- North Wind Group (Knoxville, TN)
- …Knoxville TN., Salt Lake City, UT., Idaho Falls, ID. Title: General Counsel and Chief Compliance Officer Schedule (FT/PT): Regular Full Time Travel Required: ... an integral part of our continued success. POSITION PURPOSE: The General Counsel and Chief Compliance Officer (GC/CCO) reports to the Chief Executive … more
- HUB International (New York, NY)
- …Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior ... and enhancing the SEC compliance infrastructure. **Job Summary:** The ** Chief Compliance Officer ** **for Retirement and Private Wealth** will be… more
- Equitable (Charlotte, NC)
- Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-NY-New ... New York City office. Equitable is currently looking to hire a Deputy Chief Compliance Officer (DCCO) for Equitable Advisors within the National … more
- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- Wabtec Corporation (Pittsburgh, PA)
- …for future generations, and we want someone who is ready to move with us. _Summary:_ The Chief Compliance Officer reports to the Chief Legal Officer ... development, refinement, communication and oversight of all facets of compliance globally. Partner with HR and IT to create...and IT to create a world class ethics and compliance culture, with programs, policies, and procedures to drive… more
- New Jersey Institute of Technology (Newark, NJ)
- Title: Chief Compliance Officer Department: Office of Institutional Compliance Reports To: General Counsel, Senior Vice President of Legal Affairs and ... Secretary to the Board of Trustees Position Type: Staff Position Summary: The Chief Compliance Officer (CCO) serves as the senior executive responsible for… more
- M&T Bank (Wilmington, DE)
- **Overview:** The Chief Compliance Officer (CCO) of the Wilmington Funds will be responsible for overseeing and administering its compliance program in ... securities laws and to promote a culture of ethical conduct and regulatory compliance throughout the organization. The CCO will report directly to the Board of… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/ chief -global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the… more
- ManpowerGroup (Milwaukee, WI)
- …for a strategic and experienced legal professional to serve as Corporate Secretary and Chief Ethics and Compliance Officer for ManpowerGroup. This position ... assistance. **Job:** _Legal_ **Organization:** _ManpowerGroup_ **Title:** _Corporate Secretary & Chief Ethics and Compliance Officer_ **Location:** _WI-Milwaukee_… more
- City of New York (New York, NY)
- …highly motivated and detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful ... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of...train, lead, and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- Bloomberg (New York, NY)
- …each country and region. **We'll Trust You To** + Support the Global Head RCSS, the global Chief Compliance Officer , the global Chief Risk Officer , ... Risk Assurance & Controls Testing Officer - Chief Risk Office Location... Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047142 **Description & Requirements**… more
- University of Rochester (Rochester, NY)
- …with a close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of ... expertise of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance Executive for Academic and Central Administration… more
- Corewell Health (Grand Rapids, MI)
- …senior vice presidents of finance, regional presidents, senior vice president of compensation, chief compliance officer . + Models ethical leadership and ... innovation, and co-leads enterprise-wide innovations in digital technologies with the chief nursing informatics officer . Coordination of workforce strategy… more
- Texas Tech University (Lubbock, TX)
- …oversight. * Coordinates risk assessment and compliance -related activities with the Chief Compliance Officer for each institutional component. * Provides ... **42200BR** **Extended Job Title:** Chief Audit Executive **Position Description:** The Chief...and enhances system-wide risk management with the Risk & Compliance Officer and compliance … more
- Insight Global (Dallas, TX)
- Job Description Insight Global is seeking to hire an experienced and detail-oriented Deputy Chief Compliance Officer for a global investment firm focused in ... the fintech space. The Deputy CCO is to support the Chief Compliance & Legal Officer in overseeing and managing the firm's compliance program in… more
- UnityPoint Health (Cedar Rapids, IA)
- …in areas of responsibilities + Perform other duties as requested by the UPH Chief Compliance Officer , or his/her designee, to facilitate the smooth ... 8-5 + Job ID: 175372 Overview UnityPoint Health is seeking a Market Compliance Officer to lead the Market's Compliance Program and ensure strong, risk-based… more
- TD Bank (New York, NY)
- …guidance and analysis on regulatory/ compliance /technology issues. Position will support the Chief Compliance Officer (CCO) in ensuring the Bank's ... provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the… more
- Stanford Health Care (Palo Alto, CA)
- …regarding SHC/SMCH compliance and privacy matters, in collaboration with the SHC/SMCH Chief Compliance Officer and Privacy Officer , and plays ... Care job.** **A Brief Overview** Reporting to the Senior Vice President (SVP) - Chief Compliance and Privacy Officer in the Office of Compliance and… more
- Duquesne Light Company (Pittsburgh, PA)
- …EEI, NATF), as required. Monitor changing standards and industry events and work with the Chief Compliance Officer and SMEs to prepare positions. + Direct ... meet NERC Compliance goals across the Company. + Along with the Chief Compliance Officer , design and implement the Internal Compliance Monitoring… more
- Pentax Medical (Nashville, TN)
- …training; global risk management and compliance investigations as directed by the Chief Compliance Officer . Will have direct respon sibility for ... any issues of non- compliance ; and summarize and report same to the Chief Compliance Officer + Conduct and manage compliance investigations regarding… more
Related Job Searches:
Chief,
Chief Compliance Officer Associate,
Chief Compliance Officer CIBC,
Chief Compliance Officer Retirement,
Chief Global Compliance Officer,
Compliance,
Compliance Officer,
Deputy Chief Compliance Officer,
Officer,
SVP Chief Compliance Officer