- Byline Bank (Chicago, IL)
- …we serve, Byline Bank is the place for you. **Objective of Position** : The Compliance Officer helps oversee the Compliance Management System of Byline Bank. ... The Compliance Officer will function as an independent and objective person...this position. This role allows for a combination of remote and in-office work, with occasional visits to the… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY * *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more
- T. Rowe Price (Owings Mills, MD)
- …that matter to you . About this Position Reporting to the Broker/Dealer Chief Compliance Officer , the role is responsible for ensuring compliance programs ... Compliance Team and business units by providing regulatory advisory support. The role requires an expert level of... vision and strategy in conjunction with the Chief Compliance Officer . + Monitor ongoing legal and… more
- T. Rowe Price (Owings Mills, MD)
- … compliance requirements. + Responsible for drafting quarterly and annual chief compliance officer reporting under Rule 38a-1 and Rule 206(4)-7 and overseeing ... to you . Role Summary Partners with internal clients to implement strategic compliance initiatives for T. Rowe Price's proprietary and subadvised 40 Act products… more
- Equitable (Charlotte, NC)
- Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-NY-New York ... Equitable is currently looking to hire a Deputy Chief Compliance Officer (DCCO) for Equitable Advisors within...and oversight of Equitable Advisors' SEC and FINRA a compliance programs related to its investment advisory … more
- Trinity Health (Livonia, MI)
- …of charity care and other community benefit programs. The Chief Medical Informatics Officer (CMIO) oversees the multiple Trinity Health Service Areas (THSAs) in the ... delivery. Reports directly (A1) to the SVP, System Chief Health Informatics Officer and serves in collaborative partnership with the Chief Health Informatics … more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters for mortgage lending compliance . This role is… more
- AeroVironment (Manassas, VA)
- …of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AeroVironment ... performing the day to day activities required to operate a fully effective export compliance program to ensure company compliance with US regulatory and internal… more
- JPMorgan Chase (Columbus, OH)
- …highest standards. Job Responsibilities + Perform on-site and remote compliance examinations of broker-dealer and investment advisory businesses to ensure ... status quo and striving to be best-in-class. Job Summary As a Compliance Risk Management Senior Officer - Associate in Risk Management and Compliance , you… more
- Cherry Bekaert (Raleigh, NC)
- …to the organization at-large and the Senior Leadership Team. Cherry Bekaert embraces fully remote work, and the **Chief Marketing Officer can work from anywhere ... local accounting practice into one of the nation's leading advisory , assurance, and tax firms. Today, Cherry Bekaert's 2,500...force for internal culture. In our next Chief Marketing Officer (CMO), we seek a visionary marketing leader-someone able… more
- MIT Lincoln Laboratory (Lexington, MA)
- …("the Laboratory") is seeking a strategic, dynamic, and forward-looking Chief Information Officer ("CIO") to lead their enterprise IT organization and shape the ... leaders. Oversight and strategic guidance are provided by MIT leadership, a Joint Advisory Committee representing all military branches, and an external Advisory … more
- Providence (Kodiak, AK)
- …Reporting to the Chief Executive (CE), Alaska the Chief Administrative Officer (CAO) provides strategic leadership, direction, planning, plus operational oversight ... within the Alaska Service Area, respective location, and ministry community advisory board members, government and local officials, and other individuals, groups,… more
- City and County of San Francisco (San Francisco, CA)
- …and Threads (https://www.threads.net/@flysfo) . Under general supervision, the Airfield Safety Officer performs patrol and inspection duties of airfield and other ... enforcement of the Airport Security Program and to ensure compliance with Federal, Airport and Transportation Security Regulations. According...knowledge of CFR Part 139, Part 77, and FAA Advisory Circulars 150 series. + Working knowledge of CFR… more
- Blue Cross and Blue Shield of Minnesota (Eagan, MN)
- …Blue Cross and Blue Shield of Minnesota Position Title: Associate Chief Medical Officer Location: Hybrid | Eagan, Minnesota Career Area: Health Services About Blue ... At Blue Cross and Blue Shield of Minnesota, the Associate Chief Medical Officer (ACMO) serves as a strategic clinical leader and trusted advisor, providing expert… more
- Dunham & Associates Investment Counsel, Inc. (Las Vegas, NV)
- …guardianships, investment advisory , and custody accounts. This is not a remote or hybrid opportunity, the position requires Las Vegas local residency and ... TRUST OFFICER Dunham Trust Company (DTC) provides comprehensive trust...to ensure proper tax planning; + Ensure all internal compliance and proper documentation requirements are met, consistent with… more
- UMB Bank (Kansas City, MO)
- …in attaining company goals by providing an independent and objective assurance or advisory services designed to add value and improve the organization's operation by ... analyses and constructive recommendations for improvement. As the **Professional Practices Officer ,** you will assist with the execution and advancement of the… more
- Aegon Asset Management (Denver, CO)
- …requirements. Develop and assist in the preparation of reports for the TAM Chief Compliance Officer concerning these programs. + Direct and assign projects and ... regulatory examinations, investigations, rule changes and/or industry trends. Advise Chief Compliance Officer of regulatory risks, gaps, and problem situations;… more
- Lundbeck (Deerfield, IL)
- …duties as assigned by Director, Field Compliance and Investigations and Chief Compliance Officer . Stay abreast of relevant laws and regulations and assist ... and enhance field-based auditing and monitoring initiatives involving speaker programs, advisory boards, sample compliance , and other business activities, to… more
- Veterans Affairs, Veterans Health Administration (Buffalo, NY)
- …to project management are resolved in a timely manner. Serves in an advisory capacity to the R&D Leadership, research investigators, research committee members, and ... projects are reviewed by appropriate personnel, including the Information System and Security Officer (ISSO) and Privacy Officer (PO), and issues related to… more
- State of Colorado (CO)
- …applicant will be required to live within the area of responsibility. The Officer assignment is listed below: + West Slope: The successful applicant will be ... plus generous vacation and sick leave + Flexible work schedule options and remote -work options + Career advancement opportunities throughout the State system + Some… more