- AUROBINDO (Durham, NC)
- …documentation has been provided to APUSA and submit the Pre-alert documents to broker to expedite receipt of incoming product through customs and the FDA. The ... move objects. Additional Physical RequirementsNo Additional Requirements Blood/Fluid Exposure RiskCategory III : Tasks involve no exposure to blood, body fluids or… more
- AON (Chicago, IL)
- …in representing buyers of primary and umbrella/excess liability. We are looking to add a Broker III to our Primary Casualty team! This is a hybrid position that ... buyers of primary and umbrella/excess liability. We are looking to add a Broker III to our Primary Casualty team! This is a hybrid position that must… more
- Charles Schwab (Austin, TX)
- …efficiency of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking a Senior Auditor (Senior ... Specialist). The Broker -Dealer/Asset Management team provides internal audit coverage of the...their clients; (ii) client product solutions and market expertise; ( iii ) portfolio advisory services and research; (iv) asset management… more
- ADM (Chicago, IL)
- **99777BR** **Job Title:** Senior Broker - Chicago, IL **Department/Function:** Investor Relations **Job Description:** **Senior Broker - Chicago, IL** Archer ... (AFS) is a wholly owned subsidiary and Guaranteed Introducing Broker of ADM Investor Services. AFS provides customers with...years of future and options industry experience + Series III National Futures Association license. + Ability to pass… more
- CalSTRS (Sacramento, CA)
- Job Posting: Investment Officer III - Direct Investments State Teachers' Retirement System JC-479141 - Investment Officer III - Direct Investments INVESTMENT ... an experienced individual to work as an Investment Officer III on the Private Equity team. Established in 1988,...Branch, you will be required to disclose your personal broker account information and be required to utilize a… more
- Zurich NA (Dallas, TX)
- Excess Casualty Underwriter (Level II or III ) 125437 Zurich is currently looking to hire an experienced Excess Casualty Underwriter (Level II or III ) to join our ... at either an Excess Casualty Underwriter Level II or III . The hiring manager will determine the appropriate level...Zurich: + You will develop and maintain relationships with broker partners and customers in the Construction industry in… more
- Zurich NA (New York, NY)
- Hull & Marine Liability Underwriter (Mid Level II or Sr. Level III ) 123939 Zurich is seeking a Hull & Marine Liability Underwriter (Mid Level II or Sr. Level III ... with the organization's appetite, balanced with sound business opportunity. + Make broker /customer and on-sight calls with a planned and well-prepared purpose. This… more
- UMB Bank (Milwaukee, WI)
- …& Responsibilities:** Independently utilizes generally accepted accounting principles, Fund Accountant III 's are responsible for all functions related to the daily ... net asset value for multiple mutual funds. Fund Accountant III 's are responsible for performing the accounting, pricing, review...+ Reconcile cash settlements to the custodian and prime broker records + Reconcile position quantity to the custodian… more
- AON (Chicago, IL)
- Construction Surety Specialist III Do you have a basic knowledge of...or in excess of, surety line of credit or broker authority. A few of the tasks that we'll ... job at any time. #LI-DD1#LI-HYBRID 2561994 Construction Surety Specialist III Do you have a basic knowledge of Surety,...or in excess of, surety line of credit or broker authority. A few of the tasks that we'll… more
- FM (Norwood, MA)
- …to provide excellent and responsive services that add value to our broker and customer relationships. The Production Underwriter works closely with Account Engineers ... and its future potential. This includes a thorough analysis of the broker submission, desired pricing, terms and conditions, financial condition, adequacy of… more
- Sedgwick (Houston, TX)
- …Place to Work(R) Fortune Best Workplaces in Financial Services & Insurance Claims Examiner III - Liability - Telecommute TX or WI Are you looking for an opportunity ... + Communicates claim action/processing with insured, client, and agent or broker when appropriate. **QUALIFICATIONS & LICENSING** Education & Licensing: + High… more
- M&T Bank (Clanton, AL)
- …all necessary parties involved in a new loan application, including the customer, broker , all co-workers, and other external partners to ensure a seamless and ... positive experience + Work with various internal departments as well as external organizations to obtain processing related documentation or obtain necessary information needed to complete an application ie: Verification of Employment, IRS Transcripts, title… more
- The County of Los Angeles (Los Angeles, CA)
- …- Evaluation of Training and Experience: + Current California Real Estate Broker 's License + Current California Real Estate Salesperson's License To receive credit, ... Part II of the examination will advance to Part III - Writing Assessment. Part III : A...License? To receive credit for your California Real Estate Broker 's License, you must upload and attach a legible,… more
- Zurich NA (Charlotte, NC)
- …Zurich is seeking an experienced Construction Casualty Underwriter-Team Lead, (Sr. Level III or AVP Level IV) to join our Specialties Construction Casualty team ... role will be filled at either the Senior Construction Casualty Underwriter (Level III ) or AVP, Construction Casualty Underwriter (Leve IV). The hiring manager will… more
- Zurich NA (New York, NY)
- …is seeking an experienced Senior Energy Oil, Gas & Power Gen Underwriter, (Senior Level III or AVP Level IV) to join our National Accounts team in Zurich's New York ... will be filled at either the SeniorEnergy Oil ,Gas & Power Gen Underwriter(Level III ) or AVP,Energy Oil, Gas & Power Gen Underwriter(Level IV). The hiring manager… more
- MUFG (New York, NY)
- …bridge between our operations teams and the underlying technology that powers our broker dealer settlement engine. The role demands deep expertise in trade flows, ... + Maintain and update operating procedures, stay current on evolving broker ‑dealer settlement rules and regulatory requirements, and ensure adherence throughout the… more
- Wells Fargo (New York, NY)
- …and Investment Banking (CIB) Compliance team and requires deep expertise in broker -dealer regulations and lending compliance. **In this role, you will:** + Serve ... in FINRA, SEC, FRB, and OCC regulations related to broker -dealer and ABS activities. + Familiarity with traditional lending...Securities Exchange Act of 1934 and FINRA Bylaws, Article III , Section 3, which states that Associated Persons should… more
- Zurich NA (Trenton, NJ)
- …of underwriting + Establish new as well as develop existing agency and broker relationships + Working within limits and authorities on assignments of varying degrees ... of complexity Underwriting Officer-AVP (Level III ) Basic Qualifications: + High School Diploma or Equivalent and 5 or more years of experience in the Underwriting,… more
- MUFG (New York, NY)
- …counterparty credit analysis on a range of counterparty types: banks, broker dealers, clearing houses, insurance companies, REITs, Mortgage originators and servicer ... Experience writing credit reviews on Mortgage Originators, REITS, servicers, banks, broker dealers and related FIG counterparty types. + Interpersonal skills:… more
- MUFG (New York, NY)
- …including trade settlement and trade flow. Proven experience working within a Broker /Dealer environment. + **Product Knowledge:** Expertise with a broad range of ... the financial services industry, preferably in a relevant role within a Broker /Dealer or similar organization. + Demonstrated ability to effectively manage and… more
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