- City National Bank (Miami, FL)
- …for this role within the Banking Center.Adhere to all Banking Center Risk Assessment and Compliance Standards (this includes Global Radar).Control and mitigate ... overdraft decisions on a daily basis, pay/return decisions using independent judgment within authority limits.Handles general client inquiries. Reconciles client… more
- Monster (Atlanta, GA)
- …and reviewing construction documents submitted to the Office of Parks for compliance with the City of Atlanta's Tree Protection Ordinance. Additional duties include ... Supervision Received Works under very general supervision and reports to the Senior Arborist, Arboricultural Manager, and Director of Parks.Work is mostly … more
- Inside Higher Ed (Gainesville, FL)
- …future. This pivotal role reports directly to the Dean and partners with senior leadership to align financial strategy with institutional priorities as we kick off ... long-term financial planning to ensure stability* Advise the Dean and senior leadership on financial position, trends, risks, and opportunities including commitment… more
- Citigroup (Tampa, FL)
- … risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment team responsible for assessing compliance ... controls implemented by Citi's first and second line of defense. The Compliance Independent Assessment Sr. Analyst performs risk-based testing and monitoring… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, ... associated risks. Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs related to all aspects of AML and ATF laws.… more
- GCI Communication Corp (Anchorage, AK)
- GCI's Senior Performance Assessment Analyst will d evelop and implement performance metrics and assessment tools to evaluate the effectiveness of project and ... and Key Performance Indicators (KPIs) for projects and programs. + Develop assessment tools and methodologies that are user-friendly and accessible. + Conduct… more
- TD Bank (Mount Laurel, NJ)
- …role which is outlined in the general summary below. **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and ... standards. management areas, broader organization, and enterprise as appropriate. **U.S. Wealth Compliance acts as an independent regulatory compliance and… more
- American Express (Sandy, UT)
- …integrity and effective second line independent Compliance oversight.** The Director, Compliance Risk Assessment Program, is a key member of the 2nd Line ... Risk Management team responsible for designing, governing, and overseeing the enterprise-wide Compliance Risk Assessment (CRA) framework. This role supports the… more
- TD Bank (Greenville, SC)
- …responsiveness and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned ... potential concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst** **will review marketing communication,… more
- Citigroup (Jersey City, NJ)
- …compliance testing, continuous testing, and reporting programs in accordance with the Compliance Independent Assessment (CIA) Plan. + Leading the ... Serves as a senior compliance risk officer for Independent ...plus **Job Family Group:** Compliance **Job Family:** Compliance Independent Assessment **Time Type:**… more
- Ankura (New York, NY)
- …Disputes & Economics professionals are world class and globally recognized independent experts who tailor financial, operational, and compliance solutions ... and conduct data gathering activities, document review, and quality control of data assessment . + Work with Senior Managing Directors and Managing Directors to… more
- Southern California Edison (Rosemead, CA)
- Join the Clean Energy Revolution Become a Regulatory and Compliance Senior Advisor at Southern California Edison (SCE) and build a better tomorrow. In this job, ... or recommendations. + Manage the Company's response to Energy Safety's post IE-review, assessment of SCE's annual WMP Compliance Report. + Manage the Company's… more
- Citigroup (New York, NY)
- …maintenance of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and ... Serves as a senior function/business/product compliance risk officer covering...regulatory findings. + Providing oversight and guidance over the assessment of complex issues, structures potential solutions and drives… more
- CIBC (Chicago, IL)
- …a strong, innovative and relationship-oriented bank for a modern world. JOB PURPOSE The Senior Compliance Officer will support CIBC Bank USA and CIBC Inc. ... Compliance mandate by providing timely, proactive advice and independent second line oversight to the US Capital Markets,...to all applicable laws, regulations, and internal policies. The Senior Compliance Officer reports to the Deputy… more
- Heritage Financial Credit Union (Middletown, NY)
- Senior Lending Compliance Analyst - Remote (Onsite as Needed) Fully Remote * Middletown, NY ... Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior Lending ...and cooperate with the designated BSA Officer in assuring compliance . ESSENTIAL FUNCTIONS AND RESPONSIBIITIES + Using independent… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... holder will support Business Execution initiatives, Cross-Functional initiatives and Compliance Independent Reviews, including the DCRO Program.… more
- GE HealthCare (Waukesha, WI)
- **Job Description Summary** The Senior Compliance Leader - AI & Data will lead the development, implementation and oversight of a comprehensive compliance ... and the interplay of program requirements with AI technology. Partnering with the Global Compliance team, the Senior Compliance Leader - AI & Data will… more
- Mom's Meals (Ankeny, IA)
- Position SummaryThe Senior Director - Compliance and Privacy is a strategic and experienced leader responsible for independent management and direction of ... - Compliance and Privacy collaborates extensively with management, including Senior and Executive Leadership staff, to achieve the objectives of an effective… more
- Citigroup (Tampa, FL)
- …and issue validations (risk based and regulatory), preferably related to coverage of Independent Risk, Compliance and Financial Crimes related risks. + 7+ years ... Citi's Internal Audit (IA) division provides independent assessments of the company's governance, risk management...environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. IA is… more
- Citigroup (New York, NY)
- … risk officer as a ** Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** responsible for establishing internal strategies, ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
