- US Bank (Columbus, OH)
- …RESPONSIBILITIES Be a team player who proactively works with the business line and risk partners to mitigate compliance risk while driving towards the ... mitigate potential risks via comprehensive, actionable and informative assessments including Compliance Approval Tool Reviews (CAT), Business/Product Change Risk … more
- Deloitte (Chicago, IL)
- …Advisory RDM Capital Markets Manager As a Manager in Deloitte Risk & Financial Advisory 's Analytics practice, you will have the opportunity to gain ... helps our clients with leveraging data as a strategic asset for their risk , regulatory and compliance programs. Leveraging traditional and advanced solutions,… more
- Truist (Charlotte, NC)
- …(United States of America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line ... risk management experience in financial services or related field. 3. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced … more
- Truist (Atlanta, GA)
- …Technology, Governance & Controls, and Risk Management organizations. The GCO Senior Risk Advisory Manager I is responsible for providing first line ... This role is responsible for ensuring strong first line of defense risk management for the Enterprise Payments and Wholesale Technology team. This role… more
- BlackRock (New York, NY)
- …team's mission is realized through four distinct yet interconnected operating pillars: Risk Advisory , Assessment & Reporting, Technology Control Standards, and ... for risk management, including findings from internal audits, policy compliance , and regulatory obligations. + ** Risk Process Management:** Enabling key… more
- Bloomberg (New York, NY)
- …Compliance , Finance, Operational Resilience, and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to ... Stay informed on risk industry and educational/development opportunities + Use Governance Risk and Compliance (GRC) tools to evidence risk management,… more
- Guidehouse (Mclean, VA)
- …+ Master's degree. + Certified Anti-Money Laundering Specialist (CAMS), Certified Regulatory Compliance Manager (CRCM), or Certified Public Accountant (CPA). + ... **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:**… more
- Truist (Richmond, VA)
- …**Please review the following job description:** A first line of defense technology risk manager advising technology leaders who are direct reports to the ... risk management experience in financial services or related field. . Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced … more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** A first line of defense risk professional working on a team within the Governance and Controls Office ... businesses. This position will be responsible for leading the execution of enterprise risk programs and focusing with the business on existing and emerging risks.… more
- Wells Fargo (Seattle, WA)
- **About this role:** Wells Fargo is seeking a Financial Advisory Senior Area Manager in Wealth and Investment Management as part of Wells Fargo Advisors. For ... clients + Determine appropriate strategy and actions of Financial Advisory team to meet moderate to high- risk ...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- BMO Financial Group (Chicago, IL)
- …Chicago. **Job Description** Under the direction of the Managing Director, US Tax Planning and Advisory , the Senior Manager , US Tax Advisory provides US tax ... and fosters an environment of continuous improvement. **KEY ACCOUNTABILITIES** The Senior Manager , US Tax Advisory is responsible for: **Relationship management/… more
- Capital One (Richmond, VA)
- Compliance Advisory Specialist III **The Principal Associate Compliance Advisor - Third Party Compliance will be responsible for working with business ... or Quality Assurance, or Testing** **Preferred Qualifications:** + **Certified Regulatory Compliance Manager (CRCM) certification or International Association of… more
- TD Bank (New York, NY)
- …capacity. The Senior Manager will provide support to the overall Markets Advisory Compliance team helping with large projects impacting all the Firms ... path to direct coverage over time. **Responsibilities:** + Provide compliance advisory coverage for the markets ...policies and procedures for covered business areas. + Conduct compliance risk assessments to ensure effective business… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate ... expert guidance on function/business/product regulations on a real-time basis to manage compliance risk . + Provides day-to-day strategic advice and guidance to… more
- Capital One (Richmond, VA)
- Compliance Advisory Specialist III, Local Governance Capital One is a diversified bank that offers a broad array of financial products and services to consumers, ... team and other Local Governance Leads (LGOV) + Maintain strong understanding of Compliance Risk Management Framework and applicable laws and regulations + Assist… more
- Cherry Bekaert (Virginia Beach, VA)
- …**Government & Public Sector (GPS)** practice, an opportunity has been created for an **Accounting Advisory Manager ** to join our team. As a member of the GPS ... Join the Firm that recognizes the power of the individual. **As an Accounting Advisory Manager , you will:** Support the performance of engagements by managing… more
- Citigroup (New York, NY)
- **Job Description** The Investment Advisory Discretionary Solutions Manager will be part of the Citi Wealth Investment Advisory Programs team within ... partnership with various stakeholders including Technology, Performance measurement team(s), Legal, Risk , Compliance Supervision others Be one of the subject… more
- TD Bank (New York, NY)
- …Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate ... team are in a manner consistent with the Bank's risk culture and the relevant risk appetite...relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a… more
- Wells Fargo (Davidson, NC)
- **About this role:** Wells Fargo is seeking a Financial Advisory Branch Manager - Producing in Wealth and Investment Management as part of Wells Fargo Advisors. ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Deloitte (Washington, DC)
- …and digital solutions for efficient operations and improved decision-making. Specifically, our advisory projects include compliance risk assessments, the ... Our professionals guide clients in developing innovative solutions to mitigate compliance risks, including compliance risk assessments, reviews, monitoring… more