- Regions Bank (Birmingham, AL)
- …**Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities + Maintains ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line...Bachelor's degree and seven (7) years of experience in Compliance , Operational Risk , Quality Assurance/Control,… more
- CIBC (Chicago, IL)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Director of US Global Operational Risk Management (GORM) Testing sustains and ... practices, control frameworks, and control testing techniques to ensure CIBC Operational Risk Management meets regulatory expectations and is effective and… more
- Charles Schwab (Southlake, TX)
- …us "challenge the status quo" and transform the finance industry together. The Enterprise and Operational Risk Testing (EORT) team is part of the Enterprise ... Other areas of testing may also include risk disciplines in enterprise, operational , third-party, fraud,...or related area of study. + 3+ years of testing experience in audit, compliance , sox, or… more
- JPMorgan Chase (Tampa, FL)
- …planning, executing, and reporting on all testing activities. Collaborating closely with Compliance and Operational Risk Officers, you will partner with ... Risk Test Sr Lead within the GFCC Specialized Testing team, you will lead risk identification...and recommend actionable solutions for remediation. + Collaborate with Compliance and Operational Risk Officers… more
- MUFG (Tempe, AZ)
- …our recruitment team will provide more details. **Job Summary:** Reporting to the Controls Testing Leader in the Corporate Center Risk & Controls Office, this ... can produce high quality work product to demonstrate how testing was executed and linked back from the evidence...manner. **Main Responsibilities:** * Execution of test plans in compliance with applicable policies and guidance within the BURCO… more
- Equitable (Charlotte, NC)
- Staff Auditor II - Products Compliance and Operational Risk Management ( 2500009Y ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : ... systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes. Key responsibilities include the… more
- JPMorgan Chase (Tampa, FL)
- …detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. This ... risk ; you have found the right team. The Testing CoE (Center of Excellence) team is responsible for...the business control environment through recommended updates to the Compliance and Operational Risk Evaluation… more
- Citigroup (Getzville, NY)
- …to maintain these standards **Qualifications** : + 10+ years of experience in operational risk management, compliance , audit, or other control-related ... from activities and processes against conformance with applicable requirements to strengthen risk management quality such as quality testing performed for… more
- American Express (New York, NY)
- …with regulatory updates) + Conduct control monitoring (supplemental to BU process owners testing ) and compile key operational risk trends, activities, and ... Colleague Experience Group (CEG), General Counsel's Organization (GCO); Global Risk & Compliance (GRC); Enterprise Strategy (ES);...team is to identify, assess, mitigate, and report on Operational Risk within BU processes to ensure… more
- KeyBank (Brooklyn, OH)
- …assigned LOBs, become the subject matter expert (SME) on operational risk and control matters (and compliance as assigned) by developing/maintaining strong ... consultation services and training to assigned lines of business (LOBs) on operational risk program management topics, including all activities associated with… more
- M&T Bank (Buffalo, NY)
- …testing , and issues management. Provide assistance in the development of various operational risk / compliance related initiatives within the line of ... the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing...+ Build a working relationship with Internal Audit, Corporate Operational Risk and Corporate Compliance … more
- CIBC (Chicago, IL)
- …management program. + Provide oversight and effective challenge of operational risk and control activities. + Executing monitoring, testing , and oversight ... You'll Be Doing** The Head of Portfolio Oversight, US Operational Risk Management is accountable for supporting... risk assessment programs as required, such as Risk Identification and Regulatory Compliance Risk… more
- Wells Fargo (Irving, TX)
- …experience, training, military experience, education. **Desired Qualifications:** + Experience in Audit, Compliance , Risk and Testing . + Issues management, ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- MUFG (Tampa, FL)
- …reviewer for Product & Services risk assessments + Perform sample-based framework compliance testing (e,g, QA, testing or monitoring) + Provide advisory ... in control testing techniques and documentation + Strong knowledge of operational risk regulatory expectations and industry practices + Demonstrated ability… more
- BMO Financial Group (New York, NY)
- …exposure, including, but not limited, to Operational Risk , Credit Risk , Business Continuity, Regulatory Compliance , Cyber Security, Third Party Risk , ... as research and advisory services to clients around the world. #bmocapitalmarkets The **VP, Operational Risk & Resilience, Global Markets (GM)** is part of the… more
- PenFed Credit Union (Mclean, VA)
- …Enhance the Governance, Risk and Compliance (GRC) system to support operational risk management + Provide effective challenges to controls testing ... enterprise risk management, operational risk management, financial risk management, governance, compliance , or audit in the financial industry. +… more
- Cambridge Savings Bank (Waltham, MA)
- POSITION: Operational Risk Analyst Summary: At Cambridge Savings Bank, our purpose is to have a positive impact on our customers, employees, and community's ... to exceeding expectations and having a strong commitment to diversity and inclusion. The Operational Risk Analyst, under the direction of the Operational … more
- Citigroup (Irving, TX)
- …institution? Then bring your skills in portfolio management experience including stress testing , limit setting and management, risk appetite, and good ... and economic progress. **Team / Role Overview** The Stress Testing Results Review team within Enterprise Risk ...management * Experience analyzing risk , for all risk types including market, credit and operational .… more
- American Express (New York, NY)
- …programs, including Risk and Control Self Assessments, Operational Risk Management, etc. + Support compliance with resilience-related regulations and ... Compliance organization and led by the Chief Risk Officer, manage operational risks associated with...including policy & procedure development, risk appetite, risk control self-assessment and testing , and issue… more
- M&T Bank (Buffalo, NY)
- …issues management. Provide assistance in the development and implementation of various operational risk / compliance related initiatives within the business ... the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing...requirements impacting the business unit. + Adhere to applicable compliance / operational risk controls in accordance… more
Related Job Searches:
Compliance,
Compliance Risk,
Compliance Testing,
Operational,
Operational Risk,
Risk,
Testing