- TEKsystems (Fort Worth, TX)
- Description The Brokerage Operations Associate is responsible for servicing Advisors and clients through the processing and support of the company. The ... Associate is responsible for capturing data, inputting transactions, evaluating...with Excel Document processing Identifying inconsistencies/inaccuracies Skills Financial Services, Operations , Series 7, Series 63, document processing Top Skills… more
- OEC Group (Queens, NY)
- …increase Brokerage sales by joining sales calls and educating customers on Brokerage operations . + Creating and developing new ideas, systems and procedures ... knowledge of harmonized Tariff, CROSS, US Customs Regulations. + Customs Brokerage License required. + Associate 's degree preferred. Salary $80,000-$100,000… more
- TD Bank (New York, NY)
- …a broker-dealer accountant to join its Product Control division in New York City. Associate - TDS Finance - US - Controller function for TD's US Wholesale entities. ... with all external & internal audit counterparts as well as operations and financial operations teams. Responsible for efficiently driving audits to completion. +… more
- JPMorgan Chase (Jersey City, NJ)
- …with various internal and external parties, to identify inefficiencies and manage improvement operations . As an Associate II within the Prime Client ... serve as the primary point of contact for Prime Brokerage clients, addressing their trade and settlement needs. You...on usage of recent technology and reporting processes, represent Operations on client visits and scorecard reviews + Adhere… more
- Charles Schwab (Omaha, NE)
- …us "challenge the status quo" and transform the finance industry together. Banking Operations is the core of all monetary transactions completed at Charles Schwab. ... to detail, as well as regulatory knowledge within the brokerage , and federal banking industry. This includes but not...not limited to IRS, State and Federal banking and brokerage regulations, Tax, FINRA/SEC, and OCC. This role executes… more
- JPMorgan Chase (Chicago, IL)
- …expand your knowledge, skills, and abilities in the margining space. Client Services Associate will serve as the daily contact for clients and internal partners for ... priority relationships while driving business results. As a **Margin & Collateral Senior Associate ** in the Margins team, you will serve as the day-to-day contact… more
- Broadridge Financial Solutions (Denver, CO)
- …along the way, come join the Broadridge team. Broadridge is growing! We are seeking an Operations Associate to join our team. In this role you will work closely ... related discipline. + One year of financial services experience, preferably in the brokerage or mutual fund industry. + Series 6 or 7 license preferred. Compensation… more
- Anywhere Real Estate (New York, NY)
- …of the New York City borough of the Bronx. We are in search of a Leasing Associate who plays a vital role in the success of real estate operations and ensuring ... the Leasing Director daily + Develop relationships with local brokerage firms to increase outside brokerage activity...Requirements: + Valid NYS Real Estate Salesperson or NYS Associate Broker License required + Experience in the rental… more
- Regions Bank (Hoover, AL)
- …the careers section of the system. **Job Description:** At Regions, the Investment Operations Manager plays a critical role in overseeing day-to-day operations ... + Leads recruitment, onboarding, and training initiatives to build a high-performing brokerage team + Provides guidance and development opportunities to team members… more
- US Bank (Franklin, TN)
- …65/66)** - Experience with the policies, processes and procedures of the brokerage industry, FINRA and SEC regulatory standards and all applicable regulatory bodies, ... clients, leads, and prospects - Prior sales and service experience relating to Brokerage and Investment Advisory business is preferred - Proven understanding of … more
- Montana State University (Bozeman, MT)
- …### Classification Title Program Coord II Working Title Real Estate & Contract Associate Brief Position Overview The Real Estate & Contract Associate reports ... reports, and real estate process development and documentation. Additionally, the Associate will support University Facilities Management by supporting the Contracts… more
- JPMorgan Chase (Newark, DE)
- …the investment manager would accrue CSA credits and use them to pay eligible research/ brokerage providers. The team is recruiting an associate who will have ... Join our dynamic team as a Client Service Delivery Associate I and become a vital part of our...this role. The right candidate will preferably have an operations background, strong analytical skills, and needs to be… more
- Robert Half Finance & Accounting (San Jose, CA)
- Description Job Posting: Client Service Associate - Wealth Management A well-established and rapidly growing investment advisory firm is seeking a highly motivated ... Client Service Associate to join its wealth management team. This role...looking to deepen their expertise in client relations, portfolio operations , and investment analysis within a collaborative and education-focused… more
- JPMorgan Chase (Newark, DE)
- Join our dynamic team as a Client Service Delivery Associate I and become a vital part of our mission to elevate client experiences. As a Client Service Delivery ... Associate II within JPMorganChase, you will play a pivotal...daily interaction with Sales Traders, Clients, Service Providers and Operations Staff in order to maintain and improve client… more
- Brookfield Properties (Atlanta, GA)
- …creating spaces where people, businesses, and communities thrive. This Atlanta-based Associate position will be focused on asset management, lease analyses and ... dispositions for Brookfield's Southeast US industrial portfolio. Additionally, the Associate will have exposure to underwriting, market research, portfolio… more
- Cushman & Wakefield (Salt Lake City, UT)
- **Job Title** Operations Coordinator **Job Description Summary** The Operations Coordinator plays a key role in developing a well-organized, efficient, and ... of on-site workplace services, including front desk reception, administrative tasks, Brokerage Coordinator support and coordination of office events. The ideal… more
- Citigroup (Getzville, NY)
- …knowledge within Rates Middle Office understanding of Citi practices and Market Operations functions. Basic understanding of how the team interacts with Trading ... Desk, Sales Desk, Operations and Technology support teams in accomplishing the objectives...3 player in the market, Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivs, FXPB) where Citi has a… more
- JPMorgan Chase (Plano, TX)
- …servicing professionals across JP Morgan Wealth Management. As a Senior Product Associate in Wealth Management Servicing, you contribute to the team by leveraging ... development to create innovative products that increases the productivity of our operations and advisors. You will develop and refine the workstream's roadmap,… more
- Scotiabank (Dallas, TX)
- Associate Director, Legal Counsel, Legal and Corporate Affairs **Requisition ID:** 206757 **Salary Range:** 144,500.00 - 190,995.00 _Please note that the Salary ... day-to-day legal support on a broad range of matters across multiple businesses and operations of the Bank's US Global Banking & Markets (GBM) business, with a… more
- BlackRock (Wilmington, DE)
- …Action operations role and have a strong understanding of investment or brokerage operations . + Candidates should be able to demonstrate participation in ... identifying solutions your passion? Look no further. BlackRock is currently seeking an Associate to become part of our team. We recognize that strength comes from… more