- Bank OZK (Fort Smith, AR)
- …websites and third-party repositories. + Comprehensive knowledge of BSA / AML laws (including Bank Secrecy Act , USA PATRIOT Act , US Treasury AML ... monitoring and account reviews and refers the customer to AML Operations and Sanctions Director for inclusion...subpoena process as needed. + Works closely with the Bank 's Fraud Risk Management team to identify… more
- Dickinson Financial Corporation (Kansas City, MO)
- …including BSA , AML , CIP, and OFAC requirements. + Assist the Director of BSA in evaluating prospective Fintech partners through interviews, policy and ... supporting the oversight and execution of Dickinson Financial Corporation's ("DFC") BSA / AML Program within the Banking-as-a-Service (BaaS) segment. Reporting to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Quality Control (QC) professionals reviewing and challenging work products related to AML , anti- fraud , and economic sanctions compliance. This role ensures that ... of the financial crimes-related activities performed by the RJF AML / FCM shared services organization. The Director ...Lead and develop a team of QA/QC managers across AML , fraud , and economic sanctions domains. +… more
- MUFG (Irving, TX)
- …and service level agreements governing mission readiness and in support of the larger Bank BSA / AML program. Provide technical guidance and mentoring to staff ... and/or special risk client activities in support of the Bank 's BSA / AML program. The ... AML operations areas, the Financial Intelligence Unit Director , BSA Officer, and/or Business Unit Executives.… more
- Capital One (Mclean, VA)
- …in leadership or supervisory roles + 10+ years of experience in Bank Secrecy Act ( BSA ), Anti-Money Laundering ( AML ) , US PATRIOT Act , and Office ... on all aspects of financial crimes compliance across the bank . A Director on the FCC Audit...a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk management is… more
- Zions Bancorporation (Midvale, UT)
- …as the designated BSA / AML /CFT Officer, overseeing all aspects of the BSA / AML and Fraud Risk Management programs. + Develop and integrate financial ... to prevent, detect, and respond to financial crimes, including fraud , money laundering, and terrorist financing. The Director... as liaison between corporate and affiliate banks on AML / BSA and fraud matters. +… more
- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... YOU'LL MAKE A DIFFERENCE** + Assists SVP, SOX Compliance Director in planning and executing the Bank 's... Act , Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …governance and quality, and present actionable insights to support Anti-Money Laundering ( AML ), Fraud , Know Your Customer (KYC), and regulatory decision-making. ... risks, including money laundering, sanctions evasion, and regulatory expectations (eg, BSA / AML , OFAC, FATF). + Business Intelligence platforms and architecture,… more
- New York State Civil Service (Albany, NY)
- …guidance, and supervisory expectations.* Reviews Licensees' coin listing procedures, anti- fraud and market-manipulation, BSA / AML , governance, compliance, ... more of the following are not required, but are preferred:* Virtual currency;* BSA / AML , OFAC, and related laws, regulations, and best practices;* Cybersecurity… more
- Quantexa (NJ)
- …and pipeline management skills. + Some level of Financial Crime knowledge ( Fraud , Cyber, AML , Scams, etc) Desirable skills: + Additional experience ... solution segment, primarily targeting the US mid-sized and community bank population. In this sales "hunter" role you will...credit unions, sponsor banks (of Fintech) etc. + Specific BSA / AML Experience + Specific East coast and/or… more
- Robert Half Finance & Accounting (Boston, MA)
- …requirements. + Monitor regulatory updates, conduct internal audits, and ensure adherence to laws like BSA , AML , and OFAC. + Provide staff training and act ... of ours local to the Boston community is seeking an experienced and detail-oriented Director of Compliance & Risk to join their team. This position is essential in… more
- City National Bank (Dallas, TX)
- …and collaborates with other audit groups to effectively plan, integrate and execute audits.Understands fraud , BSA / AML and general IT risks in order to ... performed, and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in meetings, presentations, and/or written reports… more