- Citigroup, Inc. (Tampa, FL)
- …testing or monitoring reviews and regulatory issue validation activities. Extensive global compliance and audit related experience, and strong knowledge of ... used to address reported issues. Responsibilities: Develops, implements, and executes compliance monitoring , continuous assurance, and reporting programs within… more
- RSM Global (New York, NY)
- …professional experience with risk management, external audit, internal audit, or other compliance related work serving large global banking institutions. Prior ... We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients… more
- S&P Global, Inc. (New York, NY)
- …Integrity, Discovery, Partnership At S&P Global , we focus on Powering Global Markets . Throughout our history, the world's leading organizations have relied ... of respect and collaboration, we drive innovation and power global markets . S&P Global has...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions,… more
- Qcells (San Francisco, CA)
- …CAISO, ERCOT, NYISO, ISO-NE, and PJM , with a focus on speed, scalability, and market compliance . This position will be preferably based out of Santa Clara or ... storage, and renewable energy assets to participate in US wholesale electricity markets . This position will drive the development of enterprise-grade controls and… more
- Citigroup, Inc. (New York, NY)
- …of the risk monitoring process; Review and approve risk framework for Market Risk for risk-taking units Monitor compliance with risk limits/triggers. Drive ... Market Risk team is responsible for measuring, monitoring , and analyzing the organization's market risk...mitigate risk. The candidate will have experience in Equities Markets , knowledge of Market Risk Framework and… more
- TD Bank Group (New York, NY)
- …help mitigate potential risks to the surveillance program, and ultimately the global Markets business, by delivering and comprehensive and effective second-line ... issues, providing trusted advice and industry-leading insight, extending access to global markets , and delivering integrated transaction banking solutions. In… more
- Goldman Sachs, Inc. (Salt Lake City, UT)
- …policies, training, issue escalation and risk assessment Global Banking and Markets - Public Compliance is responsible for the design and implementation ... requirements and determine how the firm can appropriately pursue global market opportunities. We monitor regulatory trends...challenging business activities. Advises Global Banking & Markets on how to conduct business in compliance… more
- Syntricate Technologies (New York, NY)
- …business/operational processes and associated business requirements documentation Understanding of global markets trading products (Fixed Income, Equity, ... Market Price Risk and Control Volcker Rule Office...Volcker Rule Office, you will deliver integrated solutions supporting global Volcker Rule compliance program, in line… more
- MUFG Bank, Ltd. (New York, NY)
- …5. Post-Closing Transaction Management: Oversee and manage transactions post-closing, including monitoring of ongoing compliance with credit terms. Proactively ... one day. A member of our recruitment team will provide more details. Global Financial Solutions: MUFG's Global Financials Solutions ("GFS") is a structuring… more
- UnitedHealth Group (Minnetonka, MN)
- …with applicable regulators (eg, CMS) to prevent or address potential compliance issues within our organization Conduct internal monitoring /auditing to ... Optum is a global organization that delivers care, aided by technology...to start Caring. Connecting. Growing together. Responsible for regulatory compliance audits, including but not limited to regulatory agencies,… more
- Ares Management Corporation (Los Angeles, CA)
- …careers within this exciting and growing industry. Job Description The Ares Compliance Department oversees and manages Ares' global regulatory compliance ... operate collaboratively based on the Firm's overall structure: Investment Adviser Compliance , which oversees implementation of global policies and procedures… more
- Barclays (New York, NY)
- …and budget management, including assistance in financial planning, forecasting, and monitoring of financial performance against targets. Support to business heads in ... Escalates breaches of policies / procedure appropriately. Foster and guide compliance , ensure regulations are observed that relevant processes in place to… more
- Galaxy (New York, NY)
- …compliance risks, regulatory developments, and strategic implications. Lead internal compliance reviews, audits, and monitoring activities to ensure adherence ... Who We Are: Galaxy is a global leader in digital assets and data center...technology-driven environment. Established relationships with regulatory bodies in key markets . Proficiency with compliance management tools or… more
- TWE Global (Sonoma, CA)
- …Packaging Technician will contribute to a safe production team performance by monitoring and delivering consistent product quality and line performance across the ... team members. You will be responsible for: Safety & Compliance Support and maintain compliance with all...when, and where you work to achieve your potential. Global opportunities across the US, Australia & New Zealand,… more
- Domestic and General Group Limited (Norwalk, IA)
- …risk assessments and develop mitigation strategies. Lead, develop and implement the annual US Compliance Monitoring and testing plan and report on compliance ... Head of US Compliance Location : Hybrid ways of working at...our strategic expansion into the US and our exciting global growth, we now have a fantastic brand-new role… more
- Stifel (St. Louis, MO)
- …of high-risk customers using customer risk scoring models. Perform transactional monitoring for possible money laundering and terrorist financing using automated AML ... software monitoring systems, reports, and other methods for high-risk clients....of the financial industry, including operational and risk/control, financial markets , products, and the transaction life cycle. Working knowledge… more
- BNP Paribas (New York, NY)
- …Overview: This team is part of GMA CCCO and oversees regulatory and conduct risks for Global Markets Americas, with a focus on US regulations but also global ... to internal stakeholders Regulatory Change Management: Ensuring that new regulations impacting Global Markets activities are properly understood and that the… more
- Wintrust (Des Plaines, IL)
- …$66 billion financial institution based in Rosemont, Illinois, and listed on the NASDAQ Global Select Market under the symbol "WTFC." Why join us? An ... management level, experienced professionals - higher visibility. Wintrust has a great compliance culture that comes from the top. Gain experience and further your… more
- Daiichi Sankyo, Inc. (Bernards, NJ)
- …communications, and HR to ensure a cohesive LinkedIn strategy that aligns with both global objectives and local market needs.- Serve as the go-to expert for ... for cardiovascular diseases, under the Group's 2025 Vision to become a " Global Pharma Innovator with Competitive Advantage in Oncology," Daiichi Sankyo is primarily… more
- TD Bank Group (New York, NY)
- …issues, providing trusted advice and industry-leading insight, extending access to global markets , and delivering integrated transaction banking solutions. In ... Qualifications: Company Overview TD Securities provides a wide range of capital market products and services to corporate, government and institutional clients. The… more
