- Mizuho Corporate Bank (New York, NY)
- …NFR team as a key contributor to the second line of defense oversight of the bank 's regulatory reporting risk . In this role, you will provide independent ... Mizuho's success in the Americas and in meeting evolving regulatory expectations. The Non-Financial Risk (NFR) Team...and Challenge : + Provide independent oversight of the bank 's regulatory reporting framework by rigorously reviewing… more
- TD Bank (Portland, ME)
- …judgment and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk matters. + Empowered to ... build a new compliance structure that aligns with the bank 's size, complexity, and risk profile. In...colleagues dedicated to setting new industry standards. **The Compliance Regulatory Change Office (CRCO) supports TD business lines in… more
- M&T Bank (Clanton, AL)
- …and recommend potential system/application modifications. + Understand and adhere to the Bank 's risk and regulatory standards, policies and controls ... protect customer and corporate assets in line with the Bank 's risk appetite. **Primary Responsibilities:** + Understand...security assessments. + Understand and adhere to the Company's risk and regulatory standards, policies and controls… more
- Bank of America (Hartford, CT)
- …money movement, and account maintenance + Ensures all fiduciary standards and Private Bank / regulatory compliance and risk policies are understood, align with ... Market Trust Executive Hartford, Connecticut **Job Description:** At Bank of America, we are guided by a...retention and expansion of existing business, as well as risk and compliance oversight of fiduciary policy rules and… more
- FirstBank PR (San Juan, PR)
- …identify areas of fair lending concern to improve internal controls and reduce the bank 's reputation and regulatory risk exposure. The Compliance Specialist ... COMPLIANCE SPECIALIST REGULATORY COMPLIANCE (FAIR LENDING) FIRSTBANK PR Our Company...and business units to identify and manage Fair Lending risk across the Bank . . Provide support… more
- M&T Bank (Buffalo, NY)
- …M&T applications, systems, and development environments.** **. Understand and adhere to the bank 's risk and regulatory standards, policies, and controls in ... accordance with the bank 's risk appetite.** **. Identify, rank, mitigate...medium to high complexity.** **PCI, SOX and Financial Services regulatory considerations** **API integration and development (REST/JSON)** **ITIL, ITSM… more
- BMO Financial Group (Chicago, IL)
- …project in project team meetings, governance forums and inter-department forums. + Adheres to Bank risk , regulatory and compliance controls. + Operates at a ... and adoption. + Executes project requirements in governance frameworks focused on risk appetite, regulatory and compliance standards. + Develops all related… more
- M&T Bank (Wilmington, DE)
- …The position will also manage _ad hoc_ projects and other initiatives relating to Bank risk management and regulatory developments, including, for example: ... Assist in providing consultation, advice, and guidance regarding the application of bank regulatory rules to current and contemplated business models, potential… more
- M&T Bank (Buffalo, NY)
- …detrimental to the portfolio + Develop knowledge around various Bank regulatory requirements. Regularly present portfolio risk summaries and dashboards to ... to management and risk committees + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and… more
- First National Bank of Omaha (Omaha, NE)
- …Risk Management/Chief of Staff with administrative functions related to Audits and Regulatory Examinations, the Bank 's Emerging Risk Process, the ... Execute on the development, implementation, monitoring and credible challenge of the Bank 's key risk indicators (KRIs), key performance indicators (KPIs),… more
- City National Bank (Los Angeles, CA)
- …independent, objective assurance over the design and operating effectiveness of the Bank 's risk management practices, Regulatory Compliance governance ... and work in a dynamically changing environment. - Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. *… more
- TD Bank (Charlotte, NC)
- …staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in ... build a new compliance structure that aligns with the bank 's size, complexity, and risk profile. In...and approving remediation action plans + Responsible for assessing regulatory risk associated with new products, services… more
- City National Bank (Los Angeles, CA)
- …independent, objective assurance over the design and operating effectiveness of the Bank 's compliance risk management practices, Regulatory Compliance, ... to conduct consumer compliance engagements and projects with a focus on compliance risk management practices and regulatory compliance * Audit Assurance: Prepare… more
- TD Bank (New York, NY)
- …operational processes; effective supervision and control processes; and alignment with the Bank 's risk appetite and regulatory requirements. **Job ... Markets Business Coordination team is hiring for an Analyst within the Regulatory & Supervisory Management department at TD Securities in New York. **Department… more
- SMBC (New York, NY)
- …considerations throughout the business and risk management. You will support bank 's climate-related financial risk regulatory reporting and disclosure to ... Department, which is the 2nd line of defense independent risk management function for the bank . As...execute the bank 's strategy for climate-related financial risk assessment and analytics. ** Regulatory Compliance &… more
- TD Bank (Fort Lauderdale, FL)
- …staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in ... Description:** **Job Description:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build...and approving remediation action plans + Responsible for assessing regulatory risk associated with new products, services… more
- Huntington National Bank (Columbus, OH)
- Description Huntington Consumer and Regional Bank is seeking a Risk Manager, Senior to join our team to support our Marketing Segment and general regulatory ... + Evaluate the adequacy and effectiveness of enterprise and regulatory controls and the resulting risk and...Site for more details. Note to Agency Recruiters: Huntington Bank will not pay a fee for any placement… more
- Huntington National Bank (Columbus, OH)
- …Manager will be responsible for oversight and administration of operational and regulatory risk strategy programs. Duties & Responsibilities: + Evaluate ... Description Summary: Huntington Bank Consumer and Regional Bank Vehicle...+ Evaluate the adequacy and effectiveness of enterprise and regulatory controls and the resulting risk and… more
- TD Bank (Portland, ME)
- …with staff and senior management of the Bank with respect to regulatory compliance and risk matters. + Independently researches, reviews, and maintains ... build a new compliance structure that aligns with the bank 's size, complexity, and risk profile. In...operations of the business + Works independently to learn regulatory requirements tied to business units assigned for review,… more
- Huntington National Bank (Columbus, OH)
- …Risk Manager is responsible for oversight and administration of operational and regulatory risk strategy programs for technology, software, and tools. Duties ... + Evaluate the adequacy and effectiveness of enterprise and regulatory controls and the resulting risk and...Site for more details. Note to Agency Recruiters: Huntington Bank will not pay a fee for any placement… more