- Galaxy (New York, NY)
- …improvement and operational excellence. What We're Looking For: 10+ years of experience in compliance , legal , or risk management roles. 5+ years of ... counsel, and product teams to build and maintain a scalable, risk -based compliance framework that supports innovation while managing regulatory obligations.… more
- Fidelity Investments (Boston, MA)
- …You will work closely with Business Unit Subject Matter Experts, key stakeholders, Legal , Compliance , Risk , and Vendor Managers. Specific job-related tasks ... In Vendor Relations, we collaborate with groups across Fidelity including finance, risk , legal and compliance along with numerous investment teams providing… more
- Google (Los Angeles, CA)
- …Bachelor's degree or equivalent practical experience. 10 years of experience in compliance , risk management, investigation, auditing, legal , or consulting. ... or global enterprise environment. Experience in audit functions. Expertise in compliance , risk management, and assurance frameworks and practices. Proven… more
- The Planet Group (Houston, TX)
- … compliance engineering in a global enterprise Gain high visibility with compliance , legal , and risk leadership Expected pathway to full-time ... and implement scalable, compliant solutions using tools like Enterprise Vault, O365 Compliance Center, and third-party connectors Partner with legal and … more
- Gila River Development (Chandler, AZ)
- … functions of Gila River Development (GRD), including oversight of contracts, regulatory compliance , policy development, and legal risk mitigation. A ... a centralized and organized legal documentation system. Risk Management and Compliance : *Identify potential legal liabilities and develop mitigation… more
- FullSteam (Ontario, CA)
- …OSHA logs and perform essential record-keeping tasks related to workplace safety and risk management. Legal Compliance & Subpoena Management: Handle subpoena ... Entry-Level Risk Coordinator | Safety & Workers' Comp Specialist...workplace safety and ready to launch your career in risk and Safety ? Full Steam Staffing, a leading… more
- Morgan Stanley (Purchase, NY)
- …Operations related to incidents and projects Partner with second and third-line control functions ( Legal , Compliance , Audit, and Risk ) on an ongoing basis ... an important part of our culture. The Client Segments Risk (CSR) organization is a first line of defense... (CSR) organization is a first line of defense risk function responsible for execution of controls across all… more
- Amazon (Boston, MA)
- …AGI. BASIC QUALIFICATIONS - 4+ years of compliance program management, legal , governance, audit, risk /loss prevention, or equivalent experience - Bachelor's ... goals and write reports for leadership. - Partner with legal counsel, security, and other stakeholders to our AI...drive improvements experience - Professional auditing qualification, or similar risk or compliance credentials - Experience in… more
- Amazon (San Diego, CA)
- …BASIC QUALIFICATIONS - 4+ years of compliance program management, legal , governance, audit, risk /loss prevention, or equivalent experience - Bachelor's ... Inventory Management (IM) team within Regulatory Intelligence Safety and Compliance (RISC) is seeking an experienced Risk ...and Compliance (RISC) is seeking an experienced Risk Manager to support our global scope of managing… more
- Fidelity Investments (Jersey City, NJ)
- …tools to assess, monitor, and measure daily counterparty trading activity Collaborating with Compliance , Legal , Collateral and Operational Risk teams and ... Job Description: Job Description As a Manager within the Credit Risk organization, you will be responsible for independently assessing the creditworthiness of… more
- Shulman Fleming & Partners (New York, NY)
- …the intersection of technology, risk , and regulation-collaborating with senior leaders across Legal , Risk , Compliance , and IT to ensure that our systems ... across multiple partner applications and systems Develop modernization roadmaps ensuring regulatory compliance continuity Collaborate with Legal , Risk , … more
- The Symicor Group (Milwaukee, WI)
- …booked and funded accurately. This associate will also work closely with our internal Legal , Risk & Compliance departments to interpret rules and regulations ... to quality assurance and regulatory practices. In partnership with our internal Legal , Risk & Compliance team, monitor new and pending legislation,… more
- Amazon (Seattle, WA)
- …us. BASIC QUALIFICATIONS - 4+ years of compliance program management, legal , governance, audit, risk /loss prevention, or equivalent experience - Bachelor's ... leveraging to drive improvements experience - Professional auditing qualification, or similar risk or compliance credentials Amazon is an equal opportunity… more
- Syntricate Technologies (Tampa, FL)
- …all issues has been addressed prior to the milestone closure. Partner with Independent ORM, Risk , Compliance , Audit and Legal to identify and mitigate cross ... partnerships across the HR Businesses and key support areas like Audit, Compliance , Control, Independent Risk , and Legal to ensure franchise and other key… more
- TD Bank Group (New York, NY)
- …partnerships with the groups that support Corporate and Investment Banking - including 1B, Compliance , Legal , Audit, Risk and Technology - as well as ... to obtain within 6 months. Experience in capital markets, compliance , audit, risk , control and governance or...Regulatory Reviews and the escalations of issues Works with Legal and Compliance Departments to implement various… more
- Societe Generale (New York, NY)
- …related to XVA and other relevant regulatory and operational requirements. Collaborate closely with compliance , legal , and risk teams to ensure all processes ... members, fostering a collaborative, high-performance culture within the sales desk. Risk Management and Compliance *Uphold the firm's risk and compliance … more
- Santander (Dallas, TX)
- …as the primary point of contact for internal stakeholders including front office, credit risk , legal , compliance , and technology teams. *Escalate and resolve ... management on loan volumes, exceptions, and KPIs. *Process Improvement & Risk Management: *Identify inefficiencies and implement process enhancements to reduce… more
- Bluevine - US (Jersey City, NJ)
- …at the center of your decisions. * Facilitate alignment across departments including Risk , Compliance , Legal , Support, and Marketing-fostering trust and ... with colleagues across the organization-from Engineering and Design to Legal , Marketing, and Risk -working in harmony to design solutions that truly serve our… more
- Ionis (Carlsbad, CA)
- …results-oriented process improvement. Assists with internal compliance investigations, ensuring legal compliance and managing risk . Assist with ... risk -mitigation activities and label development. Reviews and provides legal guidance on financial and other interactions with healthcare professionals,… more
- Citigroup, Inc. (Getzville, NY)
- …timely trade reporting submission Liaise closely with internal stakeholders, including Business, Legal , Compliance , Risk /Control, Operations & Technology, at ... and regulator expectations with applied experience executing, overseeing, or assessing risk and control processes and regulatory engagement. The successful candidate… more
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