- USAA (Colorado Springs, CO)
- …in annuity and/or life insurance distribution through full-service brokerage and bank broker dealer firms. Excellent relationship management skills and ... level of business acumen in the areas of annuity business operations, broker dealer sales processes and paperwork, sales suitability, industry practices and emerging… more
- Madison Mortgage Services Inc. (Great Neck, NY)
- …Do * Source & engage experienced loan officers across the country (retail, wholesale, bank , broker , and IMB channels) * Leverage your relationships and referral ... proven network within mortgage banking *5+ years recruiting licensed loan officers (retail, bank , broker , or IMB) *You've got a book of business ,and you're not… more
- Millennium Management LLC (Old Greenwich, CT)
- …Required 8+ years of experience Experience at a regulatory authority, bank / broker or buy-side firm addressing compliance issues within Algorithmic/Systematic ... trading is preferred Bachelor's degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred Strong analytical / conceptual problem-solving skills with great attention to detail Strong sense of ownership and personal… more
- Huntington National Bank (Columbus, OH)
- …Segment Controller, this position will play a vital role in the broker -dealer's day-to-day accounting operations. The role will be responsible for preparing journal ... entries, reconciling GL accounts, summarizing and analyzing daily trade activity, assisting in the preparation of various financial and regulatory reports and serve as a liaison to both internal and external audits. This position will also provide a high level… more
- Oppenheimer & Co. Inc. (New York, NY)
- Who We Are: Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker -dealer. With roots tracing back to 1881, ... services. Job Description: Oppenheimer & Co. Inc., a leading mid-tier investment bank , is currently seeking an equity research associate to join our Medical… more
- Oppenheimer & Co. Inc. (Grosse Pointe, MI)
- Who We Are: Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker -dealer. With roots tracing back to 1881, ... the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market… more
- Regions Financial Corporation (Nashville, TN)
- …and retirement accounting (RMD distributions). A background as a paralegal, in a bank trust department, bookkeeper, broker -dealer back office, or RIA practice is ... desirable. This position may be filled at a higher level depending on the candidate's qualifications and relevant experience. Position Type Full time Compensation Details Pay ranges are job specific and are provided as a point-of-market reference for… more
- TD Bank Group (Charlotte, NC)
- …Wealth client relationships; manages all aspects of the client's relationships with TD Bank and refers to Retail and Wealth partners & affiliates as needed ... are attained Responsible for understanding and adhering to TD Bank & TD Wealth Policies and Procedures Responsible for...OCC Language: This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- MUFG Bank, Ltd. (New York, NY)
- …counterparty credit analysis on a range of counterparty types: banks, broker dealers, clearing houses, insurance companies, REITs, Mortgage originators and servicer ... Experience writing credit reviews on Mortgage Originators, REITS, servicers, banks, broker dealers and related FIG counterparty types. Interpersonal skills: Ability… more
- Atria Wealth Solutions (Vancouver, WA)
- …Earning your trust with knowledgeable people and digital options so you can bank "Columbia" how and when you want. Leadership Philosophy: Leaders at Columbia CU ... Accrued PTO, Accrued Extended Sick Time and 11 Paid Bank Holidays 401k Match- 100% match up to 6%...insurance products as registered and licensed by a third-party broker dealer under agreement with Columbia CU. Using only… more
- JPMorgan Chase & Co. (Plymouth, MI)
- …Job responsibilities Champion and support your teammates' success and the goals of the bank , while fostering a culture of diversity Build a book of business and ... Embrace digital innovations to help clients become more digitally confident and bank when, where, and how they want Required qualifications, capabilities, and skills… more
- East West Family of Companies (Denver, CO)
- …that received packages Key Control Verifying all keys released from Association's key bank have been authorized by Owner / Resident Ensure individuals that receive ... they have returned keys Place keys back in key bank promptly once returned Scheduling Real Estate Showings Have...returned Scheduling Real Estate Showings Have owner fill out Broker Key Release Only allow scheduled showings that have… more
- Jefferies (New York, NY)
- Job Description Top investment bank seeking an equity research associate to support a rising senior biotechnology analyst covering mid- and small-cap biotech ... securities firm. Our largest subsidiary, Jefferies LLC, a US broker -dealer, was founded in the US in 1962 and...first international operating subsidiary, Jefferies International Limited, a UK broker -dealer, was established in the UK in 1986. Our… more
- DV Trading (Chicago, IL)
- …commodity producers and counterparties worldwide. DV Group affiliates also include two broker dealers, an introducing broker in commodities, a cryptocurrency ... all accounting entries associated with payroll Facilitate wires, as needed, out of bank accounts related to payroll, taxes, pension, etc. Maintain payroll log of all… more
- Jefferies (New York, NY)
- …to drive enhancements, optimize processes, and ensure compliance of the bank 's Anti-Money Laundering (AML) TM system with financial regulations. Responsibilities: ... securities firm. Our largest subsidiary, Jefferies LLC, a US broker -dealer, was founded in the US in 1962 and...first international operating subsidiary, Jefferies International Limited, a UK broker -dealer, was established in the UK in 1986. Our… more
- Cantor Fitzgerald Securities (New York, NY)
- …innovation since 1945. Cantor Fitzgerald & Co. is a preeminent investment bank serving more than 5,000 institutional clients around the world, recognized for ... experience working in fixed income compliance function of a FINRA registered broker dealer. Experience with broker -dealer trading and back-office systems,… more
- ION Group (New York, NY)
- …understand how overall cash impacts a company and the importance of reconciling bank statements. Candidate's that are familiar with the different bank statement ... and understanding how entries are generated from transactions within bank statements. Bachelor's degree in one of the following:...risk. *Over 800 of the world's leading banks and broker -dealers use our electronic trading platforms to operate the… more
- JPMorgan Chase & Co. (San Francisco, CA)
- …AGENCY *NOT A DEPOSIT OR OTHER OBLIGATION OF, OR GUARANTEED BY, JPMORGAN CHASE BANK , NA OR ANY OF ITS AFFILIATES *SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE ... offered through JP Morgan Securities LLC (JPMS), a registered broker -dealer and investment advisor, member of FINRA and SIPC....Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank , NA are affiliated companies under the common control… more
- Crowe LLP (New York, NY)
- …will have a solid understanding of Anti-Money Laundering (AML) Compliance and Bank Secrecy Act (BSA) laws; internal audit processes and best practices; risk ... banking organizations, MSBs, alternative payment providers (ie Fintech organizations), broker /dealers, and asset managers. Responsibilities: Develop, audit, and monitor… more
- LPL Financial Holdings, Inc. (Peabody, MA)
- …deserves objective financial guidance. As the nation's leading independent broker -dealer, we offer an integrated platform of cutting-edge technology, brokerage, ... any form of payment from the applicant, or information regarding an applicant's bank or credit card. Should you have any questions regarding the application process,… more
