- HUB International (New York, NY)
- …Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer, will be a highly visible, senior leadership ... position, reporting directly into the Global/Executive Chief Compliance and Risk Officer, working closely...SEC annual risk assessments and establishing and enforcing the Code of Ethics. A key initiative is identifying, recommending… more
- City of Jacksonville (Jacksonville, FL)
- Chief of Municipal Code Compliance Print (https://www.governmentjobs.com/careers/jacksonvillefl/jobs/newprint/5171190) Apply Chief of Municipal Code ... the Neighborhoods Department and is responsible for managing the operations of the Municipal Code Compliance Division. The primary purpose of this position is to… more
- Aston Carter (Florham Park, NJ)
- …: Act directly as the local Compliance Officer, reporting into Group Compliance / Chief Compliance Officer. Essential Skills + Solid background ... Job Title: Chief Financial Officer Job Description We are seeking...Financial Officer to lead our finance, IT, purchasing, and compliance functions. This role is designed for individuals transitioning… more
- New York State Civil Service (Scotia, NY)
- …State NY Zip Code 12302 Duties Description The Airport Firefighter 3/Assistant Chief of Operations (Assistant Chief ) works under the supervision of the Base ... and applicable federal and state statutes. Specifically, the Assistant Chief of Operations ensures compliance with the...330 Old Niskayuna Road City Latham State NY Zip Code 12110 Notes on Applying To be considered for… more
- Villa of Hope (Rochester, NY)
- …Director of Compliance & Risk Management is responsible for: Supporting the Chief Compliance Officer (CCO) with operational leadership for the Corporate ... legal and regulatory matters are aligned. + Supports the Chief Compliance Officer and the Compliance...not limited to: + Written Policies & Procedures including Code of Conduct + Compliance Program Oversight… more
- MTA (Jamaica, NY)
- …MTA Headquarters Location: Jamaica, NY, United States Regular/Temporary: Regular Department: Office Chief Compliance Off Date Posted: Oct 31, 2025 Description ... to implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee...New York State Public Officers Law & the MTA Code of Ethics, all employees who hold a policymaking… more
- Insight Global (Dallas, TX)
- Job Description Insight Global is seeking to hire an experienced and detail-oriented Deputy Chief Compliance Officer for a global investment firm focused in the ... fintech space. The Deputy CCO is to support the Chief Compliance & Legal Officer in overseeing...and controls. *Lead training sessions for employees on key compliance topics including Code of Ethics, AML,… more
- Dana-Farber Cancer Institute (Brookline, MA)
- …check requests, cover letters and supporting documentation as required for delivery to Chief Compliance Officer for final submission to payer. + Support ... states (ME, NH, VT, MA, RI, CT)** Reporting to the Director of Billing Compliance , the Senior Billing Compliance Reviewer ensures the integrity, accuracy, and… more
- Lundbeck (Deerfield, IL)
- …Help drive a compliant culture. Execute other duties as assigned by Director, Field Compliance and Investigations and Chief Compliance Officer. Stay abreast ... Manager, Field Compliance Requisition ID: 7092 Location: Deerfield, IL, US...US Psychiatry organization. + **Policies, Procedures and Controls, including Code of Conduct:** Responsible for relevant training and awareness… more
- CCSI INC (Norwich, NY)
- …and monitor implementation of the Compliance Program under guidance of CCSI Chief Compliance and Privacy Officer. + Develop, execute, maintain and revise ... Compliance and Quality Improvement Specialist - On Site...Board (CSB). + Regularly review and update the local Code of Conduct, as warranted. + Ensure establishment and… more
- Janus Henderson Investors (Denver, CO)
- …Rule 206(4)-7. The key duties and responsibilities include: + Prepare quarterly and annual chief compliance officer (CCO) reports under Rule 38a-1 and annual CCO ... love to hear from you! Your opportunity The Senior Compliance Analyst performs a variety of activities in the...complete industry surveys, organizational commitments (eg, CFA Asset Manager Code ), and client reports or requests (eg, Section 15(c)… more
- Neuberger Berman (New York, NY)
- …to join the Compliance Team in New York. This person will report into the Chief Compliance Officer - Central Compliance . In this role, the primary focus ... business units when issues arise on policies related to the Compliance Manual, Code of Ethics, Restricted List, Money Laundering Prevention, Outside Activities,… more
- Manulife (Boston, MA)
- … Compliance , plays a critical leadership role within the John Hancock Chief Compliance Officer's Office (the "CCO's Office"), supporting the compliance ... position is responsible for providing guidance and execution on global compliance and regulatory risk management initiatives, while maintaining robust oversight of… more
- Stanford University (Stanford, CA)
- …a member of OCRO senior staff and collaborates closely with other OCRO leaders, including Chief Audit Executives, Chief Compliance Officer, Chief Privacy ... # 107947 **Executive Director, OCRO Strategy and Optimization, Office of the Chief Risk Officer** As a major Silicon Valley employer, Stanford University offers… more
- City of Jacksonville (Jacksonville, FL)
- …ten (10) years of public service and on-time payments. This position reports to the Chief of Municipal Code Compliance . The primary purpose of this position ... Code Contract Compliance Manager Print (https://www.governmentjobs.com/careers/jacksonvillefl/jobs/newprint/5171706) Apply Code Contract Compliance … more
- KBR (Washington, DC)
- …DC metro area (Hybrid) Department: Corporate Legal Reports To: VP Legal / Chief Compliance Officer Team: 3 Investigators, 1 Sr. Attorney (Anti-Corruption), 2 ... the Audit Committee, and the Board + Advise on Code of Business Conduct interpretation and compliance strategies + Provide legal guidance on ethics and … more
- ABM Industries (Cumming, GA)
- …services and technical solutions business lines.** Reporting to the Senior Vice President, Chief Compliance Officer & Deputy General Counsel, **this leader will ... code regulations. * Experience implementing and managing enterprise compliance or license tracking systems/programs. * Excellent organizational, analytical, and… more
- J&J Family of Companies (Los Angeles, CA)
- …our compliance program-related activities as denoted by your supervisor or our Chief Compliance Officer. + Promote and nurture the highest standards of ... activities and Policies and Procedures of the Health Care Compliance Program and Johnson and Johnson Business Code... Compliance Program and Johnson and Johnson Business Code of Conduct. _The anticipated base pay range for… more
- Microsoft Corporation (Redmond, WA)
- …(CDO), the Chief Information and Security Officers (CIO and CISO) and the Chief Risk and Compliance Officers (CRO and CCO) to govern, protect, and manage ... managed, globally available, serverless platform for building security, governance, compliance , and privacy applications quickly, cost-effectively, and at unlimited… more
- Touro University (New York, NY)
- …Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-New ... disciplinary sanctions for violations of University regulations, particularly the Student Code of Conduct and Academic Integrity. Oversees administration of NYSCAS… more