- Comerica (Farmington Hills, MI)
- …experience leading OFAC regulatory processing functions + 3 years of Federal Banking Regulation ( Bank Secrecy Act /USA PATRIOT Act ) experience Preferred ... Job Description Sanctions Compliance Manager The Sanctions Compliance...by being responsible for the daily operations of the bank -wide Sanctions screening process. This role is expected to… more
- KeyBank (Cleveland, OH)
- … testing and working knowledge of applicable consumer compliance and Anti-Money Laundering/ Bank Secrecy Act (AML/ BSA ) regulations and laws, industry ... of REA team on projects and testing. The Senior Compliance Manager must have a strong understanding...and regulations of the financial services industry (eg - AML/ BSA , consumer compliance , etc.) to include: OCC,… more
- Regions Bank (Birmingham, AL)
- …of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, or third line of defense ... reviews to identify potential areas of risk related to BSA , AML, and OFAC compliance and develops...of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** +… more
- Walmart (Bentonville, AR)
- …and services offered by Walmart, specifically within the applicable Anti-Money Laundering (AML) and Bank Secrecy Act ( BSA ) laws, rules, and regulations ... ** **What you'll do ** Must work in Bentonville, AR The ** Manager Specialty Compliance and Ethics, AML Testing and Monitoring** role will participate in… more
- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank 's risk based, annual SOX Compliance Program... Compliance Program plan and other initiatives in compliance with the Sarbanes-Oxley Act ("SOX"). Works… more
- FirstBank PR (San Juan, PR)
- …execution of the BSA /AML/Sanctions Compliance Program directly to the Compliance Assistant Manager . . Support the execution and development of the ... materials related to BSA /AML/Sanctions, upon delegation. . Support the Compliance Assistant Manager in preparing reports, presentations, and statistics for… more
- City National Bank (Charlotte, NC)
- …with the Compliance Training Officer, develops, implements, and manages the Bank 's BSA compliance training program, including partnering with business ... * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT IS...with specific emphasis on BSA , USA Patriot Act and OFAC, and general bank policies and… more
- Enterprise Bank & Trust (St. Louis, MO)
- …researching of state and federal compliance requirements, acts, and laws related to the Bank Secrecy Act , Office of Foreign Assets Control (OFAC) and ... with other BSA recordkeeping requirements. Assists the Compliance Manager with the daily and periodic...require additional reporting and/or review. + Provide training and act as the Bank 's Subject Matter Expert… more
- Truist (Charlotte, NC)
- …and influence over the establishment and maintenance of a robust Bank Secrecy Act /Anti-Money Laundering ( BSA /AML) risk management program. This position ... Project management and problem management processes experience 5. Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist… more
- American Express (Sandy, UT)
- …role in ensuring that American Express complies with all applicable laws and regulations, including the Bank Secrecy Act , the USA PATRIOT Act , and the ... will you make an impact in this role?** The Manager GFCSU Regulatory Testing and Quality Program position will... requirements, policies, and procedures as they relate to AML/ BSA , financial crimes compliance , know-your-customer (KYC), enhanced… more
- American Express (Sandy, UT)
- …role in ensuring that American Express complies with all applicable laws and regulations, including the Bank Secrecy Act ( BSA ), the USA PATRIOT Act , ... (GFCSU) and the US Investigations Unit (USIU), within Global Financial Crimes Compliance (GFCC), in partnership provide end-to-end support and oversight of global… more
- Capital One (Mclean, VA)
- …+ 7+ years of experience in leadership or supervisory roles + 10+ years of experience in Bank Secrecy Act ( BSA ), Anti-Money Laundering (AML) , US PATRIOT ... candidate will focus on all aspects of financial crimes compliance across the bank . A Director on...Auditor (CIA), Certified Public Accountant (CPA), or Certified Regulatory Compliance Manager (CRCM) + Experience with consumer… more
- KeyBank (NY)
- …group meetings. + Perform complex compliance tasks as assigned. + Understand and support Bank Secrecy Act ( BSA ), AML, and OFAC related recordkeeping ... facilitate processes as directed by the AML Enterprise Team Compliance Manager and the Team Director. **ESSENTIAL...experience + Prior experience in financial institution (i. e., bank and securities industry), compliance , Risk Management,… more
- Banc of California (Santa Ana, CA)
- …application of policies and procedures. + Responsible for ensuring overall compliance with the Bank Secrecy Act ( BSA ), USA PATRIOT Act , and ... Department. The VP, BSA /OFAC CTR and Screening Manager is responsible for managing the Bank 's...of the laws applicable to money laundering, including the Bank Secrecy Act , the USA… more
- Capital One (Mclean, VA)
- …(CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) + ... Audit Manager , FCC/AML Capital One's Audit function is a...integration effort. **Responsibilities include:** + Plan, perform, and lead BSA / AML Compliance audits at the… more
- Regions Bank (Birmingham, AL)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...manage risk. The role will also be the Consumer Bank -wide fraud and BSA /AML subject matter expert,… more
- Coinbase (Charlotte, NC)
- …The Global Compliance Operations Team is responsible for executing Compliance controls with adherence to Coinbase's BSA /AML program, transaction monitoring, ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- Louisiana Department of State Civil Service (LA)
- …compliance with federal laws and regulations, such as the Bank Secrecy Act ( BSA ), in addition to compliance with state laws and regulations. Good ... practices. Level of Work: Entry. Supervision Received: Direct from a Compliance Examiner Assistant Manager , Compliance Examiner Manager , or other… more
- MUFG (Irving, TX)
- …EDD files for moderate to high-risk individuals and entities, to ensure compliance with the Bank Secrecy Act and the USA PATRIOT Act . Assist EDD ... more details. Reporting to the Enhanced Due Diligence (EDD) Manager , the BSA Specialist III is responsible...ongoing reviews of assigned portfolio are conducted according to Bank policy. Will work with line officers, line management… more
- First National Bank of Omaha (Omaha, NE)
- …**_Desired_** + Professional Certification: Certified Internal Auditor (CIA) and/or bank compliance expertise related certification: + Certified Regulatory ... with bank policy, laws, regulations, and the bank 's BSA /AML Program, as applicable to your... Compliance Manager (CRCM) + Certified Anti-Money Laundering Specialist (CAMS) +… more