- MUFG (New York, NY)
- …to serve as the technical bridge between operations and the technology that powers our broker - dealer settlement engine. This role requires deep expertise in ... trade flows, securities processing, cash management, and settlement across platforms such as Broadridge BPS, ICI, COGNOS, DTCC MUSA, Postedge, IHS Markit WSO,… more
- Huntington National Bank (Chicago, IL)
- …duties as assigned Basic Qualifications: + Bachelor's Degree + 2 or more years of Broker Dealer trade allocations experience or comparable experience + FINRA ... Stay up to date on industry regulations and compliance requirements related to trade allocations, corrections, and settlement + Create and maintain detailed… more
- Charles Schwab (Westlake, TX)
- … Settlement Services** (TSS) is primarily responsible for all aspects of the trade lifecycle from post execution through to settlement . This includes the ... external stakeholders. + Engage and help lead the Treasury Settlement Services' primary functions of trade verification... operations with third-party bank custodians in either a broker / dealer or banking environments. + Must possess… more
- MUFG (New York, NY)
- …utilizing Bank of New York and Broadridge Impact. + Exceptional knowledge of settlement exception queues and trade flows across systems and the organization. ... 3-5 years of experience in US Treasury securities settlements, preferably in a broker - dealer environment. + Strong analytical and problem-solving skills with a… more
- MUFG (New York, NY)
- …gathering and documentation submission required by the regulatory bodies for the broker - dealer 's onboarding process + Assist with system configuration, setup, ... in regards to FRB process, FICC netting, and Fedwire settlement + Check for any Cxl'd and Corrected tickets...business analyst or market operations role, preferably within a broker - dealer or financial institution + Thorough understanding… more
- US Bank (Charlotte, NC)
- …customer trade clearance and settlement . Including triparty and repo trade settlement . + Overnight Funding and intraday liquidity Management for the ... Broker Dealer (for both the Retail and...Broker Dealer (for both the Retail and Capital Markets business...and Leadership for Capital Markets Initiatives + Middle Office Trade Support. + Recon Management, SOX Support, and Reporting.… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …to Middle Office, Compliance, IT, Trading, Accounting; Fifth Third Securities' Broker Dealer , National Financial Services/Pershing, and other third-party ... daily reports and monitors account activities for potential concerns related to trade settlement , margin, potential risk exposure, and clearing firm… more
- Huntington National Bank (Columbus, OH)
- …or related experience Preferred Qualifications: + Bachelor's Degree + At least 1 year of Broker dealer experience + FINRA SIE, Series 7 and Series 63 + Proven ... and trading including The Huntington Liquidity Portal platform including system demonstrations, trade and settlement processing + Collaborate with team members… more
- SMBC (Jersey City, NJ)
- …financial institutions. Based in New York City, we are an SEC registered Broker dealer that provides financial products and services to global institutional ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...+ Settlements (FED, DTC, and Euroclear) + Tracking and settlement of P&I + Tracking and settlement … more
- Bank of America (Dallas, TX)
- …on volumes. **Required Skills:** + Minimum two years of experience working in broker dealer operations with knowledge of common operational issues, controls and ... of assets into and out of accounts. Key responsibilities include reconciliation, settlement , and trade and transfer support, and providing quality service… more
- KeyBank (Amherst, NY)
- …Provide all loan pooling information to the trade desk to provide pooling/ settlement information to the Broker / Dealer within specified timeframes. * ... This position will work closely with the secondary marketing trade desk on loan pooling and delivery instructions to...for all Private Investors. * Set priorities based upon trade /commitment delivery dates. * Monitor status daily of loans… more
- Wells Fargo (Charlotte, NC)
- …to onboard new business as needed The Funding Operations team sits within WFS Broker Dealer Operations and primarily supports the Funding Capital Liquidity Team ... role, you will:** + Participate in lifecycle support tasks for institutional trade initiatives and identify opportunity for process improvements + Assist leadership… more