- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer ( CCO ) and be responsible for ... and Exchange Commission (SEC) in the near future. The CCO will foster a culture of compliance and ensure local regulatory compliance requirements are… more
- Trexquant Investment (Stamford, CT)
- …and finance professionals pushes the boundaries of quantitative finance. We are seeking a Chief Compliance Officer ( CCO ) to join our senior ... leadership team, overseeing compliance with guidance from our current CCO /General Counsel. This is an exciting opportunity for a compliance professional to… more
- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- Raymond James Financial, Inc. (New York, NY)
- …Description** **Job Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, ... of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive… more
- Mastercard (Harrison, NY)
- …people, businesses and governments realize their greatest potential._ **Title and Summary** Chief Compliance Officer , Mastercard Transaction Services MTS ... and Sanctions compliance matters. By having a dedicated SVP, Global Compliance Officer , MTS the company demonstrates its commitment to compliance and… more
- MongoDB (Palo Alto, CA)
- …applications. MongoDB seeks a senior individual to act as the VP focused on compliance and trust, representing the office of the CISO and Product organizations in ... assist in the evangelizing of our security functionality and compliance posture for MongoDB Atlas and the Developer Data...each customer to improve a customer's security posture and compliance position + Regularly evangelize solutions as one of… more
- HSBC (Buffalo, NY)
- …customers, our people, our investors, our communities and the planet we all share. CCO Control Testing Manager role act as an independent First Line of Defence ... (1LoD) function within the CCO function. This role is responsible for leading risk-based...without direct management authority + Strong team player In compliance with applicable laws, HSBC is committed to employing… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 05 **About the Role: Finance CCO Intern** **The Team:** The Finance CCO Intern position is designed to ... efficiencies and deliver comprehensive support to the global Finance CCO team. The ideal candidate will exhibit a strong...to plans and timelines + Work to support the Chief Client Office functions + Collaborate with the global… more
- Jensen Precast (Lockeford, CA)
- …the sales team. Starting Salary range based on experience $28.00 to $35.00 with a CCO certification. A highlight of your day to day will include: + Operating a ... **WHO WE ARE LOOKING FOR** You're a licensed Class A CDL driver with an CCO certification TLL designation. You like to be home daily and paid hourly. Placing… more
- Banner Health (Casa Grande, AZ)
- …lineup of services available at Banner Casa Grande. **The Clinical Care Operations ( CCO ) Unit at Banner Casa Grande is a resource team where individuals are ... float to all different units within the hospital.** This can include PCU, Med Surg/ Observation, ICU, and Emergency. As a patient care assistant on this unit, you will work directly with the unit RN staff to help deliver quality care to our patients and their… more
- Cargill (Atlanta, GA)
- …+ Minimum requirement of 4 years of relevant work experience. Typically reflects 5 years or more of relevant experience. + Strong knowledge of cybersecurity ... Cargill's size and scale allows us to make a positive impact in the world. Our purpose is to nourish the world in a safe, responsible and sustainable way. We are a family company providing food, ingredients, agricultural solutions and industrial products that… more
- Cargill (Atlanta, GA)
- …+ Minimum requirement of 4 years of relevant work experience. Typically reflects 5 years or more of relevant experience. + Proven experience in automation, analytics, ... Cargill's size and scale allows us to make a positive impact in the world. Our purpose is to nourish the world in a safe, responsible and sustainable way. We are a family company providing food, ingredients, agricultural solutions and industrial products that… more
- LIFEPlan CCO NY (Ithaca, NY)
- …Duties and Responsibilities: + Deliver person-centered care management services in compliance with regulatory standards and in alignment with the agency's quality ... with all standards of conduct as determined by - eg, internal Corporate Compliance Regulations, OPWDD, DOH and the Justice Center. + Maintain confidentiality in… more
- PNC (Wilmington, DE)
- …valued and have an opportunity to contribute to the company's success. As the Deputy Chief Compliance Officer within PNC's Retail organization, you will be ... in the office or in the field on a regular basis. Position Overview: The Deputy Chief Compliance Officer will report into the Chief Compliance … more
- Aegon Asset Management (Cedar Rapids, IA)
- …(TFA) is searching for a Director of Compliance . This position will report to TFA's Chief Compliance Officer ( CCO ). The candidate will support the ... CCO in managing the compliance program covering TFA's retail broker-dealer and investment advisory...effective remediation plans. Job Description Responsibilities + Advising the Chief Compliance Officer of potential… more
- Cleveland Research Company (Cleveland, OH)
- … Compliance Associate is a key resource for the firm by assisting the Chief Compliance Officer in identifying and mitigating potential conflicts and risks ... staff, and peers. + Other duties as assigned to support the CCO and Compliance Team Required Qualifications + Undergraduate degree is required; Business related… more
- SMBC (Jersey City, NJ)
- …Compliance Program Manager will join the Compliance Administrative Office supporting the Chief Compliance Officer ( CCO ) for the Americas Division, ... Crime Compliance . **Role Objectives** + Provide support to the Chief Compliance Officer in managing departmental strategic initiatives. + Develop and… more
- Cedar Rapids Community School District (Cedar Rapids, IA)
- …for the Superintendent. + Provide support to the Office of Compliance and Chief Compliance Officer . + Direct others in completing tasks as assigned, ... authorized, and/or guided by the Superintendent and Chief Compliance Officer . + Draft and prepare correspondence for internal announcements, Board meetings,… more
- Emory Healthcare/Emory University (Atlanta, GA)
- …**Overview** The Compliance & Privacy Partner reports to the Chief Compliance Officer of Emory Healthcare ( CCO EHC) and is responsible for ... with Risk Management and Patient Relations + Assists the CCO EHC on cross-functional compliance and privacy...+ Assists the CCO EHC on cross-functional compliance and privacy initiatives + Supports investigations of … more
- Affordable Care (St. Louis, MO)
- …of dental claims for private as well as government funded payors. + Partners with the Chief Compliance Officer to respond to internal and external audits and ... compliance across all practices, in partnership with the Chief Clinical Officer and other key stakeholders....investigations. + Partners with CCO and Regional Lab Specialist to ensure prosthetics and… more
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