- Wells Fargo (Charlotte, NC)
- …daily alerts related to FICC Trade Surveillance + Manage key relationships with Business Heads, Desk Heads, Compliance , COO and CIB Control for Rates + ... role:** Wells Fargo is seeking a Lead Control Management Officer within FICC Trade Surveillance . Learn more...business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform ... reporting control issues with transparency. **Qualifications:** + 8+ Years serving in a compliance or surveillance role within financial services preferred + 3+… more
- Saratoga Casino Hotel (Saratoga Springs, NY)
- …Saratoga Casino Hotel welcomes you to apply! Your Role: Our successful Surveillance Officers promote outstanding relations with all guests and fellow Team Members ... Role: + At least 18 years of age + Previous experience in casino surveillance preferred. + Excellent written and verbal communication skills required. + Ability to… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $100,000 - $150,000 USD TD is committed to ... and alert escalations * Co-ordinate requests to and from, business ( Compliance ) partners and coordinate tracking and...of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and… more
- TD Bank (New York, NY)
- …Markets business , by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance 's ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $150,000 - $300,000...financial institution in the US. Our team of trusted Surveillance Compliance professionals engages with key stakeholders… more
- Sycuan (El Cajon, CA)
- …and operates a Casino and a Golf Resort, and owns a number of other business ventures in the San Diego Region. One attribute that remains unchanged, however, is ... sense of community. Sycuan is more than just a business . Sycuan is a community of people working together...you will be part of the Sycuan family. Security Surveillance Agent- SDFC Security- Part Time Job Purpose: Coordinates… more
- General Dynamics Information Technology (Cheyenne, WY)
- …**Job Description:** Apply your expertise to advance the mission and optimize our business strategy as a Construction Surveillance Technician (CST) II at GDIT. ... **Public Trust/Other Required:** None **Job Family:** Security **Skills:** Construction,Ensure Compliance ,Standard Operating Procedure (SOP) **Experience:** 3 + years of… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance , reporting, and guidance ... a bank dealer and offer general support to the compliance department including testing and surveillance . **Primary...Business + Minimum 5 yrs. experience in broker-dealer Compliance or equivalent in legal, compliance or… more
- Marex (New York, NY)
- …to ensure Americas Compliance Calendar deadlines are achieved. + Work with business partners (ie, Surveillance , IT, Operations etc.) to develop and enhance ... (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who...for advising in the individuals within the various Marex Business lines from a Compliance perspective. Marex… more
- Marex (New York, NY)
- …to ensure Americas Compliance Calendar deadlines are achieved. + Work with business partners (ie, Surveillance , IT, Operations etc.) to develop and enhance ... For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide … more
- Citigroup (Jacksonville, FL)
- …oversight of Wealth employee email communications. + For Level 1 post-trade surveillance alert disposition assigned to the Supervision Officer , must understand ... The Supervision Officer , reporting to the Cross-Disciplinary Controls Group Manager,...Consumer Wealth Management (CWM) in addition to Post Trade surveillance tasks that may span across the Consumer, Citi… more
- AeroVironment (Simi Valley, CA)
- …of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AeroVironment ... day activities required to operate a fully effective export compliance program to ensure company compliance with...by Sr. management, and report on progress. + International Business Development and Program Management Support - Provide expert… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management team and ... organization, you will be responsible for partnering with the Line of Business (LOB) and global/regional Compliance teams; including Internal Audit, Operational… more
- Bank of America (New York, NY)
- GCIB Business Controls Officer , Communications Review & Enterprise Programs Associate / VP New York, New York **Job Description:** Global Corporate & Investment ... + Participate in implementing new projects to achieve short and long-term business objectives by providing surveillance system analysis, testing and feedback… more
- BMO Financial Group (New York, NY)
- …surveillance activities to ensure program remains current and aligned with BMO Compliance Program. Work with business /group and internal partners to ensure ... regulatory requirements and developments. Maintain functional and regulatory expertise specific to business group, and refers to Compliance Policies & Procedures… more
- Houston Methodist (The Woodlands, TX)
- At Houston Methodist, the Security Officer position is responsible formaintaining a safe and secure environment for patients, staff and visitors by patrolling and ... personal protection, traffic control and emergency response services. The Security Officer position may employ Houston Methodist-approved defensive tactics to ensure… more
- Houston Methodist (Baytown, TX)
- At Houston Methodist, the Security Officer position is responsible formaintaining a safe and secure environment for patients, staff and visitors by patrolling and ... personal protection, traffic control and emergency response services. The Security Officer position may employ Houston Methodist-approved defensive tactics to ensure… more
- Patriot Group International, Inc (Aurora, CO)
- …package receipt services if required. + . Maintain standards of Security Officer competency, conduct, appearance, and integrity, including compliance with PGI ... Security Control Room Officer -Poly Required Position Type: Full-Time, Exempt Work...(PGI), voted #1 Best Place to Work by Virginia Business Magazine and the Best Companies Group, offers an… more
- City of Boise (Boise, ID)
- Lateral Police Officer Print (https://www.governmentjobs.com/careers/boiseid/jobs/newprint/4766471) Apply Lateral Police Officer Location Boise, ID Job Type ... to join our progressive and service-oriented team. As a Lateral Police Officer , you will perform essential law enforcement and crime prevention duties, including… more
- City of Alpharetta, Georgia (Alpharetta, GA)
- Police Officer (Certified Police Officers Only) Print (https://www.governmentjobs.com/careers/alpharetta/jobs/newprint/4933012) Apply Police Officer (Certified ... different duties from those set forth below to address business needs and changing business practices. In...evidence and contraband uncovered in such duties. + Conducts surveillance of known and suspected criminals. Works undercover to… more