- US Bank (Charlotte, NC)
- …customer trade clearance and settlement . Including triparty and repo trade settlement . + Overnight Funding and intraday liquidity Management for the ... Broker Dealer (for both the Retail and...daily middle-office operations related to fixed income securities, including trade capture, confirmation, and settlement processes. +… more
- MUFG (New York, NY)
- …gathering and documentation submission required by the regulatory bodies for the broker - dealer 's onboarding process + Assist with system configuration, setup, ... in regards to FRB process, FICC netting, and Fedwire settlement + Check for any Cxl'd and Corrected tickets...business analyst or market operations role, preferably within a broker - dealer or financial institution + Thorough understanding… more
- Huntington National Bank (Columbus, OH)
- …Services or related experience within Preferred Qualifications: + At least 1 year of Broker dealer experience + FINRA SIE, Series 7 and Series 63 + ... and trading including The Huntington Liquidity Portal platform including system demonstrations, trade and settlement processing + Collaborate with team members… more
- Citigroup (Jersey City, NJ)
- …rules and regulations + Demonstrated knowledge in area of focus including, Broker Dealer Information Barriers, Corporate and Investment Banking, Capital Markets, ... platform encompasses a number of Surveillance/Control related portfolios including trade surveillance, e-communications and voice surveillance, employee trading, outside… more