- Unknown (New York, NY)
- Assistant General Counsel, Compliance and Regulatory About the Company Nationally recognized insurance group Industry Insurance Type Privately Held About the ... The Company is seeking an Assistant General Counsel for Compliance and Regulatory matters in the P&C...Familiarity with reinsurance and fronting structures, as well as compliance certifications, are a plus. Hiring Manager … more
- Unknown (Santa Monica, CA)
- Vice President of AI Regulatory Compliance About the Company Dynamic holding company investing in diverse industries Industry Venture Capital & Private Equity ... The Company is seeking a Vice President of AI Regulatory Compliance to join their dynamic team....a commitment to diversity, inclusion, and continuous improvement. Hiring Manager Title Group Chief Information Officer Travel Percent Less… more
- Unknown (Evendale, OH)
- …excellent record of product safety in the aerospace industry and ensure aviation regulatory compliance . Applicants must have a Juris Doctor from an accredited ... Senior Counsel, Aviation Regulatory & FAA Compliance About the...Hiring Manager Title Executive Counsel, Product Safety and Aviation Regulatory Travel Percent Less than 10% Functions… more
- Unknown (New York, NY)
- …and audit findings, developing and implementing review and challenge frameworks for regulatory deliverables, and streamlining compliance reporting. The role also ... involves tracking and overseeing the progress of all compliance -related audit issues, working closely with the regulatory change team to interpret and advise on … more
- Unknown (New York, NY)
- …dedicated to supporting the firm's SEC-registered investment adviser, providing guidance on compliance with US and global regulatory requirements, and advising ... private funds and separately managed accounts. Key responsibilities for the Senior Compliance Officer include overseeing and assisting with regulatory filings,… more
- Unknown (Durham, NC)
- Vice President, Chief Global Compliance Officer About the Company Rapid-growing insurance provider specializing in retirement solutions & annuity products Industry ... Company is in search of a VP, Chief Global Compliance Officer (GCCO) to spearhead the development and implementation...executive role is pivotal in ensuring adherence to all regulatory frameworks within the insurance and reinsurance industry, with… more
- Unknown (Washington, DC)
- …satellite, aerospace, or telecommunications industries. Key responsibilities include ensuring regulatory compliance with international, federal, and local laws, ... preferred, and at least 10 years of experience in compliance , regulatory affairs, or legal roles. The...to adapt to a fast-paced, high-stakes industry environment. Hiring Manager Title Chief Operating Officer (COO) Travel Percent Less… more
- Unknown (Chicago, IL)
- …FCM business line. This includes completing and assisting in US FCM-related regulatory inquiries, BCAC guidance, and ensuring that compliance calendar deadlines ... the company should have a strong background in FCM compliance , with a deep understanding of regulatory ...provide input to risk management processes as necessary. Hiring Manager Title Head of FCM Compliance Travel… more
- Unknown (Fort Worth, TX)
- …commercial product regulatory affairs. The VP will be accountable for regulatory submissions, communications, and compliance across the company's new and ... Vice President, Regulatory Affairs, Oncology About the Company Globally-recognized pharmaceutical...and operational leadership to cross-functional teams, and ensuring the compliance of promotional materials with FDA regulations and company… more
- Unknown (New York, NY)
- … risks, communicate effectively with management, and support business teams with regulatory compliance considerations. The Chief Compliance Officer will ... strong working knowledge of FINRA rules, particularly those related to investment banking compliance and regulatory filing. A Bachelor's degree is essential, and… more
- Unknown (Austin, TX)
- …overseeing all aspects of the compliance program, including managing compliance workflows, regulatory filings, and engagement. This role involves maintaining ... initiatives, conducting compliance audits, and developing and delivering compliance -related training. Hiring Manager Title Executive Committee Travel Percent… more
- Unknown (New York, NY)
- …guidance to the business. Applicants must have a minimum of 7 years' of compliance experience in an investment adviser, asset manager , or private funds ... Vice President, Compliance About the Company Prominent financial institution with...private funds and separately managed accounts. This includes overseeing regulatory filings, managing the Code of Ethics program, and… more
- Unknown (New York, NY)
- …their dynamic team. The successful candidate will be responsible for providing expert regulatory and compliance advice and support to the firm's fixed income ... does not align perfectly with every aspect of the job description. Hiring Manager Title Chief Compliance Officer, Americas Travel Percent Less than 10%… more
- Unknown (Jersey City, NJ)
- … program for swap dealer rules, monitoring and advising on the implementation of regulatory changes, and overseeing the compliance program for the Volcker Rule ... Vice President, Senior Compliance Officer About the Company Recognized banking organization...Americas region. The role also involves reporting and escalating regulatory matters to senior management and acting as a… more
- Unknown (Washington, DC)
- …digital asset ecosystem. The ideal candidate will be responsible for not only ensuring regulatory compliance but also for leading the charge in developing and ... function. The CCO will be tasked with ensuring the organization's adherence to regulatory requirements and fostering a culture of compliance and ethics. This is… more
- Unknown (St. Louis, MO)
- …collaborative capacity, making sound judgments, and ensuring compliance with regulatory requirements and best practices. Hiring Manager Title Department head ... responsible for the development, direction, and oversight of all claims-related compliance activities, including regulatory change management, audits, reporting,… more
- Unknown (Cranbury, NJ)
- …regulatory interactions with health authorities, advising the leadership team on regulatory strategy, and ensuring compliance with global regulations. The ... level of interaction with the FDA, EMA, and other regulatory agencies, is highly valued. Hiring Manager Title Chief Medical Officer Travel Percent Less than 10%… more
- Unknown (Gaithersburg, MD)
- …a team in the development and execution of scientific and tactical regulatory strategies, submissions, approvals, and compliance throughout the drug development ... comfortable with ambiguity in a fast-paced, innovative environment. Hiring Manager Title Senior Vice President of Regulatory ...Hiring Manager Title Senior Vice President of Regulatory Sciences Travel Percent Less than 10% Functions Medical… more
- Unknown (San Francisco, CA)
- …any identified issues. This role also involves serving as the primary US compliance contact, managing regulatory interactions with the SEC, and maintaining the ... to work closely with global team members to ensure the company's compliance standards are met. Hiring Manager Title Global Head of Risk and Compliance Travel… more
- Unknown (La Plata, MD)
- …relevant field, with a JD being preferred, and a minimum of 3 years' of compliance or regulatory experience. The role requires a candidate with a working ... policy and procedure development, enterprise risk management, and hold a current compliance or regulatory certification. The company is an equal-opportunity… more
