- Russell Tobin & Associates (New York, NY)
- …team of GRM is seeking a Director - ERM supporting the North American Market (NAM) business . The position will report to the AVP - North American Markets ERM ... - ERM NAM your responsibilities will include: * Lead Risk Assessments including Risk and Control...the incident reporting program for NAM.* Develop and support business unit management reporting.* Support risk initiatives… more
- Citigroup (Tampa, FL)
- …work experience in Financial Services in Business Risk , Operational Risk , Compliance, and/or governance and control + Proven experience in Risk ... AVP )** This role will report into Client - MCA/ Risk Assessment/ Control Design Team and will support...**Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time… more
- Citigroup (Tampa, FL)
- …Other job-related duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** Business Control **Time Type:** Full time ... of broad corporate guidance into effective leadership behaviors specific to AML Risk and Control related activities including Audit/Issues Management, and MCA… more
- Morgan Stanley (New York, NY)
- …seek an Assistant Vice President (" AVP ") to join the First Line of Defense Business Risk team. He or she will support the newly created centralized risk ... and executing on the department's strategy to enhance the risk control environment by leveraging emerging technology,...its workforce (M/F/Disability/Vet). **Job:** **Operational Risk * **Title:** * AVP US Banks Business Risk … more
- Citigroup (Tampa, FL)
- …Risk Management experience. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary ... team member, you will be executing assigned quality assurance testing of the Manager's Control Assessment (MCA) documentation (MCA; AKA Risk and Control … more
- Morgan Stanley (New York, NY)
- …committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Operational Risk * **Title:** * AVP US Banks Business Risk Testing and Validation* ... metrics to senior management, Board and regulators as needed * Participate in risk and control change management projects with management and provide… more
- Morgan Stanley (Tampa, FL)
- …risks of the WM division and, in coordination with WM's Business Control Units and Second Line Risk Management and Compliance, implementing control ... Risk , the employee will also collaborate with the Business , IT, Legal and Compliance, and Bank and Field...to design and build the first line Financial Crimes Risk supervisory framework and control structures. This… more
- MUFG (Tampa, FL)
- … remediation. The role will report directly into the Vice President, who oversees Risk and Control for the Agency function in the US. **Major Responsibilities** ... Bank, and will play a key role in mitigating risk within the function. This includes daily monitoring and...Partners, on Open Issues and Action Plans to address control failures. + Ensure the Servicing team manages transactions… more
- Citigroup (Tampa, FL)
- The Business Risk and Control Sr Analyst i The CO Business Risk Analyst is a strategic professional who stays abreast of developments within own ... equivalent experience. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary Location:** Tampa… more
- Citigroup (Tampa, FL)
- …areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In- Business Risk to address compliance ... with the rules/regulations + Additional duties as assigned. + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- Citigroup (New York, NY)
- …across relevant 1LOD Business / Technology / Quant teams and 2LOD Risk functions to build systematic access to data required to enhance independent oversight of ... The E-Trading Risk Management (ETRM) team continues to grow as...Risk governance and identifying opportunities to strengthen the control framework + Assist with the initiatives to incorporate… more
- Citigroup (Irving, TX)
- **Institutional Credit Management Risk Analysis (IRAUs) is an integral part of the Institutional Credit Management ("ICM") organization. The IRAU's mandate is to ... deliver best-in-class credit risk analysis, monitoring and credit administration as a partner...presentations for seniors** **Full awareness and adherence to the control environment including Quality Assurance and Quality Control… more
- Citigroup (Tampa, FL)
- …interpersonal and communication skills given the need for frequent interaction across both business and control functions + Strong attention to detail + Enjoy ... This is the role of an Investments Risk Analyst supporting the Private Equity and Pension...and quantitative skills. **Qualifications:** + Bachelor's degree in a Business , Finance or Quantitative discipline + 1-3 years of… more
- Citigroup (Tampa, FL)
- …appropriate alternatives using basic root cause analysis. + Appropriately assess risk when business decisions are made, demonstrating particular consideration ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Deloitte (Dallas, TX)
- …and the digitalization of business operations are disrupting traditional business models. Deloitte Risk and Financial Advisory's Hybrid-Operate teams deliver ... to help clients monitor, manage, and measure their operational environment for risk . If you are seeking a role that within enterprise-level software implementations… more
- Citigroup (Tampa, FL)
- …manipulation processes, and provide documentation and presentations. + Appropriately assess risk when business decisions are made, demonstrating particular ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Citigroup (Tampa, FL)
- Global Risk Review's (GRR) Chief Administrative Office (CAO) Team is looking for a strong **Governance Senior Analyst** to support operational aspects of running an ... enhancement and implementation of a proactive, prudent, and effective global control framework and assisting in management of the day-to-day administrative… more
- Wells Fargo (Chandler, AZ)
- Wells Fargo is seeking a Senior Auditor - Senior AVP within their Consumer, Small and Business Banking Audit Team. Consumer, Small and Business Banking Audit ... monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite… more
- MUFG (Tampa, FL)
- …data policies and standards. The AVP will coordinate the audit schedule, control testing, key committee preparation, and support business as usual (BAU) ... details. **Job Summary:** The Data Governance Associate Vice President ( AVP ) will support the Chief Data and Finance Operations...schedule and responses for audits of CDFO teams, monitor Risk Control Self-Assessment (RCSA) control … more
- Morgan Stanley (Purchase, NY)
- …Organizational Change & Readiness. The individual will collaborate with partners in the business , technology, and risk and control functions. This ... and Regulatory Compliance. The team partners with individual Wealth Management business lines, Legal/ Risk /Compliance, and senior Firm leadership to drive… more
