- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance +… more
- Neuberger Berman (New York, NY)
- …join the Compliance Team in New York. This person will report into the Chief Compliance Officer - Central Compliance . In this role, the primary focus is ... training and assist with content updates + Participate in compliance testing as part of the firm's...and attention to detail; ability to manage multiple priorities \#LI- Hybrid \#LI-MB1 Neuberger Berman is unable to offer visa… more
- Formation Bio (New York, NY)
- …the growing drug development capabilities. This position reports to the Chief Development Officer . As the VP of Quality Assurance, you will establish and manage the ... organization to ensure our organization's compliance with the highest standards, including Good Manufacturing Practices (GMP), Good Laboratory Practices (GLP), Good… more
- Bentley Systems (PA)
- …and crisis response program. The Risk Manager will report directly to the VP, Chief Compliance Officer and act as a strategic business partner to leadership and ... **Risk Manger** **Location:** Office-based or hybrid , Exton, PA or home-based US for the...for guiding the oversight and execution of Bentley's enterprise compliance risk management, global business resiliency, and crisis response… more
- Insmed Incorporated (NJ)
- …program. This role will manage cross-functional teams and ensure compliance with regulatory requirements while maintaining operational excellence. The Executive ... role in safeguarding that mission. Reporting directly to the Chief Information Officer , this individual is responsible for defining and executing Insmed's enterprise… more
- Battelle Memorial Institute (Columbus, OH)
- …for SOF personnel + Perform assessments using interviews, formal psychological testing , and consultations as appropriate + Select and apply established diagnostic ... + Oversee clinic psychometrists and mental health technicians in their daily testing functions + Administer routine or standardized neuropsychological tests and use… more
- SMBC (Jersey City, NJ)
- …The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, business unit ... Contributions Lead will report to the Head of Employee Compliance with responsibility for oversight of the firm's outside...review process. + Oversee team's ad hoc and quarterly testing related to political contributions for MFPs and Covered… more
- HSBC (New York, NY)
- …Brand: HSBC Area of Interest: Finance Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 12 Dec 2025 In compliance with applicable laws, HSBC is ... The position primarily supports US IWPB CEO (Chief Executive Officer ) and their OpCo and Global PB (Private Bank)...(Asset, Liability and capital Management) in support of stress testing and product transfer pricing + Ensure compliance… more
- MUFG (Irving, TX)
- …day. A member of our recruitment team will provide more details. **Job Summary:** Americas Compliance Testing (ACT) is an integral part of the MUFG Regulatory ... Compliance Risk Management function. This position executes a compliance testing program designed to meet heightening...& Trading business units with focus on the Markets Compliance program. The Compliance Officer … more
- Aegon Asset Management (Denver, CO)
- …requirements. Develop and assist in the preparation of reports for the TAM Chief Compliance Officer concerning these programs. + Direct and assign projects and ... regulatory examinations, investigations, rule changes and/or industry trends. Advise Chief Compliance Officer of regulatory risks, gaps, and problem situations;… more
- State of Colorado (Denver, CO)
- ECMC Enforcement Advisor ( Compliance Specialist IV) - Hybrid Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5146654) Apply ECMC ... Enforcement Advisor ( Compliance Specialist IV) - Hybrid Salary $68,100.00 - $92,400.00 Annually Location Denver Metro,...for hearing and represents ECMC Staff before a Hearing Officer , Administrative Law Judge, or the Commission in contested… more
- The County of Los Angeles (Los Angeles, CA)
- DEPUTY COMPLIANCE OFFICER Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/5058602) Apply DEPUTY COMPLIANCE OFFICER Salary ... For more information, please view the classification specification: DEPUTY COMPLIANCE OFFICER (https://www.governmentjobs.com/careers/lacounty/classspecs/1065759?keywords=1681&pagetype=classSpecifications) Follow us on Social… more
- State of Colorado (Denver, CO)
- Privacy and Compliance Officer (Repost) Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5170906) Apply Privacy and Compliance ... S. Ash Street, Unit C140, Denver, CO 80246 - Hybrid working arrangements FLSA Status Exempt; position is not...this position serves as the BHA's BHA Privacy & Compliance Officer . The BHA Privacy & … more
- Berkshire Bank (Boston, MA)
- … Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the compliance ... and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding...Wealth Management is monitored on and adheres to. Review compliance testing and perform policy maintenance and… more
- MUFG (Irving, TX)
- …details. **Summary:** As part of the International Compliance Training Team, the Compliance Training Program Officer (FCTPO) for the Americas will be charged ... report directly into a Global Financial Crimes Training Program Officer (GFCTPO) and the Global Core Compliance ... who oversee the Global Financial Crimes and Core Compliance Training Programs respectively. This is a Hybrid… more
- State of Colorado (Colorado Springs, CO)
- …Professional VI) - Therapeutic Community Program Manager ( Hybrid ) Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5154145) Apply CDOC (Health ... Professional VI) - Therapeutic Community Program Manager ( Hybrid ) Salary $7,971.00 - $11,159.00 Monthly Location Colorado Springs, CO Job Type Full Time Job Number… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present Oversight program materials to… more
- Maryland Department of Transportation (Baltimore City County, MD)
- Compliance Officer (DOT Executive Assistant I) Salary $70,743.00 - $110,288.00 Annually Location Baltimore City Job Type Full Time Remote Employment Flexible/ ... Hybrid Job Number 7340-MDTA-10/25 Department Maryland Transportation Authority Opening...business outreach efforts. This role is also responsible for compliance in the processing of all internal and external… more
- Honeywell (Clearwater, FL)
- As a **Sr Export Compliance Officer ** here at Honeywell, you will play a crucial role in ensuring that our company operates within the boundaries of export laws ... and regulations while maintaining a strong culture of compliance . You will work out of one of our...NC; Clearwater, FL; or Torrence, CA locations on a Hybrid work schedule. In this role, you will impact… more
- Compass Group, North America (Charlotte, NC)
- …this individual will be key in aligning North American controls with UK Corporate Reform compliance , as our parent company is located in the UK. This is a second ... COSO principles, and NIST guidance. + Lead controls monitoring efforts and testing coordination with Internal Audit, external auditors, and key functional partners.… more
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