- Truist (Winter Park, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Citigroup (San Antonio, TX)
- …via our Citibank branch-based advisors and centralized service centers. The registered CPWM Citigold Private Client Servicing Associate will be responsible ... of products and services. + Directly responsible for providing timely responses to client service requests, received via telephone or email. + Provides… more
- Wells Fargo (Melville, NY)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account...review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and… more
- Wells Fargo (Mclean, VA)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account...review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and… more
- Comerica (Dallas, TX)
- Job Description Registered Client Service AssociateThe Securities Senior Sales Assistant (SSA) role is a position providing operational and sales support to ... holds responsibilities in 4 primary categories: Sales Support, Compliance, Customer Service , and Teamwork. Some of the primary responsibilities are listed below.… more
- Wells Fargo (Orange Park, FL)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
- Wells Fargo (Durango, CO)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
- Citizens (San Francisco, CA)
- Description As a Private Wealth Registered Client Associate, you will play a pivotal role as a trusted resource for our clients and wealth managers. Your primary ... your administrative and operational skills to facilitate business growth while ensuring exceptional client service . In this position, you will attend to … more
- Wells Fargo (Charlotte, NC)
- …resolve them. + Product & Service Knowledge- Solid understanding of brokerage products and services, enabling informed client interactions. + Business ... and objections with professionalism and tact. + Customer-Centric Approach- Strong focus on client service , with the ability to actively listen and recommend… more
- City National Bank (Los Angeles, CA)
- * CLIENT SERVICE ASSOCIATE SENIOR CNS* WHAT IS THE OPPORTUNITY? Serve as a registered representative for City National Securities (CNS). Process stock, ... Provide support to Investment Officers, Trust Officers, Financial Advisors, CNB colleagues, and client requests across a broad range of brokerage activities for… more
- City National Bank (New York, NY)
- … provider for existing and newly developed relationships. Retains and grows client relationships through high touch service and delivering investment analysis, ... * CLIENT MANAGER* WHAT IS THE OPPORTUNITY? Is primary...Licensing Act of 2008" (Safe Act) and must be registered /licensed with the "Nationwide Mortgage Licensing System and Registry";… more
- Thrivent Financial (Belmond, IA)
- …inquiries regarding their accounts and supports the daily operations of the practice. Client Service Administrator (licensed) role reports to and is employed by ... annually. 401K plan and match provided. Position Roles/Responsibilities/Accountabilities + Manages client service calls, conduct necessary research and respond… more
- Coldstream Wealth Management (Seattle, WA)
- …has a fantastic opportunity to join one of our wealth management teams! As a Client Service Associate with a growing team, you will learn the Registered ... and proactively preparing meeting materials + Coordinating the new client onboarding process: + Opening brokerage accounts,...service experience and the desire to provide superior client service in a team-oriented environment +… more
- HSBC (Bellevue, WA)
- …WRM for the banking portions of their assigned portfolio + Support WRMs to manage client contact and service , including, in the absence of WRMs answering ... the planet we all share. The securities licensed WRO provides sales support to registered securities representatives, as well as an ability to enter trade orders on… more
- City National Bank (New York, NY)
- …areas of CNB as well as with other Entertainment colleagues to deliver exemplary service for clients.Must be in good standing under "The Secure and Fair Enforcement ... for Mortgage Licensing Act of 2008" (Safe Act) and must be registered /licensed with the "Nationwide Mortgage Licensing System and Registry"; or must be able to be … more
- Bank of America (Jacksonville, FL)
- …self-directed investors with financial assistance by identifying broader product and service solutions that meet their investment and saving needs. Key ... products, financial markets, policies, procedures, and processes to the client 's investment needs. Job expectations include owning the management, research,… more
- BMO Financial Group (New York, NY)
- …interest dynamics, and regulatory frameworks (eg, SEC Rule 204, Reg SHO) + Client -Facing Experience: Ability to interface with Prime Brokerage clients, hedge ... BMO Capital Markets is a leading, full- service financial services provider. We offer corporate and...trading desk to support the growth of BMO's Prime Brokerage business, synthetic financing capabilities, and other global opportunities.… more
- Robert Half Finance & Accounting (San Carlos, CA)
- …experience, and supporting team efficiency. This leadership role combines operational oversight, client service , HR management, and strategic planning. The ideal ... firm, and a proven track record of managing and developing teams. Key Responsibilities: Client Service & Financial Planning Support + Manage onboarding for new… more
- Foresters Financial Services (Beaverton, OR)
- …Oregon Apply Description What we need: This role supports the Registered Financial Services Sales Representative's business with day-to-day administrative assistance ... while enhancing the service experience of clients*. *This role requires FINRA licensing...of hire to allow the incumbent to expand the client support provided to the Representative. What you will… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …offers a unique opportunity to work closely across multiple departments including Investments, Client Service , and Wealth Advisory teams. The ideal candidate is ... opportunities and the chance to lead initiatives that improve efficiency and client service . Key Responsibilities General Operations + Reconcile trading and… more
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