- TD Bank (New York, NY)
- …regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including identifying emerging risks, regulatory developments ... This position will focus on the trade surveillance portfolio and related initiatives. The VP Compliance...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- … Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and ... of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion + Gain an understanding of new trade surveillance modules and surveillance … more
- TD Bank (New York, NY)
- …this role. **Job Description:** TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global ... with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads, who… more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- TD Bank (New York, NY)
- …mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade Surveillance teams, CDO, Compliance Technology, and Front ... The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment… more
- TD Bank (New York, NY)
- …enhance reporting mechanisms for senior management. + Stakeholder Engagement: Collaborate with Trade Surveillance teams, CDO, Compliance Technology, and ... ideal candidate will have strong expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment… more
- TP-Link North America, Inc. (Irvine, CA)
- …Act as a spokesperson for key technologies and software applications across events, trade shows, conferences, webinars, and with the media. + Create compelling demos ... any other characteristic protected by federal, state, or local laws. Beyond compliance , we strive to create a supportive and growth-oriented workplace for everyone.… more
- General Atomics (Washington, DC)
- … surveillance systems. We have an exciting opportunity for a senior trade compliance professional to join the company's International Trade ... enable and shape global business strategies, by providing critical trade compliance guidance and obtaining effective export...to the GA-ASI ITC Program Support and Licensing Senior Manager , the selected candidate will support a portfolio of… more
- Citigroup (New York, NY)
- …Non-Financial Risk group and more specifically within Conduct Risk. Predominantly operating trade surveillance within the Global Spread Products business, but ... financial services that enable growth and economic progress. **Team/Role Overview** This GSP Trade Monitoring role sits in the First Line of Defense and focuses on… more
- Teledyne (New Brunswick, NJ)
- … Manager , Customs Compliance ** ! **Position Summary:** The Customs Compliance Manager is responsible for the development, implementation, and management ... with exceptional management, communication, and collaboration skills. The Senior Customs Compliance Manager will support Teledyne business units in managing… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- HSBC (New York, NY)
- …repo, custody and clearing, as well as the supporting functions (eg, Market Operation, Trade Surveillance , Traded Risk and Product Control). The team also covers ... classes) and support functions (market risk, liquidity risk , finance, operations, surveillance , regulatory compliance , etc) + Exhibit knowledge of key… more
- NextEra Energy (Juno Beach, FL)
- …fast-paced energy industry, join our team today. **Position Specific Description** Support the compliance team and Director Trade Compliance with the ... **Sr. Compliance Analyst - Energy Mktg** **Date:** Sep 2,...groups + Develop and/or execute processes that ultimately review trade and communications data for activity that may appear… more
- Saildrone (Alameda, CA)
- …stakeholders across different cultures and geographies. * Understanding of global trade regulations, compliance , and sustainability practices. * Ability to ... About Us Saildrone is a defense company delivering maritime intelligence, surveillance , and reconnaissance products to military, homeland security, and commercial… more
- Sierra Nevada Company, LLC (Lone Tree, CO)
- As Contracts Manager I, you will be responsible for managing the full lifecycle of contract administration, from assisting Business Development with strategy tactics ... ensuring they are accurately documented and managed. The ISR (Intelligence, Surveillance & Reconnaissance), Aviation, and Security (IAS) business area is a… more
- SimIS Inc. (Suffolk, VA)
- … Manager is responsible for coordinating complex systems engineering trade studies, operational testing, and technology assessments that support CBP's mission ... systems engineering and test and evaluation (T&E) support. SimIS seeks a Program Manager to serve as the primary interface between SimIS and the CBP Program… more
- IDS International (TX)
- …least at least 5 years' experience working as a SSM. + Be trained in surveillance and the construction trade to deter technical penetrations and thwart implanted ... shall have successfully completed the Department of State (DoS) Construction Surveillance Technician training course (SE631), SSM training course (SE-601), or… more
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