- Charles Schwab (Westlake, TX)
- …+ **Education & Experience:** Bachelor's degree in Finance/Economics; 5+ years in settlement operations (including derivatives) within broker / dealer or ... a vital role in ensuring the accuracy and integrity of our trade lifecycle-from post-execution through settlement . You'll collaborate with talented colleagues,… more
- Capital One (Plano, TX)
- …include** **:** + Process trade allocations and step-ins + Proactively monitor trade settlement and quickly resolve any exceptions causing trades not to ... include but are not limited to clearing, securities settlements, trade confirmations, funds flow, reporting and various other aspects...or 99 license + 4+ years of experience in Broker Dealer + 4+ years of experience… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …to Middle Office, Compliance, IT, Trading, Accounting; Fifth Third Securities' Broker Dealer , National Financial Services/Pershing, and other third-party ... daily reports and monitors account activities for potential concerns related to trade settlement , margin, potential risk exposure, and clearing firm… more
- Wells Fargo (Charlotte, NC)
- …at managing large-scale credit servicing platforms + Experience in pre and post trade settlement processes and servicing CLO Portfolios and/or familiarity with ... the Credit Loan Closing team, responsible for managing the settlement process of a portfolio of par and distressed...are not eligible to be associated with a FINRA-registered broker - dealer . Successful candidates must also meet and… more
- Deloitte (Morristown, NJ)
- …any of the following Financial Services/capital markets industries: investment banking, broker - dealer , prime brokerage, wealth management, or related technology ... is preferred: + Direct hands-on experience with order management, trade capture, matching/confirmation, clearing, settlement , reconciliation, corporate actions,… more
- KeyBank (Amherst, NY)
- …Provide all loan pooling information to the trade desk to provide pooling/ settlement information to the Broker / Dealer within specified timeframes. * ... This position will work closely with the secondary marketing trade desk on loan pooling and delivery instructions to...for all Private Investors. * Set priorities based upon trade /commitment delivery dates. * Monitor status daily of loans… more
- Bank of America (Dallas, TX)
- …on volumes. **Required Skills:** + Minimum two years of experience working in broker dealer operations with knowledge of common operational issues, controls and ... of assets into and out of accounts. Key responsibilities include reconciliation, settlement , and trade and transfer support, and providing quality service… more
- Raymond James Financial, Inc. (Southfield, MI)
- …fund operations function, including governance of securities master and trading restrictions; trade execution and settlement ; corporate actions and fund event ... for new offerings, corporate actions, and regulatory changes. Advocate for the broker - dealer industry within the mutual fund ecosystem and through active… more