- KeyBank (Lea County, NM)
- …swap dealer and the middle office operations of an introducing broker . The consultant will drive process improvements, ensure regulatory compliance, and ... of experience in financial services, with direct exposure to brokerage and swap dealer operations. + Strong understanding of introducing broker - dealer models… more
- Manulife (Boston, MA)
- …experience. + The candidate must have extensive knowledge and understanding of broker dealer securities regulation (investment adviser/investment company a plus) ... goals. Reporting to the Compliance Director, the Senior Compliance Consultant is a dynamic and multi-faceted role. This position...and broker dealer operations, as well as an… more
- Principal Financial Group (Lake Elmo, MN)
- …investment account applications. Manage account openings and asset movement requests with broker dealer . + Utilize industry technology, such as Salesforce CRM ... **What You'll Do** The **New Business Consultant ** is instrumental to the success of regional...accounts, managing account openings and asset movement requests with broker - dealer , and serving as a point of… more
- Robert Half Accountemps (New York, NY)
- …capital usage. + Develop and manage monthly payout calculations and accruals for broker - dealer activities. + Monitor expense accruals and allocate costs to ... Description Robert Half is looking for a Product Control Consultant . Does this sound like you? + Prepare and...years of experience in accounting or finance within a broker - dealer or banking trading operation. + Proficiency… more
- Lincoln Financial (Jefferson City, MO)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... We are excited to bring on a **Relationship Management Consultant ** for our Local Market Account Management Team. In...well as retain and improve in force clientele and broker relationships. + You will provide education, information, training,… more
- Lincoln Financial (Sacramento, CA)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... **The Role at a Glance** We are excited to bring on a Consultant , Productivity Optimization to support the Group Protection business. Background Details As part… more
- Capco, a Wipro Company (New York, NY)
- …migrations / conversions is required + Ability to understand institutional Broker - Dealer businesses, control infrastructure and technology impact + Proven ... change and compete.' **About the Job:** As a Principal Consultant at Capco you will be playing a key...on a range of different business areas as a consultant + Bachelor's degree **Why Capco?** A career at… more
- The Hartford (Wayne, PA)
- …in the territory + A demonstrated track record of success in the assigned broker dealer firms + Additional industry designations (ie, CIMA, CFA) Compensation The ... Retail Sales Consultant - 87SX5E We're determined to make a...shape the future. Overview of the role: The Advisor Consultant is responsible for increasing market share and growing… more
- The Hartford (Wayne, PA)
- …* 3-5 years of wholesaling experience* Distribution channel experience with assigned broker dealer firms.* Track Record of success with existing relationships ... Retail Sales Consultant - 87SX5E We're determined to make a...Location: San Francisco Metro Position Summary: As an Advisor Consultant , you will be responsible for driving Hartford Funds… more
- Lincoln Financial (Madison, WI)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... this opportunity. **Requisition #:** 74617 **The Role at a Glance** As a Consultant II National Accounts Group Underwriter, you will provide subject matter expertise… more
- Lincoln Financial (Radnor, PA)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... award-winning, digital first marketing department? Let's talk! We're seeking a Marketing Consultant to join our Life Insurance and Long-Term Care marketing team.… more
- Lincoln Financial (Hartford, CT)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... **The Role at a Glance** We are excited to bring on a **Retirement Consultant ** within Retirement Plan Services to join the national team in **Eastern NY,… more
- Lincoln Financial (Baton Rouge, LA)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... opportunity. **Requisition #:** 74550 **The Role at a Glance** As an Underwriting Consultant I on the Specialty Health team, you will be responsible for underwriting… more
- Lincoln Financial (Baton Rouge, LA)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... opportunity. **Requisition #:** 74551 **The Role at a Glance** As an Underwriting Consultant II on the Specialty Health team, you will be responsible for… more
- Lincoln Financial (Honolulu, HI)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... Glance** We are excited to bring on a highly motivated Nurse Disability Consultant to our clinical organization. This position will be responsible for reviewing,… more
- Guardian Life (Jackson, MS)
- …and disability insurance, mutual funds and annuities. + Work closely with Guardian's broker dealer (Park Avenue Securities) to drive revenue through PAS's ... is Guardian's advanced sales department and we are seeking a Tax Planning Consultant . We are an organization providing superior case consultation to our field force… more
- Charles Schwab (Lone Tree, CO)
- …well-established firms. Hundreds of large financial advisors from the wirehouse, independent broker dealer , and other channels decide to make the transition ... to independence by becoming an RIA and starting their own firms. While the move may be positively ambitious, it comes with a major challenge that these advisors have never experienced: starting and managing their own business. Your role is to help navigate the… more
- Chemung Canal Trust Company (Elmira, NY)
- …SEC, FINRA, NYS Life Insurance Law, federal regulations, state regulations and broker dealer policies and procedures. Completes CE and licensing requirements ... as needed. Staying current with new and existing legislation and laws as they pertain to the financial services and tax issues affecting our clients and prospects. + Attends sales and trade meetings or conferences to help develop new sales skills or product… more
- Lincoln Financial (Fort Wayne, IN)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... Financial is the marketing name for Lincoln Financial Corporation and its affiliates including The Lincoln National Life Insurance Company, Fort Wayne, IN, and Lincoln Life & Annuity Company of New York, Syracuse, NY. Lincoln Financial affiliates, their… more
- Lincoln Financial (Charlotte, NC)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... Financial is the marketing name for Lincoln Financial Corporation and its affiliates including The Lincoln National Life Insurance Company, Fort Wayne, IN, and Lincoln Life & Annuity Company of New York, Syracuse, NY. Lincoln Financial affiliates, their… more