- MUFG Bank, Ltd. (Tampa, FL)
- …consulting activities designed to assess and evaluate the effectiveness of the Bank's risk governance, enterprise and operational risk management and control ... markets, and related regulatory agencies. Experience preferred in enterprise and/or operational risk management. Experience in data processing, database… more
- TD Bank Group (Charlotte, NC)
- …identification and due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing Manages and provides oversight on ... and enhancing their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more
- CrossCountry Consulting (New York, NY)
- …control gaps Assess financial risks, such as liquidity risk , credit risk , model risk , operational risk , and market risk , and ensure that the ... as an analyst on a broad range of audit, risk assessment, control testing , and risk...robust risk management processes in place Ensure compliance with various financial regulations and standards, such as… more
- Goldman Sachs, Inc. (Dallas, TX)
- …overseeing and managing the control framework across our Vendors to mitigate reputational, operational , legal and commercial risk to GS. This position provides ... first line risk taking activities *Engage with Risk Partners across the organization (eg compliance ,...of vendor issues with Vendor Relationship Owners *Facilitate disruption testing in partnership with firmwide operational resilience… more
- Goldman Sachs, Inc. (New York, NY)
- …design, develop and implement risk controls for new products to mitigate operational , regulatory, compliance and FCC risk etc. Oversee effective ... such as Product managers, Engineering and Operations, 2nd line Risk and Compliance , Legal, as well as...residual risk where appropriate and working with Risk Monitoring and Testing team Identify trends… more
- CrossCountry Consulting (Arlington, VA)
- …will deliver and develop services in one of the following areas: Financial and Compliance Risk (eg, SOX and FIDICA compliance , ESG, regulatory reporting); ... (eg, IT controls, cybersecurity, cloud, emerging technology); Strategic and Operational Risk (eg, privacy, data governance, third...control of deliverables Lead a broad range of audit, risk assessment, control testing , and risk… more
- FanDuel (New York, NY)
- …gaps and weaknesses Stay abreast of relevant legal and regulatory requirements, operational risks, and other risk exposures; proactively identify areas of ... matter expert to business to analyze and review control testing results and provide expertise on corrective actions to...solver, and collaborator Experience working as a consultant covering risk , compliance or audit work a plus… more
- Fifth Third Bank (Cincinnati, OH)
- …with Bancorp policy as well as pertinent accounting/regulatory guidance. Validation, stress testing and documentation of risk models and assumptions. Support ... a career in banking at Fifth Third Bank. GENERAL FUNCTION: Manage credit risk for Residential Lending, Direct, Indirect, Credit Card or Small Business. Play a… more
- Republic Services (Phoenix, AZ)
- POSITION SUMMARY: The Senior Corporate Counsel ( Risk & Safety) is responsible for managing and providing legal advice regarding a wide range of claims, litigation, ... investigations, and other risk management, safety, and related insurance matters. Senior Corporate...advice and counsel regarding the Company's drug and alcohol testing program, including Department of Transportation (DOT) requirements. Mitigates… more
- TERRACON (Arlington, TN)
- …and performance against the project plan. Troubleshoot and recommend or resolve operational problems and minimize delays. May be responsible for resource management, ... project. Implement an established project plan. Identify, resolve, or escalate operational problems and minimize delays. Lead safety efforts including preparation… more
- TERRACON (Des Moines, IA)
- …and performance against the project plan. Troubleshoot and recommend or resolve operational problems and minimize delays. May be responsible for resource management, ... project plan for completing the project. Leads safety efforts including preparation and compliance with approved safety plan. Take action to resolve operational … more
- PayPal, Inc. (Scottsdale, AZ)
- …actionable information to key stakeholders. What do you need to bring: Experience in Compliance , Internal Controls, Operational Risk , or similar work for ... Provide subject matter expertise regarding identifying, assessing, prioritizing, and managing compliance risk through issue and incident management oversight, … more
- Ramp (New York, NY)
- …suspicious activity investigations and reporting, and sanctions and PEP monitoring Support compliance testing and reporting responsibilities from bank and card ... Companies. About the Role As a member of our Compliance team, you will help to drive operational...or other qualifications in the areas of financial crime, risk management, or compliance Familiarity with writing… more
- Ripple (San Francisco, CA)
- …presentation slides, or program material for external exams and audits. Provide operational support in other Regulatory Compliance program areas. Implement ad ... us, and build real world value. THE WORK: Ripple is growing its Regulatory Compliance team and is seeking an experienced Senior Analyst to join our ambitious team… more
- Abbott (Alameda, CA)
- …provide moderately complex OEC and divisional policy interpretation and requirements, compliance risk assessment, trend analysis and best practice ... on progress across major privacy control development frameworks. Ability to manage risk in ambiguous and complex situations. Compliance Manager Responsibilities:… more
- CAIS (New York, NY)
- …and procedures Coordinate with the trading desk to identify, and resolve potential risk control gaps and deficiencies Conduct testing and surveillance of ... for concentrated stock positions. CAIS also delivers industry-leading technology, operational efficiency, and world-class client service throughout the pre-trade,… more
- USAA (Phoenix, AZ)
- …of our underwriting policies, processes and programs while balancing operational efficiency, competitiveness, and regulatory compliance . Implementation may ... to improve processes and systems to increase member conductivity, employee experience, risk mitigation, and operational efficiency. Directs the oversight of P&C… more
- Citigroup, Inc. (New York, NY)
- …fail to maintain these standards Qualifications : 15+ years of experience in operational risk management, compliance , audit, or other control-related ... management program Set the framework and adherence with Risk Management and Compliance Policies Review and...Technology and Business teams to lead the response to Operational Risk Events and Escalations Builds relationships… more
- TD Bank Group (Mount Laurel, NJ)
- …risk appetite Ensures employees are knowledgeable; and assume responsibility to minimize operational and regulatory risk by complying with Bank and industry ... can provide you more specific details for this role. Line of Business: Risk Management Job Description: The Senior Manager, Quantitative Analytics oversees and lead… more
- Syntricate Technologies (New York, NY)
- …Analyst role, responsibility for end-to-end of regulatory reporting obligations & risk assessments for global regulatory compliance across Citadel's Asset ... The Candidate must have experience in a regulatory / compliance role (on the Asset Management side). There's financial...business process requirements to cure any gaps or open risk . Testing practices - Validation of regulatory… more
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