- Mizuho Corporate Bank (New York, NY)
- …anti-money laundering ( AML ) and coordinating regulatory examinations and relations. Summary The AML AVP will be responsible for overseeing a team of AML ... monitoring suspicious activities and transactions at Mizuho, ensuring timely reporting to the AML Compliance Manager. This role also involves reviewing AML … more
- MUFG (Irving, TX)
- …mentoring. **Experience** + 3-5 years of experience working within a Financial Crimes Compliance Quality Assurance role + Operating ABC, AML , and/or Sanctions ... Quality Assurance (QA) team organizationally resides within the Global Financial Crimes Compliance (FCC) Program Management department. GFCD works to ensure that our… more
- Banc of California (Santa Ana, CA)
- …WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank's risk based, annual SOX Compliance Program plan and other initiatives in compliance with the ... team members to perform all SOX-related activities in accordance with the SOX Compliance Program plan and methodology. Works with all levels of management, internal… more
- Enterprise Bank & Trust (San Diego, CA)
- …our communities.** **Together, there's no stopping you!** **Job Title:** AVP , SBA Underwriter **Job Description:** **SUMMARY** The SBA Underwriter evaluates ... with the Bank's policies and procedures and SBA SOP. Senior SBA Underwriters are expected to be able to...of and adherence to Bank operational policies and applicable compliance regulations as they relate to the specific job… more
- MUFG (Tempe, AZ)
- …of our recruitment team will provide more details. This Associate Vice President ( AVP ) role in the Global Financial Crimes Division ("GFCD") and Americas ... Compliance function of MUFG Bank, Ltd. will report to...demonstrated project delivery; and communicate and collaborate effectively with senior management, colleagues, and teammates in all three lines… more