptable Internal Audit Manager to support the Internal Audit Group's (IAG) ... or equivalent + Strong knowledge and appreciation of Internal Audit regulatory standards and industry best practices...including the assessment of risk, evaluation of controls and issue management + Strong analytic and problem-solving skills (… more
- HSBC (New York, NY)
- …Infrastructure Finance, Commercial Real Estate, Asset Based Lending etc As our Senior Audit Manager - Corporate and Institutional Banking you will: + Lead ... to the governance and control framework, through a combination of point-in-time audit reviews, continuous monitoring and issue validation activities + Maintain… more
- SMBC (Phoenix, AZ)
- …+ Determine scope of audit engagement based on risk-based approach. + Issue audit reports with clear and value-added messages, identifying root causes and ... recommendations. + Provide ongoing feedback to team members for audit execution. + Perform and review issue ... experience in areas related to Business and Risk Audit with a financial institution, regulatory agency,… more
- SMBC (Los Angeles, CA)
- …+ Determine scope of audit engagement based on risk-based approach. + Issue audit reports with clear and value-added messages, identifying root causes and ... recommendations. + Provide ongoing feedback to team members for audit execution. + Perform and review issue ... experience in areas related to Business and Risk Audit with a financial institution, regulatory agency,… more
- Wells Fargo (Philadelphia, PA)
- **About this role:** The Audit Manager at Wells Fargo is an Individual Contributor role with no direct reports. The officer title associated with this role is ... Audit staff. Wells Fargo is seeking an Audit Manager , Vice President on the Payment...knowledge and understanding of the financial, operational, technical, and regulatory environment across multiple businesses or develop excellent subject… more
- City National Bank (Dallas, TX)
- *SR AUDIT MANAGER - BSA/AML* WHAT IS THE... will also be involved in internal and external issue validation as well as audit continuous ... OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess...design and operating effectiveness of internal controls, adherence to regulatory requirements and Bank policies, and the effectiveness of… more
- American Express (Salt Lake City, UT)
- …decisions and projects. **Role Overview:** This role will primarily focus on Audit Management and Regulatory Response Management. It will also contribute ... Monitoring, Suspicious Activity Reporting, Sanctions/Politically Exposed Persons (PEP) Screening, Regulatory Exam Management, Audit Management, or other… more
- Citigroup (New York, NY)
- …across all regions. **Responsibilities:** - Deliver audit reports, perform Internal Audit and Regulatory issue validations, and execute business ... The Senior Audit Manager is a senior level...**Most Relevant Skills** Control Monitoring, Data Analysis, Industry Knowledge, Issue Management, Laws and Regulations, Professional Standards, Risk Management,… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Vice President, Audit Manager on the Financial Crimes Audit Team. The Financial Crimes Audit Team provides ... crimes risk across Wells Fargo lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/AML/OFAC related audits across Wells Fargo… more
- Citigroup (Irving, TX)
- The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... Server, and other databases for completeness, accuracy and applicability to internal audit testing and regulatory requirements. + Consistently develop, execute… more
- Citigroup (Irving, TX)
- The Audit Manager is an intermediate level role responsible for managing a team that is performing complex and critical audits and assessments of Citi's risk and ... the US Personal Banking. + Deliver reports related to risk-based audits, issue validations, business monitoring, regulatory , governance committee and senior… more
- Meta (New York, NY)
- …seize opportunities, and thrive in an ever-evolving landscape.We are seeking an experienced Audit Program Manager to lead our third-party audit initiatives, ... trust and confidence in Meta's marketing ecosystem. As an audit program manager you will oversee the...to remediation and reporting, including developing and implementing comprehensive audit programs that meet regulatory requirements and… more
