- M&T Bank (Wilmington, DE)
- **Overview:** The Chief Compliance Officer ( CCO ) of the Wilmington Funds will be responsible for overseeing and administering its compliance program ... to promote a culture of ethical conduct and regulatory compliance throughout the organization. The CCO will report directly to the Board of Trustees/ Directors… more
- Equitable (Charlotte, NC)
- Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-NY-New ... office. Equitable is currently looking to hire a Deputy Chief Compliance Officer (DCCO) for...its investment advisory and broker/dealer operations. Reporting to the CCO are the Firm's 3120 audit teams, Surveillance oversight,… more
- New Jersey Institute of Technology (Newark, NJ)
- …Affairs and Secretary to the Board of Trustees Position Type: Staff Position Summary: The Chief Compliance Officer ( CCO ) serves as the senior executive ... Title: Chief Compliance Officer Department:...policies and procedures. Reporting to the General Counsel, the CCO provides leadership in the development, implementation, and oversight… more
- Sprinklr (Washington, DC)
- …customer experiences worldwide. **About** **the Role** Reporting to the General Counsel, the ** Chief Compliance Officer ( CCO )** will lead Sprinklr's ... a key member of the legal leadership team. The CCO will be responsible for ensuring the Company meets...legal and regulatory obligations, enhancing and maintaining a scalable compliance program, and enabling innovation while mitigating risk. This… more
- HUB International (New York, NY)
- …Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior ... and enhancing the SEC compliance infrastructure. **Job Summary:** The ** Chief Compliance Officer ** **for Retirement and Private Wealth** will be… more
- Georgetown Univerisity (Washington, DC)
- …Job Overview The Associate Vice President for Compliance and Ethics and Chief Compliance Officer of Georgetown University coordinates, monitors, and ... provides general oversight of the University's compliance assurance activities, including compliance both with internal policies/procedures and with external… more
- Robert Half Legal (Dallas, TX)
- Description We are looking for a dedicated and detail-oriented Chief Compliance Officer to join our client's team on a contract basis in Dallas, Texas. This ... adherence to regulatory guidelines and company policies while managing the firm's compliance program effectively. The ideal candidate will possess expertise in … more
- Marriott (Bethesda, MD)
- …Management **Pay Range:** $27.35-$46.20 per hour **Bonus Eligible:** Y JOB SUMMARY Supports the Chief Commercial Officer ( CCO ) for the US and Canada. ... Manage calendars, schedule meetings, and coordinate travel arrangements for the Chief Commercial Officer ( CCO ) and senior leadership. Handle incoming calls,… more
- Banner Health (Phoenix, AZ)
- …Patient Care Assistant -CPCA for our Med Surg | Clinical Care Operations [ CCO ]** is the hub of patient management for the campus, providing relief staffing ... staffing, house supervision, and emergency preparedness. Several employee groups report to CCO , including clinical positions such as RN House Supervisors, SWAT RNs,… more
- Capital One (Mclean, VA)
- Senior Business Analyst - CCO Analytics **About Capital One's Commercial Bank:** In late 2015, Capital One's Commercial Banking division vaulted into the top 10 list ... Operations directly supports our clients with their day to day needs, and the CCO Analytics team supports a variety of stakeholders across the team with their… more
- Jensen Precast (Lockeford, CA)
- …the sales team. Starting Salary range based on experience $28.00 to $35.00 with a CCO certification. A highlight of your day to day will include: + Operating a ... **WHO WE ARE LOOKING FOR** You're a licensed Class A CDL driver with an CCO certification TLL designation. You like to be home daily and paid hourly. Placing… more
- LIFEPlan CCO NY (Potsdam, NY)
- …Duties and Responsibilities: + Deliver person-centered care management services in compliance with regulatory standards and in alignment with the agency's quality ... with all standards of conduct as determined by - eg, internal Corporate Compliance Regulations, OPWDD, DOH and the Justice Center. + Maintain confidentiality in… more
- Villa of Hope (Rochester, NY)
- …), the Director of Compliance & Risk Management is responsible for: Supporting the Chief Compliance Officer ( CCO ) with operational leadership for the ... Operational Leadership Team (OLT) SUPERVISOR: Chief Talent, Culture, & Compliance Officer (CTO/ CCO ) FLSA: Exempt SALARY RANGE: $85,000 - $100,000… more
- Glenmark Pharmaceuticals Inc., USA (Elmwood Park, NJ)
- …About the Job Assist Chief Compliance Officer , North America ( CCO ... in the United States and Canada. The Senior Manager, Compliance reports directly to the CCO . Job Responsibilities Note: These statements are not intended to… more
- Aegon Asset Management (Denver, CO)
- …regulatory requirements. Develop and assist in the preparation of reports for the TAM Chief Compliance Officer concerning these programs. + Direct and assign ... reviews, regulatory examinations, investigations, rule changes and/or industry trends. Advise Chief Compliance Officer of regulatory risks, gaps, and… more
- Cleveland Research Company (Cleveland, OH)
- … Compliance Associate is a key resource for the firm by assisting the Chief Compliance Officer in identifying and mitigating potential conflicts and risks ... staff, and peers. + Other duties as assigned to support the CCO and Compliance Team Required Qualifications + Undergraduate degree is required; Business related… more
- Coinbase (Des Moines, IA)
- …*What you'll be doing (ie. job duties):* * Serve as trusted partner to the Chief Compliance Officer , driving strategic and operational alignment across the ... and alignment. Attendance is expected and fully supported. The CCO leads Coinbase's global compliance strategy, ensuring...or accounting / finance experience. * Experience as a Chief of Staff Job #: P73201 *Pay Transparency Notice:*… more
- Duquesne Light Company (Pittsburgh, PA)
- …EEI, NATF), as required. Monitor changing standards and industry events and work with the Chief Compliance Officer and SMEs to prepare positions. + Direct ... meet NERC Compliance goals across the Company. + Along with the Chief Compliance Officer , design and implement the Internal Compliance Monitoring… more
- Insight Global (Dallas, TX)
- …investment firm focused in the fintech space. The Deputy CCO is to support the Chief Compliance & Legal Officer in overseeing and managing the firm's ... is seeking to hire an experienced and detail-oriented Deputy Chief Compliance Officer for a...laws, internal policies, and industry best practices. The Deputy CCO will have direct responsibility for day-to-day compliance… more
- Huntington Ingalls Industries (Newport News, VA)
- …for assisting the Deputy Chief Compliance Officer (DCCO) and Chief Compliance Officer ( CCO ) with oversight and coordination of all ... CORPORATE SR STAFF COUNSEL ( COMPLIANCE ) Location: Newport News, Virginia, United States Date:...to meeting you. **The Role** The Corporate Counsel for Compliance (CCC) at HII serves as a key member… more
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