- BNP Paribas (Jersey City, NJ)
- …and Optimization, FIU/BLRA/QA, and Project Management. KYC is seeking a VP-level advisor to provide compliance coverage primarily for Financial Institutions ... clients within Corporate & Institutional Banking . Candidate Success Factors Candidates are measured on the...the ability to influence stakeholders at the team level. Compliance Culture and Conduct: Takes full responsibility for personal… more
- WesBanco Bank, Inc. (Fort Thomas, KY)
- …supports and provides ongoing recognition for exceptional performance. Customer Service Advisor 's (CSA) are charged with providing excellent customer service while ... CSA's must be responsive by recognizing the immediate need of the Banking Center throughout the day and proactively providing both Customer Service Representative… more
- First Command Financial Services, Inc. (Miami, FL)
- Job Description Financial Advisor Careers at First Command: Shaping Positive Financial Behaviors since 1958 First Command Financial Advisors coach military families ... helping military families get their financial lives squared away. Are you seeking a financial advisor job or wondering how to become a Financial Advisor at First… more
- Citigroup, Inc. (Jacksonville, FL)
- The Wealth Solutions Advisor SAFE Act position is a developing professional role. The ideal candidate possesses knowledge of the financial industry, with the ability ... environment. You will be responsible for proactive investment and banking guidance/education, which includes account opening and asset gathering, providing… more
- Wintrust (Chicago, IL)
- …resources of a large bank while focusing on providing service-based community banking to each and every customer. Wintrust operates fifteen community bank ... subsidiaries with over 170 banking locations in the greater Chicago and southern Wisconsin...clients and potential clients Maintain a high level of compliance with FINRA, SEC, and firm rules and regulations… more
- Raymond James Financial, Inc. (Birmingham, AL)
- …learning, apprenticeship and training at the firm's international headquarters, the Advisor Mastery Program (AMP) offers a comprehensive education for the next ... a Mentor, Branch Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an individual practice. The Trainee will balance… more
- Bank of Montreal (Portland, OR)
- …and advice in collaboration with other team members to deliver a comprehensive banking solution in the best interest of the customer. Determines client needs and ... during customer conversations to generate referrals for personal and commercial banking products (eg personal banking , lending, and investments). Implements… more
- Local Government Federal Credit Union (Asheville, NC)
- …when our employees succeed, our community wins ABOUT THE POSITION The Civic Advisor will play a crucial role in providing superior member experience with enhanced ... professional member transactions and discovering member centric account solutions. The Civic Advisor will be a part of the member's journey in exploring financial… more
- Raymond James Financial, Inc. (Beverly Hills, CA)
- …* Become trained and skilled to effectively and efficiently perform the Financial Advisor role: * If hired as a team candidate, the team will provide ... of * Economic and accounting principles and practices. * Financial markets, banking , and financial data analysis and reporting. * Basic principles and methods… more
- Regions Financial Corporation (West Palm Beach, FL)
- …of the system. Job Description: At Regions, the Private Wealth Management Advisor develops and maintains a portfolio of client relationships within the defined ... risk management services, consumer and mortgage credit, and general banking services Serves as a focused partner, working closely...and maintenance, and manages all elements of risk and compliance needs for the book of business, and utilizing… more
- County of Mecklenburg, NC (Charlotte, NC)
- Fiscal Compliance Supervisor Department of Community Resources Please apply by: 7/28/2025 "Follow Your Calling, Find Your Career" Salary Range: $83,960.00 - ... Mail Services. Position Specific Summary This position will supervise the Fiscal Compliance Team in the Department of Community Resources. The Fiscal Compliance… more
- JPMorgan Chase & Co. (New York, NY)
- …on a global team that is passionate about personalizing client and advisor -facing experiences, focusing on Wealth Management Personalization, to help both the client ... the opportunity to help people invest on their own or with an advisor , informed by industry-leading proprietary research and third-party market data, tools, and… more
- Sunnyside (Lancaster, PA)
- …to lead the nation's cannabis industry with a focus on regulatory compliance , product consistency, and customer satisfaction. Our operations bring legitimacy to the ... in each new market we move in to. JOB SUMMARY The Wellness Advisor of Sunnyside* Lancaster, PA will be responsible for advising customers (recreational, medicinal… more
- Citigroup, Inc. (Chicago, IL)
- …Requires basic commercial awareness, particularly related to the branch office banking and investment relationships. Developed communication and diplomacy skills are ... This role acts as subject matter expert for the client experience in banking and investments for peers and manager, identifies process improvements to address client… more
- Cetera Financial Group, Inc. (Minnetonka, MN)
- …training on new technologies and follow implementation guidelines. Maintain compliance guidelines, client communication notes in AdviceWorks/SmartWorks and Redtail ... while following Cetera standards in a timely manner. Work with Advisor (s) through weekly meetings to help maintain Advisors Business Plan process, tasks, marketing,… more
- Citizens Bank (Johnston, RI)
- …you will play a pivotal role in managing risks across digital banking platforms and emerging technologies-including AI and intelligent automation. You'll serve as ... a trusted advisor to business partners, helping to ensure innovation is...solid understanding of various risk types (eg, operational, financial, compliance , reputational) and risk management methodologies, including COSO and… more
- KeyBank (Boston, MA)
- …02110 Job Description Preview Job Summary Serves as the Relationship Manager and Financial Advisor to clients with complex needs, introducing a full range of core ... banking products, differentiated capabilities and comprehensive solutions to meet...strong risk management acumen including complex credit, operational and compliance risks to act as first line of defense… more
- Goldman Sachs, Inc. (Dallas, TX)
- …of technical advisors who provide education, training, and practical guidance to advisor teams to help the advisors efficiently navigate the process of settling ... with many segments of the firm including working closely with internal compliance officers and legal departments while also connecting externally with the client's… more
- Wilmington Trust (New York, NY)
- …to the satisfaction of the client. Review daily department reports to ensure compliance with operation, security, and audit procedures as well as a positive client ... duties as assigned. Scope of Responsibilities: The position assists the Wealth Advisor , Wealth Management team, and internal business partners in process workflow to… more
- LPL Financial Holdings, Inc. (Fort Mill, SC)
- …teams to mitigate fraud risks, enhance program efficiency, and ensure compliance with industry standards and regulatory requirements. You will assist in ... and communicate progress to senior leadership and external bodies. Ensure compliance with regulatory requirements and industry standards through policy development… more
