- City National Bank (Dallas, TX)
- * SR AUDIT MANAGER - BSA /AML* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... policies, and the effectiveness of operations of the BSA /AML function. The Senior Manager ...BSA requirements, including but not limited to the Bank Secrecy Act and OFAC… more
- PNC (New York, NY)
- …feel respected, valued and have an opportunity to contribute to the company's success. As an Audit Manager Sr , you will be within PNC's Internal Audit ... regular basis. Some responsibilities may be performed remotely, at manager 's discretion. The AML Audit Team prefers...passionate about mitigating risk, problem solving, and protecting the bank and also can contribute in the following ways:… more
- City National Bank (Los Angeles, CA)
- * SR . AUDIT MANAGER -BUSINESS OPERATIONS* WHAT IS THE OPPORTUNITY? The Senior Manager of Audit for Business Operations will support City National ... Bank 's Internal Audit by providing independent, objective assurance over the design...the US regulatory environment and heightened expectations of internal audit . The Senior Manager will… more
- City National Bank (Jersey City, NJ)
- * SR . AUDIT MANAGER - ENTERPRISE RISK...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, ... MANAGEMENT* WHAT IS THE OPPORTUNITY? The Sr . Audit Manager position is...programs, analyze results of testing performed, and effectively communicate audit results to the Director and senior … more
- City National Bank (Jersey City, NJ)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... * AUDIT MANAGER II- CORPORATE FUNCTIONS* WHAT...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- US Bank (Atlanta, GA)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Corporate Function - Other is a management ... Administration Audit Director. This role supports the Audit Director and Senior Audit ...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- US Bank (Minneapolis, MN)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Europe supports CAS senior leadership in ... senior management and risk management) and adjusting the audit plan when appropriate + Supervise audit ...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- TD Bank (Greenville, SC)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of ... executes audits and/or projects of varying complexity and may act as a subject matter expert in own area...leads a large, significant and/or highly complex, and diverse audit team for an area of significant risk, complexity… more
- FirstBank PR (GU)
- Mortgage Audit & Risk Assessment Manager -...Mortgage Risk Assessment Process) Accountable for adhering to the Bank 's BSA , AML and Office of Foreign ... A Brief Overview The Mortgage Regulatory & Credit Risk Manager is responsible for overseeing and managing regulatory risk...any suspicious activity and/or transactions in accordance with the Bank 's processes and comply with any mandatory BSA… more
- Robert Half (Dallas, TX)
- …9 (Reg 9) - Office of the Comptroller of the Currency (OCC) fiduciary standards + Bank Secrecy Act ( BSA ) & Anti-Money Laundering (AML) requirements ... We Need You: Protiviti is looking for an Internal Audit & Financial Advisory Manager focused on...be a mentor, trainer, and coach to Consultants and Senior Consultants as you facilitate the successful completion of… more
- Walmart (Bentonville, AR)
- …Ethics a€" Quality Assurance role is critical to ensure that Walmart satisfies its Bank Secrecy Act ( BSA )/Anti-Money Laundering (AML) regulatory ... of cases and Suspicious Activity Reports (SARs). About the position The Manager , Specialty Compliance and Ethics - Quality Assurance role will conduct quality… more
- City National Bank (Raleigh, NC)
- …with all Bank policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act , Fair ... assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements, focusing on treasury... audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager… more
- TD Bank (Charlotte, NC)
- …Crime Risk Management **Job Description:** The Financial Crime Risk Management (FCRM) BSA /AML Risk Assessment Quality Assurance (QA) Senior Analyst is ... which is outlined in the general description below. The Senior Financial Crime Risk Analyst role contributes to the...responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA /FCRM compliance… more
- KeyBank (Cleveland, OH)
- …in compliance testing and working knowledge of applicable consumer compliance and Anti-Money Laundering/ Bank Secrecy Act (AML/ BSA ) regulations and laws, ... other members of REA team on projects and testing. The Senior Compliance Manager must have a strong understanding of audit and/or testing concepts and apply… more
- Citigroup (New York, NY)
- The Compl AML Core Sr Director manages multiple teams of senior...of the laws applicable to money laundering, including the Bank Secrecy Act , The USA ... Institute and support the formal Feedback Channel with the Businesses, Internal Audit and Compliance Assurance to proactively perform root cause analysis and… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... Assess and opine on financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM program and… more
- Wells Fargo (Minneapolis, MN)
- …verbal, written, and interpersonal communication skills + Experience in Bank Secrecy Act and Anti-Money Laundering ( BSA /AML), International, Sanctions ... **About this role:** Wells Fargo is seeking a Senior Auditor on the Financial Crimes Audit...across Wells Fargo lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA /AML/OFAC… more
- Navy Federal Credit Union (Vienna, VA)
- …are paid within the salary range, based on your experience, location and market position Bank Secrecy Act : Remains cognizant of and adheres to Navy Federal ... goals and Agentic Transformation program objectives. + Partner with senior EDIM, technology product, and engineering leaders to shape...policies and procedures, and regulations pertaining to the Bank Secrecy Act . REQNUMBER:… more
- PNC (VA)
- …management. May lead or oversee direct or indirect execution of activities to comply with the Bank Secrecy Act , AML, USA PATRIOT ACT and Sanctions ... to the company's success. As an AML Sanctions Group Manager for the Know Your Customer (KYC) team within...providing subject matter expertise and guidance related to corresponding Bank Secrecy and Anti-Money core Laundering Regulations… more
- Navy Federal Credit Union (Pensacola, FL)
- …are paid within the salary range, based on your experience, location and market position Bank Secrecy Act : Remains cognizant of and adheres to Navy Federal ... standards, and procedures to ensure effective quality control and audit procedures. Ensure operational risk programs align with strategic...policies and procedures, and regulations pertaining to the Bank Secrecy Act . REQNUMBER:… more