- Zions Bancorporation (Salt Lake City, UT)
- …the opportunity. **We are currently seeking a** **Risk and Compliance Testing Officer ** **within the Market, Liquidity, Wealth Risk & Compliance Team.** ... A Market, Liquidity, and Wealth Risk & Compliance (MLW) Testing Officer works closely with... management framework. **Responsibilities** The MLW Risk and Compliance Testing Officer provides the expertise, and… more
- JPMorgan Chase (New York, NY)
- …you will join a growing and innovative Equity Portfolio Management team within Wealth Management 's Chief Investment Officer Team (Private Bank CIO Team), ... Banking, Commercial Banking, Treasury & Securities Services, Asset & Wealth Management , Retail Financial Services and Card...+ Compliance : Maintain a consistent focus on compliance and risk management . **Required Qualifications, Skills… more
- Neuberger Berman (New York, NY)
- **Position Overview:** The Private Wealth Business Enablement Officer will play a key role in the Private Wealth business' technology budget, prioritization, ... management . This leader acts as the connective tissue across Private Wealth , Technology, Operations, Compliance , Finance, and client-facing teams to source… more
- City National Bank (Los Angeles, CA)
- …IS THE OPPORTUNITY? This is an advanced level Specialty Wealth Assets Officer position, responsible for supporting the asset management and administration of ... *SPECIALTY WEALTH ASSET ADMINISTRATION OFFICER II* WHAT...reports, as well as general support of the asset management team. This position is also responsible to assist… more
- US Bank (Seattle, WA)
- …and practices in multiple jurisdictions, trust accounting/reporting, and other regulatory compliance requirements + Strong project and information management ... location for the other working days Responsible for the administration, risk management and servicing of assigned fiduciary and investment management accounts.… more
- M&T Bank (Buffalo, NY)
- …within a professional team environment supporting the delivery of an integrated wealth management offering consistent with individual financial goals of clients. ... meaningfully to client relationships and support the delivery of exceptional wealth management services. Your additional responsibilities could include: +… more
- Citigroup (Washington, DC)
- …**Qualifications:** + 3-7 years of relevant experience + Prior experience in wealth management or other financial services roles preferred + Ability ... The Investment Relationship Officer is a seasoned professional role. Applies in-depth...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Chicago, IL)
- …**Qualifications:** + 2-4 years of relevant experience + Prior experience in wealth management or other financial services roles preferred + Ability ... The Investment Relationship Officer is a developing professional role. Deals with...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (New York, NY)
- …and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth ... + Deepen relationships with existing clients in Citi Personal Wealth Management and Retail bank through the...but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral… more
- HSBC (Cupertino, CA)
- …macroeconomics/microeconomics/local market developments, and of external regulatory framework relevant to wealth management + Strong client focus and ability to ... Work style: Office Worker Date: 9 Jan 2026 In compliance with applicable laws, HSBC is committed to employing... Wealth Relationship Manager works closely with the Wealth Relationship Officer and the service teams… more
- Robert Half Finance & Accounting (Charleston, SC)
- …Stay updated on changes in laws and regulations affecting the wealth management industry. * Oversee the implementation of compliance programs and assess ... Description We are looking for a detail-oriented Compliance Officer to join our team...adherence to regulatory standards and internal policies within the wealth management industry. The ideal candidate will… more
- City National Bank (New York, NY)
- …agencies, including exam management and other regulatory affairs. * For Wealth Management Compliance roles, experience with a financial institution ... * COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY* *WHAT IS...and/or registered investment adviser/ and the OCC. * For Wealth Management Compliance roles, experience… more
- S&P Global (Centreville, VA)
- **About the Role:** **Grade Level (for internal use):** 15 **The** **Role:** Chief Compliance and Risk Officer - Mobility **The Team:** Join a best-in-class ... support a newly established public company. **Responsibilities and Impact:** The Chief Compliance and Risk Officer are responsible for supporting global business… more
- M&T Bank (Wilmington, DE)
- **Overview:** The Chief Compliance Officer (CCO) of the Wilmington Funds will be responsible for overseeing and administering its compliance program in ... minimal to limited supervision of the Institutional Services and Wealth Management First Line of Defense and...a CCO or 11 years of equivalent experience in compliance , risk, legal, asset management or regulatory… more
- Insight Global (New York, NY)
- …The Compliance Officer will report to a supervisor with the Wealth Management Broker/Dealer Compliance division. * Review marketing material for ... Job Description The Compliance Officer will work closely with...abilities in analytical thinking, problem solving, research, and time management Must have excellent verbal communication and people skills… more
- JPMorgan Chase (Columbus, OH)
- …As a Lead Credit Officer - Vice President within the Asset and Wealth Management Credit Risk team, you will play a significant role in managing ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- Hills Bank (Cedar Rapids, IA)
- …to other departments including: Commercial Lending, Mortgage Lending, Retail and Trust and Wealth Management . + Lead and/or provide leadership in office and ... surprise you with even more perks! SCOPE: The Treasury Management Sales Officer serves as a relationship...solid working knowledge of subject matter related to Treasury Management ( compliance , processes, and procedures), and sales… more
- Citigroup (New York, NY)
- …credit, corporate and investment banking, securities brokerage, transaction services, and wealth management . Our core activities are safeguarding assets, lending ... **VP Cash Management Sales Officer - Global Solution...other sales consultants and junior staff. + Always ensures compliance with regulatory requirements including Citi's policies and guidelines.… more
- Canandaigua National Bank & Trust (Sarasota, FL)
- …influence, achieving goals developed for the function as part of the CNB Wealth 's annual operating plan, while ensuring compliance with various operating ... Sr. Trust Officer - Team Lead Canandaigua National Trust Company...advice you need to accumulate, grow, and maintain the wealth necessary to achieve yours. What truly separates us… more
- S&P Global (Centreville, VA)
- …(for internal use):** 14 **The** **Role:** Chief of Staff to the Chief Legal Officer - Mobility **The Team:** a best-in-class global Legal, Compliance , Risk & ... of Staff works directly with the EVP, Chief Legal Officer , as an advisor and thought partner, supporting the...driving operational efficiency and supporting the execution of Legal, Compliance , Risk & Government Affairs team initiatives, for global… more
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