- Goldman Sachs, Inc. (Dallas, TX)
- … will satisfy the following criteria: At least 8+ years of work experience as a compliance officer or a risk management role Bachelor's degree or higher, ... compliance . Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and… more
- The Travelers Indemnity Company (Diamond Bar, CA)
- …a dynamic role that blends evaluating and analyzing financial and business risk , building relationships, and selling and negotiating with clients, agents, and ... analyzes complex data related to cyber security, privacy and regulatory compliance , industry and economic exposures and financial performance. The underwriting… more
- Truist (Houston, TX)
- …1st shift (United States of America) Please review the following job description: This Senior Credit Risk Officer will support Middle Market and Commercial ... change from time to time. 1. Serve as a senior credit risk officer for...sustainable profitability 4. Stay abreast of laws, regulations and risk management techniques to ensure compliance and… more
- PIMCO (New York, NY)
- …industry thought leader and trusted advisor to our clients. Overview PIMCO is seeking a Senior Compliance Officer to join its US Registered Funds ... York Office and will play a crucial role in supporting the Funds' Chief Compliance Officer and PIMCO's broader compliance team. Responsibilities Provide… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... Ability to project confidence and professionalism in dealings with senior business personnel. Ability to make, support and defend...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- Marex (New York, NY)
- …and technology-powered services. For more information visit www.marex.com Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... Ability to project confidence and professionalism in dealings with senior business personnel. Ability to make, support and defend...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- PIMCO (Newport Beach, CA)
- …clients. Overview As a key member within PIMCO's Compliance team, the Senior Compliance Officer will provide strategic oversight and leadership across ... and other compliance risks proactively Provide regular, comprehensive reporting on compliance program status to senior Legal and Compliance executives… more
- Soleo Health, Inc. (Eureka, MO)
- Job Type Full-time Description Soleo Health is seeking a Senior Director, Information Security Officer to enhance and safeguard our company's IT infrastructure ... & FSA (including dependent care) Options Education Assistance Program The Position: The Senior Director, Information Security Officer will report directly to the… more
- Deutsche Bank (Jacksonville, FL)
- Job Description: Job Title AFC Testing, Senior Officer Corporate Title Assistant Vice President Location Jacksonville, FL Overview Deutsche Bank ("DB") is ... tests under the direction of the Americas Head of Compliance , AFC Testing and Quality Assurance ("QA") in order...adherence to regulatory requirements and whether or not a risk management framework is in place and is effectively… more
- Larson Maddox (New York, NY)
- …including handling audits, inquiries, and examinations. Lead compliance training, risk assessments, and internal investigations. Advise senior leadership on ... of private equity funds, is seeking a dynamic Chief Compliance Officer (CCO) to lead and enhance...will have relevant experience at a similar organization with senior compliance responsibilities or is a current… more
- International Staffing Consultants, Inc. (South Burlington, VT)
- …$260,000 - $400,000 per year We are seeking an experienced and dynamic Chief Compliance Officer (CCO) to lead our client's compliance and privacy ... hospital or healthcare system. This role requires a strong background in healthcare compliance , privacy regulations (such as HIPAA), and risk management, coupled… more
- Relay Payments (Atlanta, GA)
- …information about Relay, visit relaypayments.com. About The Role The role of the Chief Compliance Officer is to lead all compliance initiatives across the ... all business units as well as the Board and senior management regarding new and revised legislation and regulations... compliance department staff. Create and maintain a compliance risk assessment process. Consult with and… more
- US Bank (Gresham, OR)
- …at-all from Day One. Job Description Responsible for the administration, risk management and servicing of assigned fiduciary and investment management accounts. ... and retention of existing accounts. Administers accounts in a manner which ensures compliance with the governing documents, state statutes and US Bank policies and… more
- Arena Investors I Quaestor Advisors (Jacksonville, FL)
- …where others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely ... with the compliance team and have regular interface with staff throughout...platform; *Maintenance of restricted trading list and watchlist; *AML/KYC risk -assessment and due-diligence; *Service provider due-diligence; *Portfolio management review… more
- BankUnited (Orlando, FL)
- SUMMARY: A Credit Products Officer specializes in either Corporate and Industrial (C&I) loan requests and is responsible for preparing complete and accurate credit ... may be assigned. Pre-screening Activities (10% of time) Determine Risk RatingsConfirm the Industry Risk Rating (IRR)...underwrite the credit request and forward to Loan Closing Officer for ordering of due diligence items (lien, credit,… more
- Korn Ferry Executive Search (Pasadena, CA)
- … with governmental reporting requirements *Oversee the investment program, including compliance with Investment Policy Statements *Serve as risk manager ... Chief Financial Officer The Norton Simon Museum, The Norton Simon...Vice President of External Affairs, General Counsel, and other senior staff across the organization. The CFO will be… more
- Sturgis Hospitality LLC (Sturgis, SD)
- Job description We are currently looking for an accomplished and strategic Chief Financial Officer (CFO) to join our leadership team and take charge of all financial ... pivotal figure in defining our financial strategy, enhancing profitability, and ensuring compliance with all financial regulations. This role is tailored for a… more
- AMB Sports & Entertainment, LLC (Atlanta, GA)
- …the foundation's Democracy Team: The Democracy team is comprised of a managing director, senior program officer , program officer (this position) and a shared ... Grantmaking, portfolio management and operations: Support the managing director and senior program officer in grantmaking due diligence processes, including… more
- Dakota County, MN (Hastings, MN)
- …direct services to clients as a group (max of 8 per Assistant Probation Officer ). Monitor resident's compliance with facility rules. Assist youth in completing ... other learn by modeling, teaching and listening. The facility-based Assistant Probation Officer position works within the Dakota County Juvenile Services Center's 24… more
- BankUnited (Hialeah, FL)
- SUMMARY: A Credit Products Officer specializes in Commercial Real Estate (CRE) loan requests and is responsible for preparing complete and accurate credit analyses ... be assigned. Pre-screening Activities (10% of time) * Determine Risk RatingsConfirm the Industry Risk Rating (IRR)...underwrite the credit request and forward to Loan Closing Officer for ordering of due diligence items (lien, credit,… more
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